0001752724-20-182131.txt : 20200910 0001752724-20-182131.hdr.sgml : 20200910 20200910093049 ACCESSION NUMBER: 0001752724-20-182131 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200910 DATE AS OF CHANGE: 20200910 EFFECTIVENESS DATE: 20200910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SSGA Active Trust CENTRAL INDEX KEY: 0001516212 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-22542 FILM NUMBER: 201167893 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-664-1465 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: SSgA Active Trust DATE OF NAME CHANGE: 20141208 FORMER COMPANY: FORMER CONFORMED NAME: SSgA Active ETF Trust DATE OF NAME CHANGE: 20110322 0001516212 S000033059 SPDR SSGA Multi-Asset Real Return ETF C000101916 SPDR SSGA Multi-Asset Real Return ETF RLY 0001516212 S000033060 SPDR SSGA Income Allocation ETF C000101917 SPDR SSGA Income Allocation ETF INKM 0001516212 S000033062 SPDR SSGA Global Allocation ETF C000101919 SPDR SSGA Global Allocation ETF GAL 0001516212 S000033064 SPDR Blackstone / GSO Senior Loan ETF C000101921 SPDR Blackstone / GSO Senior Loan ETF SRLN 0001516212 S000038607 SPDR SSGA Ultra Short Term Bond ETF C000119098 SPDR SSGA Ultra Short Term Bond ETF ULST 0001516212 S000040073 SPDR MFS Systematic Core Equity ETF C000124406 SPDR MFS Systematic Core Equity ETF SYE 0001516212 S000040074 SPDR MFS Systematic Growth Equity ETF C000124407 SPDR MFS Systematic Growth Equity ETF SYG 0001516212 S000040075 SPDR MFS Systematic Value Equity ETF C000124408 SPDR MFS Systematic Value Equity ETF SYV 0001516212 S000046314 SPDR DoubleLine Total Return Tactical ETF C000144728 SPDR DoubleLine Total Return Tactical ETF TOTL 0001516212 S000047463 State Street Defensive Global Equity Portfolio C000149006 State Street Defensive Global Equity Portfolio SSHAX 0001516212 S000052162 SPDR DoubleLine Short Duration Total Return Tactical ETF C000164160 SPDR DoubleLine Short Duration Total Return Tactical ETF STOT 0001516212 S000052163 SPDR DoubleLine Emerging Markets Fixed Income ETF C000164161 SPDR DoubleLine Emerging Markets Fixed Income ETF EMTL 0001516212 S000054091 SPDR(R) SSGA US Sector Rotation ETF C000170017 SPDR(R) SSGA US Sector Rotation ETF XLSR 0001516212 S000055185 SPDR SSGA Fixed Income Sector Rotation ETF C000173571 SPDR SSGA Fixed Income Sector Rotation ETF FISR N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0001516212 XXXXXXXX 811-22542 false false false N-1A S000033059 C000101916 S000033060 C000101917 S000047463 C000149006 S000038607 C000119098 S000040073 C000124406 S000052163 C000164161 S000052162 C000164160 S000040075 C000124408 S000054091 C000170017 S000033062 C000101919 S000046314 C000144728 S000055185 C000173571 S000040074 C000124407 S000033064 C000101921 SSGA Active Trust 811-22542 0001516212 549300MAXSRPQ75ICU67 One Iron Street Boston 02210 US-MA US 617-664-8594 State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Records related to its functions as custodian, sub-administrator, accounting agent and transfer agent N N N-1A 14 Y James E. 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S000040075 N 10000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.76111111 0.06881940 99.23888888 0.06881940 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 150.00000000 0.00000000 0.00000000 150.00000000 0.00000000 Y SPDR SSGA Multi-Asset Real Return ETF S000033059 N 10000.00000000 1.97000000 0.11481209 98.03000000 0.11481209 1.99469387 0.10735653 98.00530612 0.10735653 0.00000000 100.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 100.00000000 0.00000000 Y true true INTERNAL CONTROL RPT 2 NCEN_14121192142380183.txt Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of SSGA Active Trust In planning and performing our audits of the financial statements of SSGA Active Trust (the "Trust") (comprising SPDR Blackstone/GSO Senior Loan ETF, SPDR DoubleLine Emerging Markets Fixed Income ETF, SPDR DoubleLine Short Duration Total Return Tactical ETF, SPDR DoubleLine Total Return Tactical ETF, SPDR MFS Systematic Core Equity ETF, SPDR MFS Systematic Growth Equity ETF, SPDR MFS Systematic Value Equity ETF, SPDR SSGA Global Allocation ETF, SPDR SSGA Income Allocation ETF, SPDR SSGA Multi-Asset Real Return ETF, SPDR SSGA Ultra Short Term Bond ETF, SPDR SSGA Fixed Income Sector Rotation ETF, SPDR SSGA US Sector Rotation ETF and State Street Defensive Global Equity Portfolio) as of and for the year ended June 30, 2020, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements and to comply with the requirements of Form N- CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Trust's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of June 30, 2020. This report is intended solely for the information and use of management and the Board of Trustees of SSGA Active Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ Ernst & Young LLP Boston, Massachusetts August 28, 2020 OTHER REQUIRED INFO 3 NCEN_15430748430445375.txt Commencing with this N-CEN filing, the Registrant has updated the answer for Item C.8.a from "N" to "Y" for certain Series based on its revised interpretation related to waivers of acquired fund fees and expenses.