0001209191-20-019386.txt : 20200316
0001209191-20-019386.hdr.sgml : 20200316
20200316190322
ACCESSION NUMBER: 0001209191-20-019386
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200313
FILED AS OF DATE: 20200316
DATE AS OF CHANGE: 20200316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herz Daniel C
CENTRAL INDEX KEY: 0001516921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38158
FILM NUMBER: 20718739
MAIL ADDRESS:
STREET 1: 1845 WALNUT STREET, 10TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Falcon Minerals Corp
CENTRAL INDEX KEY: 0001703785
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 820820780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1845 WALNUT STREET, 10TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-832-4161
MAIL ADDRESS:
STREET 1: 1845 WALNUT STREET, 10TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
FORMER COMPANY:
FORMER CONFORMED NAME: Osprey Energy Acquisition Corp
DATE OF NAME CHANGE: 20170413
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-13
0
0001703785
Falcon Minerals Corp
FLMN
0001516921
Herz Daniel C
510 MADISON AVENUE
8TH FLOOR
NEW YORK
NY
10022
0
1
0
0
CEO and President
Class A Common Stock
2020-03-13
4
A
0
90334
0.00
A
1247530
D
Performance Stock Unit
2020-03-13
4
A
0
361336
0.00
A
2024-03-13
Class A Common Stock
361336
361336
D
The Reporting Person has been granted time-based restricted stock pursuant to the Issuer's 2018 Long Term Incentive Plan ("LTIP"). The award vests one-third per year beginning on the first anniversary of the grant date.
The Reporting Person has been granted performance and time vesting stock units pursuant to the LTIP. The award time-vests in full on March 13, 2023 and performance-vests upon shareholders' returns achieving predetermined return goals. Upon vesting, the Reporting Person shall receive a corresponding number of shares of Class A common stock or, in the sole discretion of the Issuer's Compensation Committee, an amount in cash equal to the fair market value of the shares of Class A common stock otherwise deliverable.
/s/Jeffrey Brotman, attorney-in-fact
2020-03-16