N-PX 1 d62808dnpx.txt SSGA ACTIVE TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22542 SSGA Active Trust (Exact name of registrant as specified in charter) One Lincoln Street, Boston, MA 02111 (Address of principal executive offices) (Zip code) Christopher A. Madden, Esq. State Street Bank and Trust Company One Lincoln Street / CPH0326 Boston, MA 02111 (Name and address of agent for service) Registrant's telephone number, including area code: (866) 787-2257 Date of fiscal year end: June 30 Reporting Period: 07/01/2014 - 06/30/2015 Item 1. Proxy Voting Report ================== SPDR DoubleLine Total Return Tactical ETF =================== The SPDR DoubleLine Total Return Tactical ETF ("DoubleLine ETF") invests its assets in the State Street DoubleLine Total Return Tactical Portfolio ("DoubleLine Portfolio") of the SSGA Master Trust. Neither the DoubleLine ETF nor the DoubleLine Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ===================== SPDR MFS Systematic Core Equity ETF ====================== The SPDR MFS Systematic Core Equity ETF ("Core Equity ETF") invests all of its investable assets in the SSGA MFS Systematic Core Equity Portfolio ("Core Equity Portfolio") of the SSGA Master Trust ("Master Trust"). There were no matters relating to the Core Equity Portfolio considered at any shareholder meeting held during the period covered by this report with respect to which the Core Equity ETF was entitled to vote. The proxy voting record of the Core Equity Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting period from July 1, 2014 to June 30, 2015, which was filed on August 27, 2015 under CIK 0001516211 and 1940 Act File Number 811-22705. ==================== SPDR MFS Systematic Growth Equity ETF ===================== The SPDR MFS Systematic Growth Equity ETF ("Growth Equity ETF") invests all of its investable assets in the SSGA MFS Systematic Growth Equity Portfolio ("Growth Equity Portfolio") of the SSGA Master Trust ("Master Trust"). There were no matters relating to the Growth Equity Portfolio considered at any shareholder meeting held during the period covered by this report with respect to which the Growth Equity ETF was entitled to vote. The proxy voting record of the Growth Equity Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting period from July 1, 2014 to June 30, 2015, which was filed on August 27, 2015 under CIK 0001516211 and 1940 Act File Number 811-22705. ===================== SPDR MFS Systematic Value Equity ETF ===================== The SPDR MFS Systematic Value Equity ETF ("Value Equity ETF") invests all of its investable assets in the SSGA MFS Systematic Value Equity Portfolio ("Value Equity Portfolio") of the SSGA Master Trust ("Master Trust"). There were no matters relating to the Value Equity Portfolio considered at any shareholder meeting held during the period covered by this report with respect to which the Value Equity ETF was entitled to vote. The proxy voting record of the Value Equity Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting period from July 1, 2014 to June 30, 2015, which was filed on August 27, 2015 under CIK 0001516211 and 1940 Act File Number 811-22705. ======================= SPDR SSGA Global Allocation ETF ======================== The SPDR SSGA Global Allocation ETF ("Global Allocation ETF") invests all of its investable assets in the SSGA Global Allocation Portfolio ("Global Allocation Portfolio") of the SSGA Master Trust. Neither the Global Allocation ETF nor the Global Allocation Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ======================= SPDR SSGA Income Allocation ETF ======================== The SPDR SSGA Income Allocation ETF ("Income Allocation ETF") invests all of its investable assets in the SSGA Income Allocation Portfolio ("Income Allocation Portfolio") of the SSGA Master Trust. Neither the Income Allocation ETF nor the Income Allocation Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ==================== SPDR SSGA Multi-Asset Real Return ETF ===================== The SPDR SSGA Multi-Asset Real Return ETF ("Multi-Asset Real Return ETF") invests all of its investable assets in the SSGA Multi-Asset Real Return Portfolio ("Multi-Asset Real Return Portfolio") of the SSGA Master Trust ("Master Trust"). There were no matters relating to the Multi-Asset Real Return Portfolio considered at any shareholder meeting held during the period covered by this report with respect to which the Multi-Asset Real Return ETF was entitled to vote. The proxy voting record of the Multi-Asset Real Return Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting period from July 1, 2014 to June 30, 2015, which was filed on August 27, 2015 under CIK 0001516211 and 1940 Act File Number 811-22705. =========================== SPDR SSGA Risk Aware ETF =========================== The SPDR SSGA Risk Aware ETF ("Risk Aware ETF") invests all of its investable assets in the State Street Risk Aware Portfolio ("Risk Aware Portfolio") of the SSGA Master Trust ("Master Trust"). There were no matters relating to the Risk Aware Portfolio considered at any shareholder meeting held during the period covered by this report with respect to which the Risk Aware ETF was entitled to vote. The proxy voting record of the Risk Aware Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting period from July 1, 2014 to June 30, 2015, which was filed on August 27, 2015 under CIK 0001516211 and 1940 Act File Number 811-22705. ===================== SPDR SSGA Ultra Short Term Bond ETF ====================== The SPDR SSGA Ultra Short Term Bond ETF ("Ultra Short ETF") invests all of its investable assets in the SSGA Ultra Short Term Bond Portfolio ("Ultra Short Portfolio") of the SSGA Master Trust. Neither the Ultra Short ETF nor the Ultra Short Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ==================== SPDR(R) Blackstone/GSO Senior Loan ETF ==================== The SPDR Blackstone/GSO Senior Loan ETF ("Blackstone/GSO ETF") invests its assets in the Blackstone/GSO Senior Loan Portfolio ("Blackstone/GSO Portfolio") of the SSGA Master Trust. Neither the Blackstone/GSO ETF nor the Blackstone/GSO Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ========== State Street Clarion Global Infrastructure & MLP Portfolio ========== ABENGOA YIELD PLC Ticker: ABY Security ID: G00349103 Meeting Date: MAY 08, 2015 Meeting Type: Annual Record Date: MAY 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Elect Javier Garoz Neira as Director For Against Management 5 Appoint Deloitte as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Authorise Issue of Equity with For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ATLANTIA SPA Ticker: ATL Security ID: T05404107 Meeting Date: APR 23, 2015 Meeting Type: Annual Record Date: APR 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Integrate Remuneration of External For For Management Auditors 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Elect Director For For Management 5.1.1 Slate Submitted by Sintonia SpA None Did Not Vote Shareholder 5.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.2 Approve Internal Auditors' Remuneration For For Management 6 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD. Ticker: 00694 Security ID: Y07717104 Meeting Date: JUN 24, 2015 Meeting Type: Annual Record Date: MAY 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Appropriation Proposal For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Provision of Deposit Services For For Management Under the Supplemental Agreement and Related Annual Caps -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS LTD. Ticker: 00392 Security ID: Y07702122 Meeting Date: JUN 11, 2015 Meeting Type: Annual Record Date: JUN 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Dong as Director For Against Management 3.2 Elect Jiang Xinhao as Director For For Management 3.3 Elect Wu Jiesi as Director For For Management 3.4 Elect Lam Hoi Ham as Director For Against Management 3.5 Elect Sze Chi Ching as Director For Against Management 3.6 Elect Shi Hanmin as Director For Against Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2015 Meeting Type: Annual Record Date: MAR 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Uno, Mamoru For Against Management 2.2 Elect Director Torkel Patterson For Against Management 3.1 Appoint Statutory Auditor Fujii, For For Management Hidenori 3.2 Appoint Statutory Auditor Emi, Hiromu For For Management 3.3 Appoint Statutory Auditor Ishizu, For Against Management Hajime 3.4 Appoint Statutory Auditor Ota, Hiroyuki For For Management 3.5 Appoint Statutory Auditor Kifuji, For For Management Shigeo -------------------------------------------------------------------------------- CHINA RESOURCES GAS GROUP LTD. Ticker: 01193 Security ID: G2113B108 Meeting Date: MAY 29, 2015 Meeting Type: Annual Record Date: MAY 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Chuandong as Director For For Management 3.2 Elect Ong Thiam Kin as Director For For Management 3.3 Elect Du Wenmin as Director For Against Management 3.4 Elect Chen Ying as Director For Against Management 3.5 Elect Wang Yan as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COSCO PACIFIC LIMITED Ticker: 01199 Security ID: G2442N104 Meeting Date: MAY 14, 2015 Meeting Type: Annual Record Date: MAY 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Tang Runjiang as Director For For Management 3.1b Elect Wong Tin Yau, Kelvin as Director For For Management 3.1c Elect Adrian David Li Man Kiu as For For Management Director 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 29, 2015 Meeting Type: Annual Record Date: MAR 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Cindy Christy For For Management 1c Elect Director Ari Q. Fitzgerald For For Management 1d Elect Director Robert E. Garrison, II For For Management 1e Elect Director Dale N. Hatfield For For Management 1f Elect Director Lee W. Hogan For For Management 1g Elect Director John P. Kelly For For Management 1h Elect Director Robert F. McKenzie For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: MAR 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director John B. Breaux For For Management 1c Elect Director Pamela L. Carter For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Edward J. Kelly, III For For Management 1f Elect Director John D. McPherson For For Management 1g Elect Director David M. Moffett For For Management 1h Elect Director Oscar Munoz For For Management 1i Elect Director Timothy T. O'Toole For For Management 1j Elect Director David M. Ratcliffe For For Management 1k Elect Director Donald J. Shepard For For Management 1l Elect Director Michael J. Ward For For Management 1m Elect Director J. Steven Whisler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DOMINION RESOURCES, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 06, 2015 Meeting Type: Annual Record Date: FEB 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Barr For For Management 1.2 Elect Director Helen E. Dragas For For Management 1.3 Elect Director James O. Ellis, Jr. For For Management 1.4 Elect Director Thomas F. Farrell, II For For Management 1.5 Elect Director John W. Harris For For Management 1.6 Elect Director Mark J. Kington For For Management 1.7 Elect Director Pamela J. Royal For For Management 1.8 Elect Director Robert H. Spilman, Jr. For For Management 1.9 Elect Director Michael E. Szymanczyk For For Management 1.10 Elect Director David A. Wollard For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Cease Construction of New Nuclear Units Against Against Shareholder 7 Report on Methane Emissions Management Against For Shareholder and Reduction Targets 8 Include Carbon Reduction as a Against Against Shareholder Performance Measure for Senior Executive Compensation 9 Report on Financial and Physical Risks Against Against Shareholder of Climate Change 10 Adopt Quantitative GHG Goals for Against Against Shareholder Products and Operations 11 Report on Biomass Carbon Footprint and Against For Shareholder Assess Risks -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2015 Meeting Type: Annual Record Date: MAR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director W. Frank Fountain, Jr. For For Management 1.4 Elect Director Charles G. McClure, Jr. For For Management 1.5 Elect Director Gail J. McGovern For For Management 1.6 Elect Director Mark A. Murray For For Management 1.7 Elect Director James B. Nicholson For For Management 1.8 Elect Director Charles W. Pryor, Jr. For For Management 1.9 Elect Director Josue Robles, Jr. For For Management 1.10 Elect Director Ruth G. Shaw For For Management 1.11 Elect Director David A. Thomas For For Management 1.12 Elect Director James H. Vandenberghe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management 5 Report on Political Contributions Against For Shareholder 6 Adopt Proxy Access Right Against For Shareholder 7 Assess Plans to Increase Distributed Against For Shareholder Low-Carbon Electricity Generation 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. Ticker: 9020 Security ID: J1257M109 Meeting Date: JUN 23, 2015 Meeting Type: Annual Record Date: MAR 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 3 Elect Director Ito, Motoshige For Against Management 4.1 Appoint Statutory Auditor Hoshino, For Against Management Shigeo 4.2 Appoint Statutory Auditor Higashikawa, For Against Management Hajime 4.3 Appoint Statutory Auditor Ishida, For For Management Yoshio 5 Approve Annual Bonus Payment to For Against Management Directors and Statutory Auditors -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 23, 2015 Meeting Type: Annual Record Date: FEB 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jagjeet S. Bindra For For Management 1.2 Elect Director Vanessa C.L. Chang For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Richard T. Schlosberg, For For Management III 1.5 Elect Director Linda G. Stuntz For For Management 1.6 Elect Director William P. Sullivan For For Management 1.7 Elect Director Ellen O. Tauscher For For Management 1.8 Elect Director Peter J. Taylor For For Management 1.9 Elect Director Brett White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Claw-back of Payments under Against For Shareholder Restatements -------------------------------------------------------------------------------- ENAGAS S.A. Ticker: ENG Security ID: E41759106 Meeting Date: MAR 26, 2015 Meeting Type: Annual Record Date: MAR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte as For For Management Auditor 5.1 Reelect Sultan Hamed Khamis Al For For Management Burtamani as Director 5.2 Reelect Luis Javier Navarro Vigil as For For Management Director 6.1 Amend Article 7 Re: Share Capital and For For Management Shares 6.2 Amend Articles Re: General Meetings For For Management 6.3 Amend Articles Re: Board of Directors For For Management 7.1 Amend Article 4 of General Meeting For For Management Regulations Re: Competences 7.2 Amend Articles of General Meeting For For Management Regulations Re: Notice, Right to Information and Representation, and Development 7.3 Amend Article 16 of General Meeting For For Management Regulations Re: Publication of Meeting Notices 8 Authorize Share Repurchase Program For For Management 9 Approve Remuneration of Directors For For Management 10 Advisory Vote on Remuneration Policy For For Management Report 11 Receive Amendments to Board of None None Management Directors' Regulations 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL SPA Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 28, 2015 Meeting Type: Annual/Special Record Date: MAY 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 1 Amend Articles Re: Director For For Management Honorability Requirements 3 Elect Alfredo Antoniozzi as Director None For Shareholder 4 Approve 2015 Monetary Long-Term For For Management Incentive Plan 5 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: APR 29, 2015 Meeting Type: Annual Record Date: MAR 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. Clarkeson For For Management 1.2 Elect Director Cotton M. Cleveland For For Management 1.3 Elect Director Sanford Cloud, Jr. For For Management 1.4 Elect Director James S. DiStasio For For Management 1.5 Elect Director Francis A. Doyle For For Management 1.6 Elect Director Charles K. Gifford For For Management 1.7 Elect Director Paul A. La Camera For For Management 1.8 Elect Director Kenneth R. Leibler For For Management 1.9 Elect Director Thomas J. May For For Management 1.10 Elect Director William C. Van Faasen For For Management 1.11 Elect Director Frederica M. Williams For For Management 1.12 Elect Director Dennis R. Wraase For For Management 2 Amend Declaration of Trust to Change For For Management the Name of the Company from Northeast Utilities to Eversource Energy 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: MAR 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1a Elect Director Anthony K. Anderson For For Management 1.1b Elect Director Ann C. Berzin For For Management 1.1c Elect Director John A. Canning For For Management 1.1d Elect Director Christopher M. Crane For For Management 1.1e Elect Director Yves C. de Balmann For For Management 1.1f Elect Director Nicholas DeBenedictis For For Management 1.1g Elect Director Paul L. Joskow For For Management 1.1h Elect Director Robert J. Lawless For For Management 1.1i Elect Director Richard W. Mies For For Management 1.1j Elect Director William C. Richardson For For Management 1.1k Elect Director John W. Rogers, Jr. For For Management 1.1l Elect Director Mayo A. Shattuck, III For For Management 1.1m Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Proxy Access Against Against Shareholder -------------------------------------------------------------------------------- FERROVIAL SA Ticker: FER Security ID: E49512119 Meeting Date: MAR 26, 2015 Meeting Type: Annual Record Date: MAR 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte as For For Management Auditor 5 Ratify Appointment of and Elect Howard For For Management Lee Lance as Director 6 Authorize Capitalization of Reserves For For Management for Scrip Dividends 7 Authorize Capitalization of Reserves For For Management for Scrip Dividends 8 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 9.1 Amend Articles Re: General Meetings For For Management 9.2 Amend Articles Re: Board of Directors For For Management 9.3 Amend Articles Re: Board, Annual For For Management Corporate Governance Reports, Remuneration and Corporate Website 9.4 Amend Article 22 Re: General Meeting For For Management 9.5 Amend Articles Re: Technical For For Management Adjustments 9.6 Approve Restated Articles of For For Management Association 10.1 Amend Article 5 of General Meeting For For Management Regulations Re: Management Matters 10.2 Amend Articles of General Meeting For For Management Regulations Re: Meeting Notice 10.3 Amend Articles of General Meeting For For Management Regulations Re: Development of General Meeting 10.4 Amend Articles of General Meeting For For Management Regulations Re: Technical Adjustments 10.5 Approve New General Meeting Regulations For For Management 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12 Approve Stock-for-Bonus Plan For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Advisory Vote on Remuneration Policy For For Management Report 15 Receive Amendments to Board of None None Management Directors' Regulations 16 Receive Information on Debt Securities None None Management Issuance Approved by June 2014 AGM -------------------------------------------------------------------------------- FLUGHAFEN ZUERICH AG Ticker: FHZN Security ID: H26552101 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Receive Auditor's Report (Non-Voting) None None Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Report For For Management 5 Approve Discharge of Board and Senior For For Management Management 6 Approve Allocation of Income and For For Management Dividends of CHF 13.50 per Share 7a Approve Maximum Remuneration of For For Management Directors in the Amount of CHF 1.6 Million 7b Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 3.5 Million 8a.1 Reelect Guglielmo Brentel as Director For For Management 8a.2 Reelect Corine Mauch as Director For For Management 8a.3 Reelect Kaspar Schiller as Director For For Management 8a.4 Reelect Andreas Schmid as Director For For Management 8a.5 Reelect Ulrik Svensson as Director For For Management 8b Elect Andreas Schmid as Board Chairman For For Management 8c.1 Appoint Kaspar Schiller as Member of For For Management the Nomination and Compensation Committee 8c.2 Appoint Andreas Schmid as Member of For For Management the Nomination and Compensation Committee (without Voting Rights) 8c.3 Appoint Eveline Saupper as Member of For For Management the Nomination and Compensation Committee 8c.4 Appoint Vincent Albers as Member of For For Management the Nomination and Compensation Committee 8d Designate Markus Meili as Independent For For Management Proxy 8e Ratify KPMG AG as Auditors For For Management 9 Transact Other Business (Voting) For For Management -------------------------------------------------------------------------------- HAMBURGER HAFEN UND LOGISTIK AG Ticker: HHFA Security ID: D3211S103 Meeting Date: JUN 11, 2015 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2014 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.52 per Class A Share and of EUR 1.50 per Class S Share 3 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2014 4 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2014 5 Ratify Ernst & Young GmbH as Auditors For Did Not Vote Management for Fiscal 2015 -------------------------------------------------------------------------------- ITC HOLDINGS CORP. Ticker: ITC Security ID: 465685105 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAR 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert Ernst For For Management 1.2 Elect Director Christopher H. Franklin For For Management 1.3 Elect Director Edward G. Jepsen For For Management 1.4 Elect Director David R. Lopez For For Management 1.5 Elect Director Hazel R. O'Leary For For Management 1.6 Elect Director Thomas G. Stephens For For Management 1.7 Elect Director G. Bennett Stewart, III For For Management 1.8 Elect Director Lee C. Stewart For For Management 1.9 Elect Director Joseph L. Welch For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Approve Omnibus Stock Plan For Against Management 6 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director Robert M. Beall, II For For Management 1c Elect Director James L. Camaren For For Management 1d Elect Director Kenneth B. Dunn For For Management 1.e Elect Director Naren K. Gursahaney For For Management 1f Elect Director Kirk S. Hachigian For For Management 1g Elect Director Toni Jennings For For Management 1h Elect Director Amy B. Lane For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Hansel E. Tookes, II For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Charter to Eliminate For For Management Supermajority Vote Requirement and Provide that the Vote Required is a Majority of Outstanding Shares, For Shareholder Approval of Certain Amendments to the Charter 7 Amend Charter to Eliminate the 'for For For Management cause' Requirement for the Removal of a Director 8 Amend Right to Call Special Meeting For For Management 9 Report on Political Contributions Against For Shareholder 10 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 12, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Richard A. Abdoo For For Management 2 Elect Director Aristides S. Candris For For Management 3 Elect Director Sigmund L. Cornelius For For Management 4 Elect Director Michael E. Jesanis For For Management 5 Elect Director Marty R. Kittrell For For Management 6 Elect Director W. Lee Nutter For For Management 7 Elect Director Deborah S. Parker For For Management 8 Elect Director Robert C. Skaggs, Jr. For For Management 9 Elect Director Teresa A.Taylor For For Management 10 Elect Director Richard L. Thompson For For Management 11 Elect Director Carolyn Y. Woo For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify Deloitte & Touche LLP as For For Management Auditors 14 Provide Right to Call Special Meeting For For Management 15 Approve Decrease in Size of Board For For Management 16 Amend Omnibus Stock Plan For For Management 17 Amend Qualified Employee Stock For For Management Purchase Plan 18 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- PATTERN ENERGY GROUP, INC. Ticker: PEGI Security ID: 70338P100 Meeting Date: JUN 10, 2015 Meeting Type: Annual Record Date: APR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan R. Batkin For For Management 1.2 Elect Director Patricia S. Bellinger For For Management 1.3 Elect Director The Lord Browne of For For Management Madingley 1.4 Elect Director Michael M. Garland For For Management 1.5 Elect Director Douglas G. Hall For For Management 1.6 Elect Director Michael B. Hoffman For For Management 1.7 Elect Director Patricia M. Newson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LTD. Ticker: 00006 Security ID: Y7092Q109 Meeting Date: MAY 14, 2015 Meeting Type: Annual Record Date: MAY 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Neil Douglas McGee as Director For Against Management 3b Elect Ralph Raymond Shea as Director For For Management 3c Elect Wan Chi Tin as Director For Against Management 3d Elect Wong Chung Hin as Director For For Management 3e Elect Wu Ting Yuk, Anthony as Director For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Articles of Association For For Management 9 Approve Acquisition of Debt Securities For For Management Issued by Related Party -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: FEB 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director Frederick M. Bernthal For For Management 1.3 Elect Director John W. Conway For Against Management 1.4 Elect Director Philip G. Cox For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Louise K. Goeser For Against Management 1.7 Elect Director Stuart E. Graham For Against Management 1.8 Elect Director Raja Rajamannar For For Management 1.9 Elect Director Craig A. Rogerson For Against Management 1.10 Elect Director William H. Spence For For Management 1.11 Elect Director Natica von Althann For For Management 1.12 Elect Director Keith H. Williamson For For Management 1.13 Elect Director Armando Zagalo de Lima For For Management 2 Provide Right to Call Special Meeting For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Political Contributions Against For Shareholder 6 Proxy Access Against For Shareholder 7 Require Independent Board Chairman Against For Shareholder 8 Report on GHG Emission Reduction Against For Shareholder Scenarios -------------------------------------------------------------------------------- RAI WAY S.P.A. Ticker: RWAY Security ID: T7S1AC112 Meeting Date: APR 28, 2015 Meeting Type: Annual Record Date: APR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Partial Reserve Distribution 3 Elect Internal Auditors (Bundled) None For Shareholder 4 Approve Internal Auditors' Remuneration For For Management 5 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- RED ELECTRICA CORPORACION SA Ticker: REE Security ID: E42807102 Meeting Date: APR 14, 2015 Meeting Type: Annual Record Date: APR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Ratify Appointment of and Elect For For Management Santiago Lanzuela Marina as Director 5.2 Ratify Appointment of and Elect Jose For For Management Luis Feito Higueruela as Director 6.1 Amend Articles Re: General Meetings For For Management 6.2 Amend Articles Re: Board of Directors For For Management 6.3 Amend Articles Re: Board Committees For For Management 7 Amend Articles of General Meeting For For Management Regulations 8 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 9 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 10.1 Authorize Share Repurchase Program For For Management 10.2 Approve Stock-for-Salary Plan For For Management 10.3 Void Previous Share Repurchase For For Management Authorization 11.1 Approve Remuneration Policy For For Management 11.2 Approve Remuneration of Directors For For Management 11.3 Approve Remuneration Report For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management -------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Ticker: SBAC Security ID: 78388J106 Meeting Date: MAY 21, 2015 Meeting Type: Annual Record Date: MAR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian C. Carr For For Management 1b Elect Director Mary S. Chan For For Management 1c Elect Director George R. Krouse, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Proxy Access Right For For Management 5 Proxy Access Against Against Shareholder -------------------------------------------------------------------------------- SEMGROUP CORPORATION Ticker: SEMG Security ID: 81663A105 Meeting Date: MAY 14, 2015 Meeting Type: Annual Record Date: MAR 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald A. Ballschmiede For For Management 1.2 Elect Director Sarah M. Barpoulis For For Management 1.3 Elect Director John F. Chlebowski For For Management 1.4 Elect Director Carlin G. Conner For For Management 1.5 Elect Director Karl F. Kurz For For Management 1.6 Elect Director James H. Lytal For For Management 1.7 Elect Director Thomas R. McDaniel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 13, 2015 Meeting Type: Annual Record Date: MAR 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director James G. Brocksmith, Jr. For For Management 1.3 Elect Director Kathleen L. Brown For For Management 1.4 Elect Director Pablo A. Ferrero For For Management 1.5 Elect Director William D. Jones For For Management 1.6 Elect Director William G. Ouchi For For Management 1.7 Elect Director Debra L. Reed For For Management 1.8 Elect Director William C. Rusnack For For Management 1.9 Elect Director William P. Rutledge For For Management 1.10 Elect Director Lynn Schenk For For Management 1.11 Elect Director Jack T. Taylor For For Management 1.12 Elect Director Luis M. Tellez For For Management 1.13 Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- SUEZ ENVIRONNEMENT COMPANY Ticker: SEV Security ID: F4984P118 Meeting Date: MAY 12, 2015 Meeting Type: Annual/Special Record Date: MAY 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.65 per Share 4 Ratify Appointment and Reelect Anne For For Management Lauvergeon as Director 5 Ratify Appointment of Isidro Faine For For Management Casas as Director 6 Reelect Nicolas Bazire as Director For For Management 7 Reelect Valerie Bernis as Director For For Management 8 Reelect Lorenz d Este as Director For For Management 9 Reelect Isabelle Kocher as Director For For Management 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Regarding New Transactions 11 Advisory Vote on Compensation of For For Management Gerard Mestrallet, Chairman 12 Advisory Vote on Compensation of Jean For For Management Louis Chaussade, CEO 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Amend Article 10 of Bylaws Re: For For Management Appointment of Employee Representatives 15 Amend Article 23 of Bylaws Re: Absence For For Management of Double-Voting Rights 16 Amend Article 20 of Bylaws Re: Record For For Management Date 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 432 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 216 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 216 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Capital Increase of Up to For For Management EUR 216 Million for Future Exchange Offers 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 26 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 432 Million 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 18, 2015 Meeting Type: Annual Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joe Bob Perkins For For Management 1.2 Elect Director Ershel C. Redd, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Report on Methane Emissions Management Against Against Shareholder and Reduction Targets -------------------------------------------------------------------------------- TRANSCANADA CORPORATION Ticker: TRP Security ID: 89353D107 Meeting Date: MAY 01, 2015 Meeting Type: Annual/Special Record Date: MAR 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin E. Benson For For Management 1.2 Elect Director Derek H. Burney For For Management 1.3 Elect Director Paule Gauthier For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director S. Barry Jackson For For Management 1.6 Elect Director Paula Rosput Reynolds For For Management 1.7 Elect Director John Richels For For Management 1.8 Elect Director Mary Pat Salomone For For Management 1.9 Elect Director D. Michael G. Stewart For For Management 1.10 Elect Director Siim A. Vanaselja For For Management 1.11 Elect Director Richard E. Waugh For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Establish Range for Board Size For For Management (Minimum of Eight to Maximum of Fifteen) 5 Amend By-Law Number 1 For For Management -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 14, 2015 Meeting Type: Annual Record Date: MAR 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew H. Card, Jr. For For Management 1.2 Elect Director Erroll B. Davis, Jr. For For Management 1.3 Elect Director David B. Dillon For For Management 1.4 Elect Director Lance M. Fritz For For Management 1.5 Elect Director Judith Richards Hope For For Management 1.6 Elect Director John J. Koraleski For For Management 1.7 Elect Director Charles C. Krulak For For Management 1.8 Elect Director Michael R. McCarthy For For Management 1.9 Elect Director Michael W. McConnell For For Management 1.10 Elect Director Thomas F. McLarty, III For For Management 1.11 Elect Director Steven R. Rogel For For Management 1.12 Elect Director Jose H. Villarreal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Stock Retention/Holding Period Against Against Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- VINCI Ticker: DG Security ID: F5879X108 Meeting Date: APR 14, 2015 Meeting Type: Annual/Special Record Date: APR 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.22 per Share 4 Reelect Robert Castaigne as Director For For Management 5 Reelect Pascale Sourisse as Director For For Management 6 Elect Ana Paula Pessoa as Director For For Management 7 Elect Josiane Marquez as None For Management Representative of Employee Shareholders to the Board 8 Elect Gerard Duez as Representative of None For Management Employee Shareholders to the Board 9 Elect Karin Willio as Representative None For Management of Employee Shareholders to the Board 10 Elect Thomas Franz as Representative None For Management of Employee Shareholders to the Board 11 Elect Roland Innocenti as None For Management Representative of Employee Shareholders to the Board 12 Elect Michel Pitte Representative of None For Management Employee Shareholders to the Board 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.15 Million 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Approve Additional Pension Scheme For For Management Agreement with Pierre Coppey 16 Approve Transaction with Vinci For For Management Concessions Re: Management of Comarnic Brasov 17 Approve Transaction with Vinci For For Management Concessions Re: Financial Restructuring of Via Solutions Sudwest 18 Advisory Vote on Compensation of the For For Management Chairman and CEO 19 Advisory Vote on Compensation of the For For Management Vice CEO since April 15, 2014 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Capitalization of Reserves For For Management for Bonus Issue or Increase in Par Value 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million 23 Authorize Issuance of Specific For For Management Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million 24 Approve Issuance of Convertible Bonds For For Management without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 29 Amend Article 8 of Bylaws Re: Absence For For Management of Double Voting Rights 30 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 31 Amend Article 17 of Bylaws Re: Record For For Management Date 32 Authorize Filing of Required For For Management Documents/Other Formalities ================================================================================ The following funds have not commenced operations as of June 30, 2015: SPDR SSGA Conservative Global Allocation ETF SPDR SSGA Aggressive Global Allocation ETF SPDR SSGA Conservative Ultra Short Bond ETF SPDR SSGA Aggressive Ultra Short Bond ETF SPDR SSGA Large Cap Risk Aware ETF SPDR SSGA Small Cap Risk Aware ETF SPDR SSGA U.S. Minimum Volatility ETF SPDR SSGA Global Managed Volatility ETF SPDR SSGA Emerging Markets Minimum Volatility ETF ================================================================================ SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SSGA Active Trust (Registrant) By: /s/ Ellen M. Needham Ellen M. Needham President (Signature and Title)* Date: August 27, 2015 *Print the name and title of each signing officer under his or her signature.