0001193125-14-322879.txt : 20140827
0001193125-14-322879.hdr.sgml : 20140827
20140827114804
ACCESSION NUMBER: 0001193125-14-322879
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140827
DATE AS OF CHANGE: 20140827
EFFECTIVENESS DATE: 20140827
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SSgA Active ETF Trust
CENTRAL INDEX KEY: 0001516212
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22542
FILM NUMBER: 141067348
BUSINESS ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 866-787-2257
MAIL ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
0001516212
S000033059
SPDR SSgA Multi-Asset Real Return ETF
C000101916
SPDR SSgA Multi-Asset Real Return ETF
RLY
0001516212
S000033060
SPDR SSgA Income Allocation ETF
C000101917
SPDR SSgA Income Allocation ETF
INKM
0001516212
S000033061
SPDR SSgA Conservative Global Allocation ETF
C000101918
SPDR SSgA Conservative Global Allocation ETF
CNSA
0001516212
S000033062
SPDR SSgA Global Allocation ETF
C000101919
SPDR SSgA Global Allocation ETF
GAL
0001516212
S000033063
SPDR SSgA Aggressive Global Allocation ETF
C000101920
SPDR SSgA Aggressive Global Allocation ETF
AGRA
0001516212
S000033064
SPDR Blackstone / GSO Senior Loan ETF
C000101921
SPDR Blackstone / GSO Senior Loan ETF
SRLN
0001516212
S000038607
SPDR SSgA Ultra Short Term Bond ETF
C000119098
SPDR SSgA Ultra Short Term Bond ETF
ULST
0001516212
S000038608
SPDR SSgA Conservative Ultra Short Bond ETF
C000119099
SPDR SSgA Conservative Ultra Short Bond ETF
0001516212
S000038609
SPDR SSgA Aggressive Ultra Short Bond ETF
C000119100
SPDR SSgA Aggressive Ultra Short Bond ETF
0001516212
S000039210
SPDR SSgA US Minimum Volatility ETF
C000120637
SPDR SSgA US Minimum Volatility ETF
0001516212
S000039211
SPDR SSgA Global Minimum Volatility ETF
C000120638
SPDR SSgA Global Minimum Volatility ETF
0001516212
S000039912
SPDR SSgA Risk Aware ETF
C000123789
SPDR SSgA Risk Aware ETF
0001516212
S000039913
SPDR SSgA Large Cap Risk Aware ETF
C000123790
SPDR SSgA Large Cap Risk Aware ETF
0001516212
S000039914
SPDR SSgA Small Cap Risk Aware ETF
C000123791
SPDR SSgA Small Cap Risk Aware ETF
0001516212
S000040073
SPDR MFS Systematic Core Equity ETF
C000124406
SPDR MFS Systematic Core Equity ETF
SYE
0001516212
S000040074
SPDR MFS Systematic Growth Equity ETF
C000124407
SPDR MFS Systematic Growth Equity ETF
SYG
0001516212
S000040075
SPDR MFS Systematic Value Equity ETF
C000124408
SPDR MFS Systematic Value Equity ETF
SYV
0001516212
S000044321
SPDR SSgA Flexible Allocation ETF
C000138093
SPDR SSgA Flexible Allocation ETF
N-PX
1
d764301dnpx.txt
SSGA ACTIVE ETF TRUST
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22542
SSgA Active ETF Trust
(Exact name of registrant as specified in charter)
One Lincoln Street, Boston, MA 02111
(Address of principal executive offices) (Zip code)
Christopher A. Madden, Esq.
State Street Bank and Trust Company
One Lincoln Street / CPH0326
Boston, MA 02111
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 787-2257
Date of fiscal year end: June 30
Reporting Period: 07/01/2013 - 06/30/2014
Item 1. Proxy Voting Report
===================== SPDR MFS Systematic Core Equity ETF ======================
The SPDR MFS Systematic Core Equity ETF ("Core Equity ETF") invests all of its
investable assets in the SSgA MFS Systematic Core Equity Portfolio ("Core
Equity Portfolio") of the SSgA Master Trust ("Master Trust"). There were no
matters relating to the Core Equity Portfolio considered at any shareholder
meeting held during the period covered by this report with respect to which the
Core Equity ETF was entitled to vote. The proxy voting record of the Core
Equity Portfolio is set forth in the Master Trust's Form N-PX filing for the
reporting period from July 1, 2013 to June 30, 2014, which was filed on August
26, 2014 under CIK 0001516211 and 1940 Act File Number 811-22705.
==================== SPDR MFS Systematic Growth Equity ETF =====================
The SPDR MFS Systematic Growth Equity ETF ("Growth Equity ETF") invests all of
its investable assets in the SSgA MFS Systematic Growth Equity Portfolio
("Growth Equity Portfolio") of the SSgA Master Trust ("Master Trust"). There
were no matters relating to the Growth Equity Portfolio considered at any
shareholder meeting held during the period covered by this report with respect
to which the Growth Equity ETF was entitled to vote. The proxy voting record of
the Growth Equity Portfolio is set forth in the Master Trust's Form N-PX filing
for the reporting period from July 1, 2013 to June 30, 2014, which was filed on
August 26, 2014 under CIK 0001516211 and 1940 Act File Number 811-22705.
===================== SPDR MFS Systematic Value Equity ETF =====================
The SPDR MFS Systematic Value Equity ETF ("Value Equity ETF") invests all of
its investable assets in the SSgA MFS Systematic Value Equity Portfolio ("Value
Equity Portfolio") of the SSgA Master Trust ("Master Trust"). There were no
matters relating to the Value Equity Portfolio considered at any shareholder
meeting held during the period covered by this report with respect to which the
Value Equity ETF was entitled to vote. The proxy voting record of the Value
Equity Portfolio is set forth in the Master Trust's Form N-PX filing for the
reporting period from July 1, 2013 to June 30, 2014, which was filed on August
26, 2014 under CIK 0001516211 and 1940 Act File Number 811-22705.
======================= SPDR SSgA Global Allocation ETF ========================
The SPDR SSgA Global Allocation ETF ("Global Allocation ETF") invests all of
its investable assets in the SSgA Global Allocation Portfolio ("Global
Allocation Portfolio") of the SSgA Master Trust ("Master Trust"). There were no
matters relating to the Global Allocation Portfolio considered at any
shareholder meeting held during the period covered by this report with respect
to which the Global Allocation ETF was entitled to vote. The proxy voting
record of the Global Allocation Portfolio is set forth in the Master Trust's
Form N-PX filing for the reporting period from July 1, 2013 to June 30, 2014,
which was filed on August 26, 2014 under CIK 0001516211 and 1940 Act File
Number 811-22705.
======================= SPDR SSgA Income Allocation ETF ========================
The SPDR SSgA Income Allocation ETF ("Income Allocation ETF") invests all of
its investable assets in the SSgA Income Allocation Portfolio ("Income
Allocation Portfolio") of the SSgA Master Trust ("Master Trust"). There were no
matters relating to the Income Allocation Portfolio considered at any
shareholder meeting held during the period covered by this report with respect
to which the Income Allocation ETF was entitled to vote. The proxy voting
record of the Income Allocation Portfolio is set forth in the Master Trust's
Form N-PX filing for the reporting period from July 1, 2013 to June 30, 2014,
which was filed on August 26, 2014 under CIK 0001516211 and 1940 Act File
Number 811-22705.
==================== SPDR SSgA Multi-Asset Real Return ETF =====================
The SPDR SSgA Multi-Asset Real Return ETF ("Multi-Asset Real Return ETF")
invests all of its investable assets in the SSgA Multi-Asset Real Return
Portfolio ("Multi-Asset Real Return Portfolio") of the SSgA Master Trust
("Master Trust"). There were no matters relating to the Multi-Asset Real Return
Portfolio considered at any shareholder meeting held during the period covered
by this report with respect to which the Multi-Asset Real Return ETF was
entitled to vote. The proxy voting record of the Multi-Asset Real Return
Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting
period from July 1, 2013 to June 30, 2014, which was filed on August 26, 2014
under CIK 0001516211 and 1940 Act File Number 811-22705.
===================== SPDR SSgA Ultra Short Term Bond ETF ======================
The SPDR SSgA Ultra Short Term Bond ETF ("Ultra Short ETF") invests all of its
investable assets in the SSgA Ultra Short Term Bond Portfolio ("Ultra Short
Portfolio") of the SSgA Master Trust ("Master Trust"). There were no matters
relating to the Ultra Short Portfolio considered at any shareholder meeting
held during the period covered by this report with respect to which the Ultra
Short ETF was entitled to vote. The proxy voting record of the Ultra Short
Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting
period from July 1, 2013 to June 30, 2014, which was filed on August 26, 2014
under CIK 0001516211 and 1940 Act File Number 811-22705.
==================== SPDR(R) Blackstone/GSO Senior Loan ETF ====================
The SPDR Blackstone/GSO Senior Loan ETF ("Blackstone/GSO ETF") invests its
assets in the Blackstone/GSO Senior Loan Portfolio ("Blackstone/GSO Portfolio")
of the SSgA Master Trust. Neither the Blackstone/GSO ETF nor the Blackstone/GSO
Portfolio held any votable positions during the reporting period and therefore
there is no proxy voting record.
The following funds have not commenced operations as of June 30, 2014:
SPDR SSgA Conservative Global Allocation ETF
SPDR SSgA Aggressive Global Allocation ETF
SPDR SSgA Flexible Allocation ETF
SPDR SSgA Conservative Ultra Short Bond ETF
SPDR SSgA Aggressive Ultra Short Bond ETF
SPDR SSgA Risk Aware ETF
SPDR SSgA Large Cap Risk Aware ETF
SPDR SSgA Small Cap Risk Aware ETF
SPDR SSgA U.S. Minimum Volatility ETF
SPDR SSgA Global Minimum Volatility ETF
================================================================================
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
SSgA Active ETF Trust
(Registrant)
By: /s/ Ellen M. Needham
Ellen M. Needham
President
(Signature and Title)*
Date: August 27, 2014
*Print the name and title of each signing officer under his or her signature.
========== END NPX REPORT