0000899243-23-005745.txt : 20230221
0000899243-23-005745.hdr.sgml : 20230221
20230221210340
ACCESSION NUMBER: 0000899243-23-005745
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230216
FILED AS OF DATE: 20230221
DATE AS OF CHANGE: 20230221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lane Jeremiah S
CENTRAL INDEX KEY: 0001747042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22543
FILM NUMBER: 23650323
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KKR Income Opportunities Fund
CENTRAL INDEX KEY: 0001515940
IRS NUMBER: 456168963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: 50TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-315-3620
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: 50TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
FORMER COMPANY:
FORMER CONFORMED NAME: KKR Alternative Income Opportunities Fund
DATE OF NAME CHANGE: 20130214
FORMER COMPANY:
FORMER CONFORMED NAME: KKR Global Credit Opportunities Fund
DATE OF NAME CHANGE: 20110318
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-16
0
0001515940
KKR Income Opportunities Fund
KIO
0001747042
Lane Jeremiah S
C/O KKR CREDIT ADVISORS (US) LLC
555 CALIFORNIA STREET, 50TH FLOOR
SAN FRANCISCO
CA
94104
0
0
0
1
Portfolio Manager
Common Stock
2023-02-16
4
X
0
666
A
2666
D
Transferable Subscription Right (right to buy)
2023-02-16
4
X
0
2000
D
2023-01-23
2023-02-16
Common Stock
666
0
D
On January 12, 2023, KKR Income Opportunities Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of January 23, 2023 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 6,780,105 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held. The subscription price per common share is $10.75 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase at a price of $10.75 per common share, additional common shares of the Fund, (continued in footnote 2)
subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The subscription rights expired if they were not exercised by 5:00 p.m. Eastern time on February 16, 2023.
/s/ Mike Nguyen, Attorney-in-Fact
2023-02-21