UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
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Securities registered pursuant to Section 12(b) of the Act: | ||
Title of Each Class | Trading Symbol | Name of Each Exchange on Which Registered |
Item 5.07. Submission of Matters to a Vote of Security Holders.
VOTING RESULTS OF 2021 ANNUAL MEETING OF STOCKHOLDERS
The 2021 Annual Meeting of Stockholders of Plymouth Industrial REIT, Inc. (the “Company”) was held on June 10, 2021. For more information about the proposals set forth below, please see the Company’s definitive Proxy Statement filed with the Securities and Exchange Commission on April 30, 2021. A total of 25,111,574 (or approximately 88.29%) of the Company shares of common stock issued, outstanding and entitled to vote at the 2021 Annual Meeting of Stockholders were represented in person or by proxy at the meeting. Set forth below are the final voting results for the proposals voted on at the 2021 Annual Meeting of Stockholders.
(1) | Proposal 1—Election of Directors: Election of eight nominees to the Company’s Board of Directors for one-year terms expiring at the 2022 Annual Meeting of Stockholders or until their successors are elected and qualified: |
Nominee | For | Withhold | Broker Non-Vote | |||
(1) Martin Barber | 16,500,916 | 5,915,792 | 2,694,866 | |||
(2) Philip S. Cottone | 16,638,605 | 5,778,103 | 2,694,866 | |||
(3) Richard J. DeAgazio | 15,161,931 | 7,254,777 | 2,694,866 | |||
(4) David G. Gaw | 17,042,927 | 5,373,781 | 2,694,866 | |||
(5) John W. Guinee | 22,271,228 | 145,480 | 2,694,866 | |||
(6) Caitlin Murphy | 22,279,565 | 137,143 | 2,694,866 | |||
(7) Pendleton P. White, Jr. | 18,305,624 | 4,111,084 | 2,694,866 | |||
(8) Jeffrey E. Witherell | 18,133,529 | 4,283,179 | 2,694,866 |
Each nominee was elected by the Company’s stockholders, as recommended by the Company’s Board of Directors.
(2) | Proposal 2—Approval, as required by the New York Stock Exchange, of the issuance of shares of the Company’s common stock upon conversion of the Company’s Series B Preferred Stock: |
For | Against | Abstain | Broker Non-Vote | |||
22,261,435 | 117,404 | 37,869 | 2,694,866 |
Proposal 2 was approved by the Company’s stockholders, as recommended by the Company’s Board of Directors.
(3) | Proposal 3—Approval, by an advisory, non-binding vote, of the Company’s executive compensation: |
For | Against | Abstain | Broker Non-Vote | |||
20,576,551 | 1,727,215 | 112,942 | 2,694,866 |
Proposal 3 was approved by the Company’s stockholders, as recommended by the Company’s Board of Directors.
(4) | Proposal 4—Ratification of Appointment of Independent Registered Public Accounting Firm: Ratification of the Audit Committee’s appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year 2021: |
For | Against | Abstain | ||
25,026,465 | 50,874 | 34,235 |
Proposal 4 was approved by the Company’s stockholders, as recommended by the Company’s Board of Directors.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
PLYMOUTH INDUSTRIAL REIT, INC. | ||||||
Date: June 15, 2021 | By: |
/s/ Jeffrey E. Witherell | ||||
Jeffrey E. Witherell | ||||||
Chief Executive Officer |
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