Co-Managing Director

0001516436-14-000008.txt : 20141016 0001516436-14-000008.hdr.sgml : 20141016 20141014121027 ACCESSION NUMBER: 0001516436-14-000008 CONFORMED SUBMISSION TYPE: MA PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUMBERLAND PARTNERS, LLC CENTRAL INDEX KEY: 0001516436 IRS NUMBER: 800536365 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA SEC ACT: 1934 Act SEC FILE NUMBER: 867-00797 FILM NUMBER: 141154419 BUSINESS ADDRESS: STREET 1: 6000 POPLAR AVENUE STREET 2: SUITE 250 CITY: MEMPHIS STATE: TN ZIP: 38119-3974 BUSINESS PHONE: 901 261-5455 MAIL ADDRESS: STREET 1: 6000 POPLAR AVENUE STREET 2: SUITE 250 CITY: MEMPHIS STATE: TN ZIP: 38119-3974 MA 1 primary_doc.xml MA 0001516436 XXXXXXXX Susan E. Bryant 207-230-0066 sbryant@bryantlawgroup.com CUMBERLAND PARTNERS, LLC 000153330 80-0536365 866-00835-00 008-68838 000153330 000153330 CA DE FL IL MI NY OH PA TN TX MSRB-Municipal Advisor K0221 6750 Poplar Avenue Suite 201 Memphis TN 38138-7414 901-726-3630 901-726-3785 Y 6750 POPLAR AVENUE SUITE 201 MEMPHIS TN 38138-7414 http://www.cumberlandpartnersllc.com Andrew Glenn Taylor Co-Managing Director

6750 Poplar Avenue Suite 201 Memphis TN 38138-7414

901-726-3633 901-726-3785 ataylor@cumberlandpartnersllc.com Susan Elizabeth Bryant Attorney

62 Bay View Street Suite 21 Camden ME 04843-0596

207-230-0066 207-230-0077 sbryant@bryantlawgroup.com December TN 02-01-2010 N 3 2 2 2 0 0 Not Applicable 10 0 10 Public pension funds Hospitals Colleges Other Consultants that represent municipal entities Not Applicable Fixed Fees Other A share of advisory fees Solicitation Of IAB Y Applicant markets the services of asset managers to prospective clients, some of such prospective clients may be municipal entities. 0 N N N N N N N N N N Y N N Y N N N N N N N N N N N N N N N N N N N N N N N N Y N Andrew Glenn Taylor Co-Managing Director, Chief Compliance Officer 02-01-2010 D Y 004342791 Matthew Leo Morice Co-Managing Director 02-01-2010 D Y 001934692 Andrew Glenn Taylor Co-Managing Director, Chief Compliance Officer 02-01-2010 D Y 004342791 Matthew Leo Morice Co-Managing Director 02-01-2010 D Y 001934692 Matthew Leo Morice Matthew Leo Morice Co-Managing Director 10-09-2014 000153330 N N N N N Y N N Y N N N N N N N N N N N Y