0001193125-14-336714.txt : 20140909 0001193125-14-336714.hdr.sgml : 20140909 20140909161536 ACCESSION NUMBER: 0001193125-14-336714 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140909 DATE AS OF CHANGE: 20140909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SSgA Active ETF Trust CENTRAL INDEX KEY: 0001516212 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-35524 FILM NUMBER: 141093514 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 866-787-2257 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 8-A12B 1 d785903d8a12b.htm SSGA ACTIVE ETF TRUST SSgA Active ETF Trust

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

SSgA Active ETF Trust

(Exact name of registrant as specified in its charter)

 

 

 

Massachusetts   See Below
(State of incorporation or organization)   (I.R.S. Employer Identification number)
One Lincoln Street, Boston, Massachusetts   02111
(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Exchange Act:

 

Title of Each Class

to be Registered

  

Name of the Exchange on Which

Each Class is to be so Registered

  

I.R.S. Employer

Identification Number

SPDR SSgA Risk Aware ETF   NYSE Arca   47-1198398

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box:  x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box:  ¨

Securities Act registration statement file number to which this form relates:

333-173276

Securities to be registered pursuant to Section 12(g) of the Act:

None

 

 

 

Item 1. Description of Registrant’s Securities to be Registered

A description of the Shares is set forth in the registrant’s Registration Statement on Form N-1A (“Registration Statement”) (Commission File Nos. 333-173276; 811-22542), which description is incorporated herein by reference as filed with the Securities and Exchange Commission on December 14, 2012. Any form of supplement to the Registration Statement that is subsequently filed that relates to the Fund is hereby also incorporated by reference herein.

 

Item 2. Exhibits

 

(a)    Registrant’s Declaration of Trust, incorporated herein by reference to Exhibit (a) to the Registration Statement.
(b)    Registrant’s Bylaws, incorporated herein by reference to Exhibit (b) to the Registration Statement.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed in the City of Boston and Commonwealth of Massachusetts on the 9th day of September, 2014.

 

By:  

/s/ Christopher A. Madden

  Christopher A. Madden
  Secretary