0000899243-23-005745.txt : 20230221 0000899243-23-005745.hdr.sgml : 20230221 20230221210340 ACCESSION NUMBER: 0000899243-23-005745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lane Jeremiah S CENTRAL INDEX KEY: 0001747042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22543 FILM NUMBER: 23650323 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR Income Opportunities Fund CENTRAL INDEX KEY: 0001515940 IRS NUMBER: 456168963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-315-3620 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: KKR Alternative Income Opportunities Fund DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: KKR Global Credit Opportunities Fund DATE OF NAME CHANGE: 20110318 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-16 0 0001515940 KKR Income Opportunities Fund KIO 0001747042 Lane Jeremiah S C/O KKR CREDIT ADVISORS (US) LLC 555 CALIFORNIA STREET, 50TH FLOOR SAN FRANCISCO CA 94104 0 0 0 1 Portfolio Manager Common Stock 2023-02-16 4 X 0 666 A 2666 D Transferable Subscription Right (right to buy) 2023-02-16 4 X 0 2000 D 2023-01-23 2023-02-16 Common Stock 666 0 D On January 12, 2023, KKR Income Opportunities Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of January 23, 2023 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 6,780,105 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held. The subscription price per common share is $10.75 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase at a price of $10.75 per common share, additional common shares of the Fund, (continued in footnote 2) subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The subscription rights expired if they were not exercised by 5:00 p.m. Eastern time on February 16, 2023. /s/ Mike Nguyen, Attorney-in-Fact 2023-02-21