0001104659-21-046242.txt : 20210402 0001104659-21-046242.hdr.sgml : 20210402 20210402215043 ACCESSION NUMBER: 0001104659-21-046242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levental Igor CENTRAL INDEX KEY: 0001561844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 21803620 MAIL ADDRESS: STREET 1: C/O NOVAGOLD RESOURCES INC. STREET 2: 201 SOUTH MAIN STREET, SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gatos Silver, Inc. CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-784-5350 MAIL ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp DATE OF NAME CHANGE: 20190618 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 4 1 tm2112036-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-31 0 0001517006 Gatos Silver, Inc. GATO 0001561844 Levental Igor C/O GATOS SILVER, INC., 8400 E. CRESCENT PARKWAY, SUITE 600 GREENWOOD VILLAGE CO 80111 1 0 0 0 Common Stock 2021-03-31 4 A 0 8236 0 A 10799 D Common Stock 97363 I By Levental Family Trust Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company. Includes 10,799 DSUs, which were fully vested on the date of grant. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. /s/ Roger Johnson, Attorney-in-Fact for Igor Levental 2021-04-02