0001516436-14-000008.txt : 20141016
0001516436-14-000008.hdr.sgml : 20141016
20141014121027
ACCESSION NUMBER: 0001516436-14-000008
CONFORMED SUBMISSION TYPE: MA
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141009
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMBERLAND PARTNERS, LLC
CENTRAL INDEX KEY: 0001516436
IRS NUMBER: 800536365
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00797
FILM NUMBER: 141154419
BUSINESS ADDRESS:
STREET 1: 6000 POPLAR AVENUE
STREET 2: SUITE 250
CITY: MEMPHIS
STATE: TN
ZIP: 38119-3974
BUSINESS PHONE: 901 261-5455
MAIL ADDRESS:
STREET 1: 6000 POPLAR AVENUE
STREET 2: SUITE 250
CITY: MEMPHIS
STATE: TN
ZIP: 38119-3974
MA
1
primary_doc.xml
MA
0001516436
XXXXXXXX
Susan E. Bryant
207-230-0066
sbryant@bryantlawgroup.com
CUMBERLAND PARTNERS, LLC
000153330
80-0536365
866-00835-00
008-68838
000153330
000153330
CA
DE
FL
IL
MI
NY
OH
PA
TN
TX
MSRB-Municipal Advisor
K0221
6750 Poplar Avenue
Suite 201
Memphis
TN
38138-7414
901-726-3630
901-726-3785
Y
6750 POPLAR AVENUE
SUITE 201
MEMPHIS
TN
38138-7414
http://www.cumberlandpartnersllc.com
Andrew
Glenn
Taylor
Co-Managing Director
6750 Poplar Avenue
Suite 201
Memphis
TN
38138-7414
901-726-3633
901-726-3785
ataylor@cumberlandpartnersllc.com
Susan
Elizabeth
Bryant
Attorney
62 Bay View Street
Suite 21
Camden
ME
04843-0596
207-230-0066
207-230-0077
sbryant@bryantlawgroup.com
December
TN
02-01-2010
N
3
2
2
2
0
0
Not Applicable
10
0
10
Public pension funds
Hospitals
Colleges
Other
Consultants that represent municipal entities
Not Applicable
Fixed Fees
Other
A share of advisory fees
Solicitation Of IAB
Y
Applicant markets the services of asset managers to prospective clients, some of such prospective clients may be municipal entities.
0
N
N
N
N
N
N
N
N
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Andrew
Glenn
Taylor
Co-Managing Director, Chief Compliance Officer
02-01-2010
D
Y
004342791
Matthew
Leo
Morice
Co-Managing Director
02-01-2010
D
Y
001934692
Andrew
Glenn
Taylor
Co-Managing Director, Chief Compliance Officer
02-01-2010
D
Y
004342791
Matthew
Leo
Morice
Co-Managing Director
02-01-2010
D
Y
001934692
Matthew Leo Morice
Matthew Leo Morice
Co-Managing Director
10-09-2014
000153330
N
N
N
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
Y