CHIEF COMPLIANCE OFFICER

0001516450-19-000006.txt : 20191017 0001516450-19-000006.hdr.sgml : 20191017 20191016175801 ACCESSION NUMBER: 0001516450-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191017 DATE AS OF CHANGE: 20191016 EFFECTIVENESS DATE: 20191017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEALTHCARE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001516450 IRS NUMBER: 364776378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14447 FILM NUMBER: 191153532 BUSINESS ADDRESS: STREET 1: TWO JAMES CENTER STREET 2: 1021 EAST CARY STREET, SUITE 1120 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-644-4711 MAIL ADDRESS: STREET 1: TWO JAMES CENTER STREET 2: 1021 EAST CARY STREET, SUITE 1120 CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: WEALTHCARE CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20120515 FORMER COMPANY: FORMER CONFORMED NAME: Financeware, Inc. DATE OF NAME CHANGE: 20110324 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001516450 XXXXXXXX 09-30-2019 09-30-2019 WEALTHCARE CAPITAL MANAGEMENT LLC

TWO JAMES CENTER 1021 EAST CARY STREET, SUITE 1120 RICHMOND VA 23219

13F HOLDINGS REPORT 028-14447 N BRANDY WEIBERG CHIEF COMPLIANCE OFFICER 804-521-3435 BRANDY WEIBERG RICHMOND VA 10-16-2019 0 196 813768 false INFORMATION TABLE 2 WCM.13f.20190930.xml APPLE INC COMMON 037833100 391 1747 SH SOLE 0 1747 0 0 ARCHER-DANIELS-MIDLND CO COMMON 039483102 55 1343 SH SOLE 0 1343 0 0 AUTO DATA PROCESSING COMMON 053015103 7 45 SH SOLE 0 45 0 0 AMERICAN ELECTRIC POWER COMMON 025537101 154 1640 SH SOLE 0 1640 0 0 BARCLAYS AGGREGATE BOND FUND COMMON 464287226 2713 23973 SH SOLE 0 23973 0 0 APOLLO INVESTMENT CORP COMMON 03761U502 2 153 SH SOLE 0 153 0 0 JPMORGAN ALERIAN MLP ETN COMMON 46625H365 840 36103 SH SOLE 0 36103 0 0 AMER NATIONAL BANKSHARES INC C OM COMMON 027745108 9 263 SH SOLE 0 263 0 0 AMAZON COMMON 023135106 161 93 SH SOLE 0 93 0 0 ANTHEM INC COM COMMON 036752103 24 100 SH SOLE 0 100 0 0 ARES CAPITAL CORPORATION COMMON 04010L103 4 220 SH SOLE 0 220 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 2 40 SH SOLE 0 40 0 0 ATLANTIC UNION BANKSHARES CORP COM COMMON 04911A107 11 292 SH SOLE 0 292 0 0 AVANOS MEDICAL INC COMMON 05350V106 0 4 SH SOLE 0 4 0 0 BANK OF AMERICA CORP COMMON 060505104 89 3060 SH SOLE 0 3060 0 0 SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF COMMON 78468R663 6412 70003 SH SOLE 0 70003 0 0 POWERSHARES SENIOR LOAN ETF COMMON 46138G508 283 12523 SH SOLE 0 12523 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 18 350 SH SOLE 0 350 0 0 VANGUARD TOTAL INTL BOND COMMON 92203J407 75 1279 SH SOLE 0 1279 0 0 BERKSHIRE HATHAWAY INC DEL CL B COMMON 084670702 213 1025 SH SOLE 0 1025 0 0 CATERPILLAR INC COMMON 149123101 17 135 SH SOLE 0 135 0 0 CDK GLOBAL HOLDINGS LLC COM COMMON 12508E101 1 15 SH SOLE 0 15 0 0 COMCAST CORP NEW CL A COMMON 20030N101 10 224 SH SOLE 0 224 0 0 COVETRUS INC COMMON 22304C100 0 13 SH SOLE 0 13 0 0 CHEVRONTEXACO CORP COMMON 166764100 49 413 SH SOLE 0 413 0 0 CYPRESS SEMICONDUCTOR CORP-DEL COMMON 232806109 117 5000 SH SOLE 0 5000 0 0 DOMINION RES INC VA NEW COMMON 25746U109 114 1404 SH SOLE 0 1404 0 0 DBX TRACKERS MSCI ETF COMMON 233051200 1159 35848 SH SOLE 0 35848 0 0 WISDOMTREE SMALL CAP DIVIDEND COMMON 97717W604 9 327 SH SOLE 0 327 0 0 DANAHER CORP DEL COMMON 235851102 192 1326 SH SOLE 0 1326 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE COMMON 78467X109 204 759 SH SOLE 0 759 0 0 DISNEY WALT CO COMMON 254687106 26 200 SH SOLE 0 200 0 0 WISDOMTREE US MIDCAP DIVIDEND ETF COMMON 97717W505 10 273 SH SOLE 0 273 0 0 ISHARES MSCI KLD 400 SOCIAL COMMON 464288570 1529 13782 SH SOLE 0 13782 0 0 WISDOMTREE INTERNATIONAL HIGH DIV ETF COMMON 97717W802 36 920 SH SOLE 0 920 0 0 DUKE ENERGY CORPORATION COMMON 26441C204 9 99 SH SOLE 0 99 0 0 CONSOLIDATED EDISON INC COMMON 209115104 39 416 SH SOLE 0 416 0 0 MSCI EMERGING MKTS INDEX FUND COMMON 464287234 184 4508 SH SOLE 0 4508 0 0 ISHARES MSCI EAFE INDEX FUND COMMON 464287465 1086 16649 SH SOLE 0 16649 0 0 ISHARES MSCI EAFE MINIMUM VOLATILITY COMMON 46429B689 14 189 SH SOLE 0 189 0 0 MSCI EAFE VALUE INDEX FUND COMMON 464288877 108 2279 SH SOLE 0 2279 0 0 ENDOLOGIX INC COM COMMON 29266S304 1 300 SH SOLE 0 300 0 0 EMCOR GROUP INC COMMON 29084Q100 53 612 SH SOLE 0 612 0 0 EMERSON ELECTRIC CO COMMON 291011104 19 290 SH SOLE 0 290 0 0 ENBRIDGE INC COMMON 29250N105 5 135 SH SOLE 0 135 0 0 EVOLUS INC COM COMMON 30052C107 16 1000 SH SOLE 0 1000 0 0 EPR PROPERTIES COMMON 26884U109 4 54 SH SOLE 0 54 0 0 EVERGY INC COMMON 30034W106 20 294 SH SOLE 0 294 0 0 ISHARES MSCI CANADA INDEX FUND COMMON 464286509 4 139 SH SOLE 0 139 0 0 SPDR INDEX SHS FDS S&P EMERGING MKTS SM COMMON 78463X756 179 4125 SH SOLE 0 4125 0 0 FACEBOOK INC COMMON 30303M102 45 255 SH SOLE 0 255 0 0 FREEPORT MCMORAN COPPER & GOLD INC. COMMON 35671D857 11 1100 SH SOLE 0 1100 0 0 GENERAL ELECTRIC COMPANY COMMON 369604103 8 922 SH SOLE 0 922 0 0 SPDR S&P EMERGING MARKET COMMON 78463X509 71 2074 SH SOLE 0 2074 0 0 ALPHABET INC CLASS C COMMON 02079K107 10 8 SH SOLE 0 8 0 0 ALPHABET INC CLASS A COMMON 02079K305 46 38 SH SOLE 0 38 0 0 ISHARES US TREASURY BOND COMMON 46429B267 2829 107452 SH SOLE 0 107452 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 23 110 SH SOLE 0 110 0 0 HUNTINGTON BANCSHARES INC COM COMMON 446150104 12 846 SH SOLE 0 846 0 0 HOME DEPOT COMMON 437076102 66 284 SH SOLE 0 284 0 0 VANECK VECTORS HIGH YIELD MUN INDEX ETF NEW COMMON 92189H409 826 12817 SH SOLE 0 12817 0 0 CORPORATE HIGH YIELD FD VI INC COMMON 09255P107 17 1575 SH SOLE 0 1575 0 0 IBM COMMON 459200101 69 478 SH SOLE 0 478 0 0 INTERDIGITAL INC PA COMMON 45867G101 80 1525 SH SOLE 0 1525 0 0 BARCLAYS 7-10 YR TREASURY INDEX COMMON 464287440 241710 2149105 SH SOLE 0 2149105 0 0 BARCLAYS 3-7 YR TREASURY INDEX FUND COMMON 464288661 9086 71656 SH SOLE 0 71656 0 0 S&P MIDCAP 400 COMMON 464287507 701 3630 SH SOLE 0 3630 0 0 S&P MIDCAP 400/BARRA VALUE COMMON 464287705 350 2190 SH SOLE 0 2190 0 0 S&P MIDCAP 400/BARRA GROWTH COMMON 464287606 252 1126 SH SOLE 0 1126 0 0 S&P SMALLCAP 600 INDEX FUND COMMON 464287804 158 2025 SH SOLE 0 2025 0 0 INTEL CORP COMMON 458140100 28 544 SH SOLE 0 544 0 0 ISHARES CORE S&P TOTAL US STOCK MKT COMMON 464287150 12110 180565 SH SOLE 0 180565 0 0 ISHARES S&P 500 VALUE ETF COMMON 464287408 180 1510 SH SOLE 0 1510 0 0 S&P 500 INDEX FUND COMMON 464287200 3473 11633 SH SOLE 0 11633 0 0 S&P 500 BARRA GROWTH INDEX FUND COMMON 464287309 406 2254 SH SOLE 0 2254 0 0 RUSSELL 1000 VALUE INDEX FUND COMMON 464287598 347 2705 SH SOLE 0 2705 0 0 RUSSELL 2000 INDEX FUND COMMON 464287655 557 3681 SH SOLE 0 3681 0 0 RUSSELL 2000 VALUE INDEX FUND COMMON 464287630 103 862 SH SOLE 0 862 0 0 RUSSELL 2000 GROWTH INDEX FUND COMMON 464287648 111 574 SH SOLE 0 574 0 0 RUSSELL 3000 INDEX FUND COMMON 464287689 2258 12993 SH SOLE 0 12993 0 0 ISHARES CORE MSCI TOTAL INTL STK COMMON 46432F834 7174 124200 SH SOLE 0 124200 0 0 JOHNSON & JOHNSON COMMON 478160104 125 969 SH SOLE 0 969 0 0 J P MORGAN CHASE & CO COMMON 46625H100 27 230 SH SOLE 0 230 0 0 KRAFT HEINZ CO COM COMMON 500754106 11 390 SH SOLE 0 390 0 0 KIMBERLY-CLARK CORP COMMON 494368103 2 12 SH SOLE 0 12 0 0 KEMPHARM INC COM COMMON 488445107 1 2000 SH SOLE 0 2000 0 0 L3HARRIS TECHNOLOGIES COMMON 502431109 26 125 SH SOLE 0 125 0 0 LOCKHEED MARTIN CORP COMMON 539830109 29 75 SH SOLE 0 75 0 0 MASTERCARD INC CL A COMMON 57636Q104 27 101 SH SOLE 0 101 0 0 MCDONALD'S COMMON 580135101 87 404 SH SOLE 0 404 0 0 MONDELEZ INTL INC COM COMMON 609207105 57 1031 SH SOLE 0 1031 0 0 MID CAP S P D R TRUST COMMON 78467Y107 196 556 SH SOLE 0 556 0 0 MICRO FOCUS INTL PLC COMMON 594837403 0 4 SH SOLE 0 4 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF COMMON 72201R833 1309 12865 SH SOLE 0 12865 0 0 UBS AG JERSEY 2040F COMMON 902641646 9 419 SH SOLE 0 419 0 0 3M COMPANY COMMON 88579Y101 16 95 SH SOLE 0 95 0 0 ALTRIA GROUP COMMON 02209S103 71 1729 SH SOLE 0 1729 0 0 MERCK & CO INC COMMON 58933Y105 38 455 SH SOLE 0 455 0 0 MICROSOFT CORP COMMON 594918104 77 554 SH SOLE 0 554 0 0 ISHARES EDGE MSCI USA MOMENTUM FACTOR COMMON 46432F396 52 437 SH SOLE 0 437 0 0 ISHARES S&P NATL AMT FREE MUNI BND FND COMMON 464288414 14232 124733 SH SOLE 0 124733 0 0 NETFLIX INC COMMON 64110L106 40 150 SH SOLE 0 150 0 0 ALLIANZGI EQTY & CON FD COMMON 018829101 2 115 SH SOLE 0 115 0 0 NIKE INC CLASS B COMMON 654106103 38 400 SH SOLE 0 400 0 0 NATIONAL BANKSHARES INC VA COM COMMON 634865109 4 100 SH SOLE 0 100 0 0 SERVICENOW INC COM COMMON 81762P102 76 300 SH SOLE 0 300 0 0 NORFOLK SOUTHERN CRP COMMON 655844108 22 125 SH SOLE 0 125 0 0 NUVEEN SENIOR INCOME FD COMMON 67067Y104 24 4138 SH SOLE 0 4138 0 0 NT RESOURCES LTD COMMON 67077M108 22 434 SH SOLE 0 434 0 0 NU SKIN ENTERPRISES INC CL A FRMLY NU COMMON 67018T105 4 100 SH SOLE 0 100 0 0 NVIDIA CORP COM COMMON 67066G104 17 95 SH SOLE 0 95 0 0 NXP SEMICONDUCTORS N V COMMON N6596X109 11 100 SH SOLE 0 100 0 0 ISHARES TR NY AMT FREE COMMON 464288323 151 2638 SH SOLE 0 2638 0 0 REALTY INCOME CORP (MARYLAND) COMMON 756109104 155 2025 SH SOLE 0 2025 0 0 ORACLE CORPORATION COMMON 68389X105 1 23 SH SOLE 0 23 0 0 PALO ALTO NETWORKS INC COM COMMON 697435105 25 125 SH SOLE 0 125 0 0 PEOPLES UTG FINL INC COMMON 712704105 20 1295 SH SOLE 0 1295 0 0 INVESCO WILDERHILL CLEAN ENERGY ETF COMMON 46137V134 38 1287 SH SOLE 0 1287 0 0 PEPSICO INCORPORATED COMMON 713448108 54 396 SH SOLE 0 396 0 0 INVESCO HIGH YIELD EQ DIV ACHIEVERS ETF COMMON 46137V563 81 4440 SH SOLE 0 4440 0 0 PFIZER INCORPORATED COMMON 717081103 24 663 SH SOLE 0 663 0 0 ISHARES S&P U S PFD FUND COMMON 464288687 17 465 SH SOLE 0 465 0 0 PRINCIPAL FINANCIAL GRP COMMON 74251V102 1 25 SH SOLE 0 25 0 0 PROCTER & GAMBLE CO COMMON 742718109 19 150 SH SOLE 0 150 0 0 PHILIP MORRIS INTL INC COM COMMON 718172109 121 1595 SH SOLE 0 1595 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 9 100 SH SOLE 0 100 0 0 INVESCO S&P SMALLCAP INFO TECH ETF COMMON 46138E115 0 1 SH SOLE 0 1 0 0 ISHARES EDGE MSCI USA QUALITY FACTOR ETF COMMON 46432F339 21 228 SH SOLE 0 228 0 0 RITE AID CORP COMMON 767754872 0 5 SH SOLE 0 5 0 0 LIVERAMP HOLDINGS INC COM COMMON 53815P108 21 500 SH SOLE 0 500 0 0 ROYAL DUTCH SHELL PLC ADR CL A COMMON 780259206 49 830 SH SOLE 0 830 0 0 RETAIL PPTYS AMER INC COM COMMON 76131V202 7 556 SH SOLE 0 556 0 0 RAYTHEON COMMON 755111507 26 135 SH SOLE 0 135 0 0 STARBUCKS CORP COMMON 855244109 42 473 SH SOLE 0 473 0 0 SCHWAB STRATEGIC TR US SMALL-CAP ETF COMMON 808524607 411 5899 SH SOLE 0 5899 0 0 SCHWAB US BROAD MARKET COMMON 808524102 1429 20118 SH SOLE 0 20118 0 0 SCHWAB STRATEGIC TR INTL SMALL CAP EQUIT COMMON 808524888 96 3031 SH SOLE 0 3031 0 0 SCHWAB STRATEGIC TR EMERGING MKTS EQUITY COMMON 808524706 189 7503 SH SOLE 0 7503 0 0 SCHWAB STRATEGIC TR INTL EQUITY ETF COMMON 808524805 188 5901 SH SOLE 0 5901 0 0 SCH US REIT ETF COMMON 808524847 142 3004 SH SOLE 0 3004 0 0 SCH US MID-CAP ETF COMMON 808524508 505 8929 SH SOLE 0 8929 0 0 SCHWAB US TIPS ETF COMMON 808524870 74001 1303755 SH SOLE 0 1303755 0 0 SCH INTM US TRSR ETF COMMON 808524854 1897 34141 SH SOLE 0 34141 0 0 SCHWAB STRATEGIC TR US LARGE-CAP ETF COMMON 808524201 1925 27134 SH SOLE 0 27134 0 0 SCH US AGG BND ETF COMMON 808524839 1 13 SH SOLE 0 13 0 0 MSCI EAFE SMALL CAP COMMON 464288273 400 6984 SH SOLE 0 6984 0 0 BARCLAYS SHORT TREASURY INDEX FUND COMMON 464288679 459 4146 SH SOLE 0 4146 0 0 SHERWIN WILLIAMS CO COMMON 824348106 60 108 SH SOLE 0 108 0 0 BARCLAYS 1-3 YR TREASURY INDEX FUND COMMON 464287457 1917 22597 SH SOLE 0 22597 0 0 J M SMUCKER CO NEW COMMON 832696405 1 12 SH SOLE 0 12 0 0 SCHLUMBERGER LTD COMMON 806857108 12 360 SH SOLE 0 360 0 0 SILVER TRUST COMMON 46428Q109 2 100 SH SOLE 0 100 0 0 SPDR PORTFOLIO LARGE CAP ETF COMMON 78464A854 1492 42815 SH SOLE 0 42815 0 0 SPDR PORTFOLIO SMALL CAP ETF COMMON 78468R853 351 11716 SH SOLE 0 11716 0 0 SPDR BARCLAYS CAPITAL LONG TERM TREASURY ETF COMMON 78464A664 3317 80835 SH SOLE 0 80835 0 0 SPDR SERIES TRUST PORTFOLIO TL STK ETF COMMON 78464A805 1646 44810 SH SOLE 0 44810 0 0 SPDR PORTFOLIO SHORT TERM TREASURY ETF COMMON 78468R101 4280 142587 SH SOLE 0 142587 0 0 SPDR S&P 500 ETF COMMON 78462F103 289 973 SH SOLE 0 973 0 0 STMICROELECTRONICS N.V.-NY SHS A DR COMMON 861012102 5 249 SH SOLE 0 249 0 0 ISHARES MSCI USA ESG SELECT ETF COMMON 464288802 119 964 SH SOLE 0 964 0 0 AT&T CORP COMMON 00206R102 136 3583 SH SOLE 0 3583 0 0 SPDR SER TR BARCLAYS CAP MUN BD E COMMON 78468R721 307 6056 SH SOLE 0 6056 0 0 BARCLAYS TIPS BOND FUND COMMON 464287176 176 1510 SH SOLE 0 1510 0 0 ISHARES TR BARCLAYS 10-20 YR BOND COMMON 464288653 331 2217 SH SOLE 0 2217 0 0 ISHARES BARCLAYS 20 YEAR TREAS BOND FD COMMON 464287432 856 5986 SH SOLE 0 5986 0 0 TOYOTA MOTOR CP ADR NEWF COMMON 892331307 15 110 SH SOLE 0 110 0 0 TIMKENSTEEL CORP COM COMMON 887399103 8 1200 SH SOLE 0 1200 0 0 ULTRALIFE CORP COMMON 903899102 2 200 SH SOLE 0 200 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 21 95 SH SOLE 0 95 0 0 ISHARES EDGE MSCI MIN VOL USA COMMON 46429B697 23 355 SH SOLE 0 355 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 23 165 SH SOLE 0 165 0 0 VANGUARD SMALL CAP INDEX FUND COMMON 922908751 105 685 SH SOLE 0 685 0 0 VANGUARD SMALL CAP INDEX FUND COMMON 922908611 39 302 SH SOLE 0 302 0 0 VANGUARD INTERM-TERM CORP BD COMMON 92206C870 1430 15673 SH SOLE 0 15673 0 0 VANGUARD EUROPE PAC INDEX FUND COMMON 921943858 878 21369 SH SOLE 0 21369 0 0 VANGUARD INTL EQTY INDEX COMMON 922042775 60504 1212512 SH SOLE 0 1212512 0 0 VANGUARD GOVT BOND ETF COMMON 92206C706 0 3 SH SOLE 0 3 0 0 VANGUARD LONG-TERM TREASURY ETF COMMON 92206C847 41 463 SH SOLE 0 463 0 0 VANGUARD DIV APPRCIATION COMMON 921908844 221 1844 SH SOLE 0 1844 0 0 VALERO ENERGY CORP COMMON 91913Y100 1 10 SH SOLE 0 10 0 0 VANGUARD MORTGAGE BACKED COMMON 92206C771 27 515 SH SOLE 0 515 0 0 VANGUARD REIT INDEX FUND COMMON 922908553 496 5318 SH SOLE 0 5318 0 0 VERITIV CORP COM COMMON 923454102 0 1 SH SOLE 0 1 0 0 VANGUARD TOTAL STOCK MARKET INDEX COMMON 922908769 333927 2211437 SH SOLE 0 2211437 0 0 VANGUARD LG CAP VALUE INDEX FUND COMMON 922908744 37 329 SH SOLE 0 329 0 0 VANGUARD LARGE CAP INDEX FUND COMMON 922908637 143 1050 SH SOLE 0 1050 0 0 VANGUARD INTL EQ INDEX FUND COMMON 922042858 745 18494 SH SOLE 0 18494 0 0 VANGUARD TOTAL INTERNATIONAL STOCK COMMON 921909768 145 2804 SH SOLE 0 2804 0 0 VANGUARD HIGH DIVIDEND YIELD COMMON 921946406 43 488 SH SOLE 0 488 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 47 782 SH SOLE 0 782 0 0 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION COMMON 929740108 0 2 SH SOLE 0 2 0 0 WASTE MANAGEMENT INC COMMON 94106L109 72 624 SH SOLE 0 624 0 0 SECTOR SPDR UTIL SELECT COMMON 81369Y886 41 635 SH SOLE 0 635 0 0 SECTOR SPDR HEALTH FUND COMMON 81369Y209 54 600 SH SOLE 0 600 0 0 EXXON MOBIL CORPORATION COMMON 30231G102 410 5813 SH SOLE 0 5813 0 0 YUM CHINA HLDGS INC COM COMMON 98850P109 2 40 SH SOLE 0 40 0 0