0001104659-20-138055.txt : 20201221 0001104659-20-138055.hdr.sgml : 20201221 20201221160726 ACCESSION NUMBER: 0001104659-20-138055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201218 FILED AS OF DATE: 20201221 DATE AS OF CHANGE: 20201221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanneman Karl L CENTRAL INDEX KEY: 0001602426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 201404439 MAIL ADDRESS: STREET 1: 506 GAFFNEY ROAD, SUITE 200 CITY: FAIRBANKS STATE: AK ZIP: 99701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gatos Silver, Inc. CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-784-5350 MAIL ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp DATE OF NAME CHANGE: 20190618 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 4 1 a4.xml 4 X0306 4 2020-12-18 0 0001517006 Gatos Silver, Inc. GATO 0001602426 Hanneman Karl L C/O GATOS SILVER, INC., 8400 E. CRESCENT PARKWAY, SUITE 600 GREENWOOD VILLAGE CO 80111 1 0 0 0 Common Stock 2020-12-18 4 P 0 10000 9.70 A 10000 I By KNH Trust Common Stock 3778 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.65 to $9.70, inclusive. The reporting person undertakes to provide to Gatos Silver, Inc. (the "Company"), any shareholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Includes 3,778 director share units, which were fully vested on the date of grant, each representing a right to receive one share of the Company's common stock upon departure from the Company. /s/ Karl Hanneman 2020-12-21