CHIEF COMPLIANCE OFFICER

0001516450-18-000007.txt : 20181114 0001516450-18-000007.hdr.sgml : 20181114 20181114102421 ACCESSION NUMBER: 0001516450-18-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEALTHCARE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001516450 IRS NUMBER: 364776378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14447 FILM NUMBER: 181181124 BUSINESS ADDRESS: STREET 1: TWO JAMES CENTER STREET 2: 1021 EAST CARY STREET, SUITE 1120 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-644-4711 MAIL ADDRESS: STREET 1: TWO JAMES CENTER STREET 2: 1021 EAST CARY STREET, SUITE 1120 CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: WEALTHCARE CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20120515 FORMER COMPANY: FORMER CONFORMED NAME: Financeware, Inc. DATE OF NAME CHANGE: 20110324 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001516450 XXXXXXXX 09-30-2018 09-30-2018 WEALTHCARE CAPITAL MANAGEMENT LLC

TWO JAMES CENTER 1021 EAST CARY STREET, SUITE 1120 RICHMOND VA 23219

13F HOLDINGS REPORT 028-14447 N BRANDY N. WEIBERG CHIEF COMPLIANCE OFFICER 804-521-3435 BRANDY N. WEIBERG RICHMOND VA 11-14-2018 0 205 853044 false INFORMATION TABLE 2 WCM.13f.20180930.xml APPLE INC COMMON 037833100 379 1677 SH SOLE 0 1677 0 0 ARCHER-DANIELS-MIDLND CO COMMON 039483102 68 1343 SH SOLE 0 1343 0 0 AUTO DATA PROCESSING COMMON 053015103 9 59 SH SOLE 0 59 0 0 AUTODESK INC COM COMMON 052769106 17 106 SH SOLE 0 106 0 0 AMERICAN ELECTRIC POWER COMMON 025537101 116 1640 SH SOLE 0 1640 0 0 AFLAC INC COMMON 001055102 19 400 SH SOLE 0 400 0 0 BARCLAYS AGGREGATE BOND FUND COMMON 464287226 1615 15306 SH SOLE 0 15306 0 0 APOLLO INVESTMENT CORP COMMON 03761U106 2 410 SH SOLE 0 410 0 0 AMC NETWORKS INC CL A COMMON 00164V103 3 47 SH SOLE 0 47 0 0 JPMORGAN ALERIAN MLP ETN COMMON 46625H365 1296 47212 SH SOLE 0 47212 0 0 AMAZON COMMON 023135106 138 69 SH SOLE 0 69 0 0 ANTHEM INC COM COMMON 036752103 27 100 SH SOLE 0 100 0 0 ISHARES CORE MODERATE COMMON 464289875 19 495 SH SOLE 0 495 0 0 ARES CAPITAL CORPORATION COMMON 04010L103 3 201 SH SOLE 0 201 0 0 AVANOS MEDICAL INC COMMON 05350V106 0 4 SH SOLE 0 4 0 0 BANK OF AMERICA CORP COMMON 060505104 90 3060 SH SOLE 0 3060 0 0 THE LIBERTY BRAVES GROUP COMMON 531229706 0 1 SH SOLE 0 1 0 0 LIBERTY MEDIA CORPORATION - BRAVES GROUP COMMON 531229888 0 2 SH SOLE 0 2 0 0 BRIGHTHOUSE FINANCIAL INC COMMON 10922N103 3 69 SH SOLE 0 69 0 0 POWERSHARES SENIOR LOAN ETF COMMON 46138G508 301 12996 SH SOLE 0 12996 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 22 350 SH SOLE 0 350 0 0 VANGUARD BOND INDEX FUND COMMON 921937835 51 650 SH SOLE 0 650 0 0 BERKSHIRE HATHAWAY INC DEL CL B COMMON 084670702 217 1013 SH SOLE 0 1013 0 0 CATERPILLAR INC COMMON 149123101 21 135 SH SOLE 0 135 0 0 CDK GLOBAL HOLDINGS LLC COM COMMON 12508E101 1 15 SH SOLE 0 15 0 0 COMCAST CORP NEW CL A COMMON 20030N101 42 1184 SH SOLE 0 1184 0 0 CANADIAN NATURAL RESOURCES LTD COMMON 136385101 0 1 SH SOLE 0 1 0 0 CONOCOPHILLIPS COMMON 20825C104 31 400 SH SOLE 0 400 0 0 CALIFORNIA RES CORP COMMON 13057Q206 0 4 SH SOLE 0 4 0 0 CISCO SYSTEMS INC COMMON 17275R102 3 68 SH SOLE 0 68 0 0 CHEVRONTEXACO CORP COMMON 166764100 51 413 SH SOLE 0 413 0 0 DOMINION RES INC VA NEW COMMON 25746U109 98 1391 SH SOLE 0 1391 0 0 DBX TRACKERS MSCI ETF COMMON 233051200 1380 42668 SH SOLE 0 42668 0 0 WISDOMTREE EMERGING MARKETS HIGH DIV ETF COMMON 97717W315 13 294 SH SOLE 0 294 0 0 WISDOMTREE SMALL CAP DIVIDEND COMMON 97717W604 10 327 SH SOLE 0 327 0 0 DISCOVER FINL SVCS COMMON 254709108 62 815 SH SOLE 0 815 0 0 DANAHER CORP DEL COMMON 235851102 144 1326 SH SOLE 0 1326 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE COMMON 78467X109 213 806 SH SOLE 0 806 0 0 DISNEY WALT CO COMMON 254687106 26 219 SH SOLE 0 219 0 0 DOLBY LABORATORIES INC COM COMMON 25659T107 4 53 SH SOLE 0 53 0 0 WISDOMTREE US MIDCAP DIVIDEND ETF COMMON 97717W505 10 273 SH SOLE 0 273 0 0 ISHARES MSCI KLD 400 SOCIAL COMMON 464288570 1355 12693 SH SOLE 0 12693 0 0 WISDOMTREE INTERNATIONAL HIGH DIV ETF COMMON 97717W802 26 624 SH SOLE 0 624 0 0 DUKE ENERGY CORPORATION COMMON 26441C204 8 99 SH SOLE 0 99 0 0 CONSOLIDATED EDISON INC COMMON 209115104 32 416 SH SOLE 0 416 0 0 MSCI EMERGING MKTS INDEX FUND COMMON 464287234 563 13111 SH SOLE 0 13111 0 0 ISHARES MSCI EMERGING MARKETS SMALL-CAP ETF COMMON 464286475 18 388 SH SOLE 0 388 0 0 ISHARES MSCI EAFE INDEX FUND COMMON 464287465 1322 19446 SH SOLE 0 19446 0 0 MSCI EAFE VALUE INDEX FUND COMMON 464288877 72 1393 SH SOLE 0 1393 0 0 ENDOLOGIX INC COM COMMON 29266S106 6 3000 SH SOLE 0 3000 0 0 EMERSON ELECTRIC CO COMMON 291011104 22 290 SH SOLE 0 290 0 0 ENBRIDGE INC COMMON 29250N105 4 135 SH SOLE 0 135 0 0 EPR PROPERTIES COMMON 26884U109 4 54 SH SOLE 0 54 0 0 ISHARES MSCI CANADA INDEX FUND COMMON 464286509 564 19590 SH SOLE 0 19590 0 0 SPDR INDEX SHS FDS S&P EMERGING MKTS SM COMMON 78463X756 198 4425 SH SOLE 0 4425 0 0 FACEBOOK INC COMMON 30303M102 42 255 SH SOLE 0 255 0 0 FIRST COMMUNITY BANCSHARES COM COMMON 31983A103 88 2587 SH SOLE 0 2587 0 0 FREEPORT MCMORAN COPPER & GOLD INC. COMMON 35671D857 15 1100 SH SOLE 0 1100 0 0 THE LIBERTY MEDIA GROUP COMMON 531229870 0 3 SH SOLE 0 3 0 0 LIBERTY MEDIA CORP COMMON 531229854 0 6 SH SOLE 0 6 0 0 GENERAL ELECTRIC COMPANY COMMON 369604103 10 922 SH SOLE 0 922 0 0 SPDR S&P EMERGING MARKET COMMON 78463X509 72 2074 SH SOLE 0 2074 0 0 ALPHABET INC CLASS C COMMON 02079K107 45 38 SH SOLE 0 38 0 0 ALPHABET INC CLASS A COMMON 02079K305 46 38 SH SOLE 0 38 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 25 110 SH SOLE 0 110 0 0 FERROGLOBE PLC COMMON G33856108 4 465 SH SOLE 0 465 0 0 HOME DEPOT COMMON 437076102 26 125 SH SOLE 0 125 0 0 HOMETOWN BANKSHARES CORP COM COMMON 43787N108 8 634 SH SOLE 0 634 0 0 HARRIS CORP DEL COMMON 413875105 21 125 SH SOLE 0 125 0 0 MARKET VECTORS ETF TR HIGH YIELD MUN ETF COMMON 92189F361 556 17851 SH SOLE 0 17851 0 0 CORPORATE HIGH YIELD FD VI INC COMMON 09255P107 17 1575 SH SOLE 0 1575 0 0 IBM COMMON 459200101 70 462 SH SOLE 0 462 0 0 INTERDIGITAL INC PA COMMON 45867G101 42 525 SH SOLE 0 525 0 0 BARCLAYS 7-10 YR TREASURY INDEX COMMON 464287440 258172 2551864 SH SOLE 0 2551864 0 0 BARCLAYS 3-7 YR TREASURY INDEX FUND COMMON 464288661 9935 83437 SH SOLE 0 83437 0 0 S&P MIDCAP 400 COMMON 464287507 413 2051 SH SOLE 0 2051 0 0 S&P MIDCAP 400/BARRA VALUE COMMON 464287705 315 1881 SH SOLE 0 1881 0 0 S&P MIDCAP 400/BARRA GROWTH COMMON 464287606 249 1070 SH SOLE 0 1070 0 0 S&P SMALLCAP 600 INDEX FUND COMMON 464287804 236 2702 SH SOLE 0 2702 0 0 INTEL CORP COMMON 458140100 26 544 SH SOLE 0 544 0 0 ISHARES CORE S&P TOTAL US STOCK MKT COMMON 464287150 604 9068 SH SOLE 0 9068 0 0 ISHARES S&P 500 VALUE ETF COMMON 464287408 222 1914 SH SOLE 0 1914 0 0 S&P 500 INDEX FUND COMMON 464287200 4128 14103 SH SOLE 0 14103 0 0 S&P 500 BARRA GROWTH INDEX FUND COMMON 464287309 403 2273 SH SOLE 0 2273 0 0 RUSSELL 1000 INDEX FUND COMMON 464287622 1 7 SH SOLE 0 7 0 0 RUSSELL 1000 VALUE INDEX FUND COMMON 464287598 299 2364 SH SOLE 0 2364 0 0 RUSSELL 2000 INDEX FUND COMMON 464287655 962 5706 SH SOLE 0 5706 0 0 RUSSELL 2000 VALUE INDEX FUND COMMON 464287630 143 1077 SH SOLE 0 1077 0 0 RUSSELL 2000 GROWTH INDEX FUND COMMON 464287648 123 574 SH SOLE 0 574 0 0 RUSSELL 3000 INDEX FUND COMMON 464287689 2293 13308 SH SOLE 0 13308 0 0 ISHARES CORE MSCI TOTAL INTL STK COMMON 46432F834 93 1544 SH SOLE 0 1544 0 0 JOHNSON & JOHNSON COMMON 478160104 44 321 SH SOLE 0 321 0 0 J P MORGAN CHASE & CO COMMON 46625H100 26 230 SH SOLE 0 230 0 0 KRAFT HEINZ CO COM COMMON 500754106 21 390 SH SOLE 0 390 0 0 KIMBERLY-CLARK CORP COMMON 494368103 1 12 SH SOLE 0 12 0 0 KEMPHARM INC COM COMMON 488445107 10 2000 SH SOLE 0 2000 0 0 LIBERTY BROADBAND CORP COM CL A COMMON 530307107 0 3 SH SOLE 0 3 0 0 LIBERTY BROADBAND CORP COM CL C COMMON 530307305 1 6 SH SOLE 0 6 0 0 LHC GROUP INC COM COMMON 50187A107 95 920 SH SOLE 0 920 0 0 LOCKHEED MARTIN CORP COMMON 539830109 26 75 SH SOLE 0 75 0 0 THE LIBERTY SIRIUSXM GROUP COMMON 531229409 1 13 SH SOLE 0 13 0 0 LIBERTY MEDIA CORPORATION - SIRIUSXM GROUP COMMON 531229607 1 26 SH SOLE 0 26 0 0 MASTERCARD INC CL A COMMON 57636Q104 22 101 SH SOLE 0 101 0 0 MCDONALD'S COMMON 580135101 84 504 SH SOLE 0 504 0 0 MONDELEZ INTL INC COM COMMON 609207105 44 1031 SH SOLE 0 1031 0 0 MID CAP S P D R TRUST COMMON 78467Y107 518 1409 SH SOLE 0 1409 0 0 METLIFE INC COM COMMON 59156R108 36 766 SH SOLE 0 766 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF COMMON 72201R833 697 6863 SH SOLE 0 6863 0 0 UBS AG JERSEY 2040F COMMON 902641646 186 7747 SH SOLE 0 7747 0 0 3M COMPANY COMMON 88579Y101 20 95 SH SOLE 0 95 0 0 ALTRIA GROUP COMMON 02209S103 104 1729 SH SOLE 0 1729 0 0 MERCK & CO INC COMMON 58933Y105 32 455 SH SOLE 0 455 0 0 MORGAN STANLEY COMMON 617446448 76 1630 SH SOLE 0 1630 0 0 MICROSOFT CORP COMMON 594918104 122 1070 SH SOLE 0 1070 0 0 MADISON SQUARE GARDEN COMPANY COMMON 55825T103 0 15 SH SOLE 0 15 0 0 MSG NETWORKS INC COMMON 553573106 0 47 SH SOLE 0 47 0 0 ISHARES S&P NATL AMT FREE MUNI BND FND COMMON 464288414 6529 60487 SH SOLE 0 60487 0 0 ALLIANZGI EQTY & CON FD COMMON 018829101 3 115 SH SOLE 0 115 0 0 NIKE INC CLASS B COMMON 654106103 34 400 SH SOLE 0 400 0 0 NATIONAL BANKSHARES INC VA COM COMMON 634865109 11 250 SH SOLE 0 250 0 0 NORFOLK SOUTHERN CRP COMMON 655844108 23 125 SH SOLE 0 125 0 0 NUVEEN SENIOR INCOME FD COMMON 67067Y104 24 3840 SH SOLE 0 3840 0 0 NT RESOURCES LTD COMMON 67077M108 25 434 SH SOLE 0 434 0 0 NU SKIN ENTERPRISES INC CL A FRMLY NU COMMON 67018T105 8 100 SH SOLE 0 100 0 0 NVIDIA CORP COM COMMON 67066G104 27 95 SH SOLE 0 95 0 0 ISHARES TR NY AMT FREE COMMON 464288323 148 2718 SH SOLE 0 2718 0 0 ORACLE CORPORATION COMMON 68389X105 1 23 SH SOLE 0 23 0 0 PALO ALTO NETWORKS INC COM COMMON 697435105 28 125 SH SOLE 0 125 0 0 PEOPLES UTG FINL INC COMMON 712704105 21 1240 SH SOLE 0 1240 0 0 INVESCO WILDERHILL CLEAN ENERGY ETF COMMON 46137V134 42 1704 SH SOLE 0 1704 0 0 PEPSICO INCORPORATED COMMON 713448108 44 396 SH SOLE 0 396 0 0 INVESCO HIGH YIELD EQ DIV ACHIEVERS ETF COMMON 46137V563 80 4440 SH SOLE 0 4440 0 0 PFIZER INCORPORATED COMMON 717081103 29 663 SH SOLE 0 663 0 0 ISHARES S&P U S PFD FUND COMMON 464288687 17 465 SH SOLE 0 465 0 0 PRINCIPAL FINANCIAL GRP COMMON 74251V102 1 25 SH SOLE 0 25 0 0 PROCTER & GAMBLE CO COMMON 742718109 12 141 SH SOLE 0 141 0 0 PHILIP MORRIS INTL INC COM COMMON 718172109 130 1595 SH SOLE 0 1595 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 10 100 SH SOLE 0 100 0 0 INVESCO S&P SMALLCAP INFO TECH ETF COMMON 46138E115 0 1 SH SOLE 0 1 0 0 PHILLIPS 66 COM COMMON 718546104 23 200 SH SOLE 0 200 0 0 RITE AID CORP COMMON 767754104 0 100 SH SOLE 0 100 0 0 ROYAL DUTCH SHELL PLC ADR CL A COMMON 780259206 57 830 SH SOLE 0 830 0 0 RETAIL PPTYS AMER INC COM COMMON 76131V202 7 556 SH SOLE 0 556 0 0 RAYTHEON COMMON 755111507 28 135 SH SOLE 0 135 0 0 SCHWAB STRATEGIC TR US SMALL-CAP ETF COMMON 808524607 188 2471 SH SOLE 0 2471 0 0 SCHWAB STRATEGIC TR INTL SMALL CAP EQUIT COMMON 808524888 108 3031 SH SOLE 0 3031 0 0 SCHWAB STRATEGIC TR EMERGING MKTS EQUITY COMMON 808524706 193 7503 SH SOLE 0 7503 0 0 SCHWAB STRATEGIC TR INTL EQUITY ETF COMMON 808524805 505 15051 SH SOLE 0 15051 0 0 SCH US REIT ETF COMMON 808524847 178 4262 SH SOLE 0 4262 0 0 SCH US MID-CAP ETF COMMON 808524508 338 5850 SH SOLE 0 5850 0 0 SCHWAB US TIPS ETF COMMON 808524870 18 333 SH SOLE 0 333 0 0 SCH INTM US TRSR ETF COMMON 808524854 39 746 SH SOLE 0 746 0 0 SCHWAB STRATEGIC TR US LARGE-CAP ETF COMMON 808524201 1161 16684 SH SOLE 0 16684 0 0 SCH US AGG BND ETF COMMON 808524839 100 1982 SH SOLE 0 1982 0 0 MSCI EAFE SMALL CAP COMMON 464288273 493 7912 SH SOLE 0 7912 0 0 SPDR SER TR BARCLAYS CAP SHORT TERM COMMON 78468R739 94 1963 SH SOLE 0 1963 0 0 BARCLAYS SHORT TREASURY INDEX FUND COMMON 464288679 458 4146 SH SOLE 0 4146 0 0 SHERWIN WILLIAMS CO COMMON 824348106 49 108 SH SOLE 0 108 0 0 BARCLAYS 1-3 YR TREASURY INDEX FUND COMMON 464287457 1836 22096 SH SOLE 0 22096 0 0 J M SMUCKER CO NEW COMMON 832696405 1 12 SH SOLE 0 12 0 0 SCHLUMBERGER LTD COMMON 806857108 42 690 SH SOLE 0 690 0 0 SILVER TRUST COMMON 46428Q109 1 100 SH SOLE 0 100 0 0 SUMMIT FINANCIAL GROUP INC COMMON 86606G101 60 2582 SH SOLE 0 2582 0 0 SPDR S&P 500 ETF COMMON 78462F103 820 2820 SH SOLE 0 2820 0 0 STMICROELECTRONICS N.V.-NY SHS A DR COMMON 861012102 5 249 SH SOLE 0 249 0 0 AT&T CORP COMMON 00206R102 98 2931 SH SOLE 0 2931 0 0 FIRST TR NASDAQ TECH DIV COMMON 33738R118 0 255 SH SOLE 0 255 0 0 TE CONNECTIVITY LTD COMMON H84989104 7 77 SH SOLE 0 77 0 0 SPDR SER TR BARCLAYS CAP MUN BD E COMMON 78468R721 5925 124781 SH SOLE 0 124781 0 0 BARCLAYS TIPS BOND FUND COMMON 464287176 70546 637732 SH SOLE 0 637732 0 0 ISHARES TR BARCLAYS 10-20 YR BOND COMMON 464288653 1931 15022 SH SOLE 0 15022 0 0 TOYOTA MOTOR CP ADR NEWF COMMON 892331307 14 110 SH SOLE 0 110 0 0 TIMKENSTEEL CORP COM COMMON 887399103 18 1200 SH SOLE 0 1200 0 0 UNION BANKSHARES CORP COM COMMON 90539J109 44 1147 SH SOLE 0 1147 0 0 UNITED COMMUNITY FINANCIAL CORP OHIO COMMON 909839102 1 52 SH SOLE 0 52 0 0 ULTRALIFE CORP COMMON 903899102 2 200 SH SOLE 0 200 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 25 95 SH SOLE 0 95 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 23 165 SH SOLE 0 165 0 0 VANGUARD SMALL CAP INDEX FUND COMMON 922908751 144 885 SH SOLE 0 885 0 0 VANGUARD INTERM-TERM CORP BD COMMON 92206C870 887 10616 SH SOLE 0 10616 0 0 VANGUARD EUROPE PAC INDEX FUND COMMON 921943858 935 21615 SH SOLE 0 21615 0 0 VANGUARD INTL EQTY INDEX COMMON 922042775 70444 1353395 SH SOLE 0 1353395 0 0 VANGUARD GOVT BOND ETF COMMON 92206C706 115 1846 SH SOLE 0 1846 0 0 VANGUARD LONG-TERM TREASURY ETF COMMON 92206C847 57 784 SH SOLE 0 784 0 0 VANGUARD DIV APPRCIATION COMMON 921908844 204 1844 SH SOLE 0 1844 0 0 VALERO ENERGY CORP COMMON 91913Y100 1 10 SH SOLE 0 10 0 0 VANGUARD MORTGAGE BACKED COMMON 92206C771 26 515 SH SOLE 0 515 0 0 VANGUARD REIT INDEX FUND COMMON 922908553 599 7430 SH SOLE 0 7430 0 0 VERITIV CORP COM COMMON 923454102 0 1 SH SOLE 0 1 0 0 VERTEX PHARMACEUTICALS INC COM COMMON 92532F100 6 33 SH SOLE 0 33 0 0 VANGUARD TOTAL STOCK MARKET INDEX COMMON 922908769 392318 2621568 SH SOLE 0 2621568 0 0 VANGUARD LG CAP VALUE INDEX FUND COMMON 922908744 15 133 SH SOLE 0 133 0 0 VANGUARD LARGE CAP INDEX FUND COMMON 922908637 140 1050 SH SOLE 0 1050 0 0 VANGUARD INTL EQ INDEX FUND COMMON 922042858 922 22491 SH SOLE 0 22491 0 0 VANGUARD EXTENDED MKT COMMON 922908652 110 900 SH SOLE 0 900 0 0 VANGUARD TOTAL INTERNATIONAL STOCK COMMON 921909768 45 826 SH SOLE 0 826 0 0 VANGUARD HIGH DIVIDEND YIELD COMMON 921946406 50 576 SH SOLE 0 576 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 42 781 SH SOLE 0 781 0 0 WASTE MANAGEMENT INC COMMON 94106L109 56 624 SH SOLE 0 624 0 0 AQUA AMERICA INC COMMON 03836W103 48 1301 SH SOLE 0 1301 0 0 WEIGHT WATCHERS INTL COMMON 948626106 7 100 SH SOLE 0 100 0 0 SECTOR SPDR UTIL SELECT COMMON 81369Y886 33 635 SH SOLE 0 635 0 0 SECTOR SPDR HEALTH FUND COMMON 81369Y209 57 600 SH SOLE 0 600 0 0 EXXON MOBIL CORPORATION COMMON 30231G102 530 6231 SH SOLE 0 6231 0 0 YUM CHINA HLDGS INC COM COMMON 98850P109 1 40 SH SOLE 0 40 0 0