0000950103-20-021451.txt : 20201103
0000950103-20-021451.hdr.sgml : 20201103
20201103173554
ACCESSION NUMBER: 0000950103-20-021451
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201030
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dubas Adam
CENTRAL INDEX KEY: 0001828700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 201284518
MAIL ADDRESS:
STREET 1: 8400 E. CRESCENT PARKWAY, SUITE 600
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gatos Silver, Inc.
CENTRAL INDEX KEY: 0001517006
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 272654848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8400 E. CRESCENT PARKWAY
STREET 2: SUITE 600
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 303-784-5350
MAIL ADDRESS:
STREET 1: 8400 E. CRESCENT PARKWAY
STREET 2: SUITE 600
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp
DATE OF NAME CHANGE: 20190618
FORMER COMPANY:
FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp
DATE OF NAME CHANGE: 20110330
4
1
dp140050_4-dubas.xml
FORM 4
X0306
4
2020-10-30
0
0001517006
Gatos Silver, Inc.
GATO
0001828700
Dubas Adam
C/O GATOS SILVER, INC.
8400 E. CRESCENT PARKWAY, SUITE 600
GREENWOOD VILLAGE
CO
80111
0
1
0
0
Chief Administrative Officer
Common Stock
2020-10-30
4
A
0
5732
5.60
A
8097
D
Common Stock
2020-10-30
4
P
0
2000
7.00
A
10097
D
Employee Stock Option (Right to Buy)
27.66
2022-10-30
Common Stock
5750
5750
D
Employee Stock Option (Right to Buy)
27.66
2023-02-16
Common Stock
5750
5750
D
Employee Stock Option (Right to Buy)
7.00
2025-02-08
Common Stock
10000
10000
D
Employee Stock Option (Right to Buy)
7.00
2025-12-23
Common Stock
7892
7892
D
Employee Stock Option (Right to Buy)
9.00
2026-12-15
Common Stock
15000
15000
D
Employee Stock Option (Right to Buy)
9.00
2027-12-05
Common Stock
20000
20000
D
Employee Stock Option (Right to Buy)
12.00
2029-05-03
Common Stock
25000
25000
D
Employee Stock Option (Right to Buy)
12.00
2030-01-20
Common Stock
25000
25000
D
Employee Stock Option (Right to Buy)
7.00
2030-10-27
Common Stock
75000
75000
D
Represents shares of common stock acquired using deferrals of salary at a price equal to 80% of the price of shares sold in Gatos Silver, Inc.'s (the "Issuer") public offering, with the Reporting Person's account credited with a cash value of 125% of the reporting person's deferred salary.
Reflects a reorganization (the "Reorganization") of the Issuer on October 30, 2020, in which Silver Opportunity Partners LLC ("SOP") became a wholly owned subsidiary of a newly created Delaware corporation named Silver Opportunity Partners Corporation ("SOP Corporation") and each share of the Issuer's common stock outstanding immediately prior to the Reorganization was exchanged for (i) approximately 0.39406 shares of Issuer common stock (subject to rounding to eliminate fractional shares) and (ii) approximately 0.10594 shares of common stock of SOP Corporation (subject to rounding to eliminate fractional shares).
These options were granted on October 30, 2012 and are fully vested.
These options were granted on February 16, 2013 and are fully vested.
These options were granted on February 8, 2015 and are fully vested.
These options were granted on December 23, 2015 and are fully vested.
These options were granted on August 31, 2017. Three quarters of these options have vested and the remaining 1/4th vests on December 15, 2020.
These options were granted on December 6, 2017. One half of these options have vested and the remaining one-half vests in equal installments on each of December 5, 2020 and December 5, 2021.
These options were granted on May 3, 2019. One fourth of these options have vested and the remaining three fourths vest in equal installments on each of December 14, 2020, December 14, 2021 and December 14, 2022.
These options were granted on January 20, 2020. These options vest in three equal installments on each of January 20, 2021, January 20, 2022 and January 20, 2023.
These options were granted on October 27, 2020 and vest in three equal annual installments on each of October 27, 2021, October 27, 2022 and October 27, 2023.
Stock option exercise prices and outstanding shares have been adjusted to reflect a 1 for 2 reverse stock split affected on October 30, 2020 in connection with the Reorganization.
/s/ Roger Johnson as Attorney-in Fact, for Adam Dubas
2020-11-03