0000950103-20-020659.txt : 20201027 0000950103-20-020659.hdr.sgml : 20201027 20201027164442 ACCESSION NUMBER: 0000950103-20-020659 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201027 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanneman Karl L CENTRAL INDEX KEY: 0001602426 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 201264614 MAIL ADDRESS: STREET 1: 506 GAFFNEY ROAD, SUITE 200 CITY: FAIRBANKS STATE: AK ZIP: 99701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunshine Silver Mining & Refining Corp CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2750 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 303-784-5350 MAIL ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2750 CITY: DENVER STATE: CO ZIP: 80264 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 3 1 dp139222_3-hanneman.xml FORM 3 X0206 3 2020-10-27 0 0001517006 Sunshine Silver Mining & Refining Corp GATO 0001602426 Hanneman Karl L C/O GATOS SILVER, INC. 8400 E. CRESCENT PARKWAY, SUITE 600 GREENWOOD VILLAGE CO 80111 1 0 0 0 Common Stock 7555 D Employee Stock Option (Right to Buy) 6.00 2029-05-03 Common Stock 31000 D Employee Stock Option (Right to Buy) 6.00 2030-01-20 Common Stock 46500 D Includes 7,555 director share units which were fully vested on the date of grant, each representing a right to receive one share of common stock. These options were granted on May 3, 2019 and are fully vested. These options were granted on January 20, 2020 and vest in eighteen equal monthly installmen /s/ Roger Johnson as Attorney-in-Fact, for Karl Hanneman 2020-10-27 EX-24 2 dp139222_3-ex24.htm EXHIBIT 24

 

POWER OF ATTORNEY

 

Know all by these presents, that the undersigned hereby constitutes and appoints each of Stephen Orr, Roger Johnson and Adam Dubas as the undersigned’s true and lawful attorneys-in-fact to:

 

(1) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or member of the Board of Directors of Gatos Silver, Inc. (the “Company”), Forms 3, 4 and 5, including any amendments thereto, in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder (the “Exchange Act”);

 

(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto and timely file such form with the United States Securities and Exchange Commission and the applicable stock exchange or similar authority; and

 

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in his discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to act separately and to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that any of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of October, 2020.

 

Signature:  /s/ Karl Hanneman
Name: Karl Hanneman