0001209191-16-102838.txt : 20160226
0001209191-16-102838.hdr.sgml : 20160226
20160226161137
ACCESSION NUMBER: 0001209191-16-102838
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150706
FILED AS OF DATE: 20160226
DATE AS OF CHANGE: 20160226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axalta Coating Systems Ltd.
CENTRAL INDEX KEY: 0001616862
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 981073028
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: (855) 547-1461
MAIL ADDRESS:
STREET 1: TWO COMMERCE SQUARE
STREET 2: 2001 MARKET STREET, SUITE 3600
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bustos Orlando Antonio
CENTRAL INDEX KEY: 0001515772
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36733
FILM NUMBER: 161461941
MAIL ADDRESS:
STREET 1: 5653 SHADOW LANE
CITY: BLOOMFIELD TOWNSHIP
STATE: MI
ZIP: 49302
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-07-06
2015-07-08
0
0001616862
Axalta Coating Systems Ltd.
AXTA
0001515772
Bustos Orlando Antonio
TWO COMMERCE SQUARE
2001 MARKET STREET SUITE 3600
PHILADELPHIA
PA
19103
1
0
0
0
Common Shares
2015-07-06
4
M
0
52821
5.92
A
52821
I
See Footnote
Common Shares
2015-07-06
4
M
0
719
7.21
A
53540
I
See Footnote
Common Shares
2015-07-06
4
M
0
8258
7.21
A
61798
I
See Footnote
Common Shares
2015-07-06
4
M
0
28534
8.88
A
90332
I
See Footnote
Common Shares
2015-07-06
4
S
0
20000
32.51
D
70332
I
See Footnote
Common Shares
2015-07-07
4
M
0
78175
8.88
A
148507
I
See Footnote
Common Shares
2015-07-07
4
S
0
1957
33.54
D
146550
I
See Footnote
Common Shares
2015-07-07
4
S
0
43043
32.98
D
103507
I
See Footnote
Common Shares
2015-07-08
4
M
0
16541
8.88
A
120048
I
See Footnote
Common Shares
2015-07-08
4
S
0
15741
32.54
D
104307
I
See Footnote
Common Shares
2015-07-08
4
S
0
800
33.22
D
103507
D
Employee Stock Options
5.92
2015-07-06
4
M
0
52821
0.00
D
2023-07-30
Common Shares
52821
0
I
See Footnote
Employee Stock Options
7.21
2015-07-06
4
M
0
8977
0.00
D
2024-05-05
Common Shares
8977
0
I
See Footnote
Employee Stock Options
8.88
2015-07-06
4
M
0
28534
0.00
D
2023-07-30
Common Shares
28534
94716
I
See Footnote
Employee Stock Options
8.88
2015-07-07
4
M
0
78175
0.00
D
2023-07-30
Common Shares
78175
16541
I
See Footnote
Employee Stock Options
8.88
2015-07-08
4
M
0
16541
0.00
D
2023-07-30
Common Shares
16541
0
I
See Footnote
Amount amended to correct number of option shares exercised by reporting person on July 6, 2015.
Amount amended to correct number of shares beneficially owned following reported transaction on July 6, 2015.
By OHorizons Global, of which the reporting person is Chairman and Chief Executive Officer.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.04 to $32.76. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Amount amended to correct number of option shares exercised by reporting person on July 7, 2015.
Amount amended to correct number of shares beneficially owned following reported transaction on July 7, 2015.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.50 to $33.58. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.50 to $33.49. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Amount amended to correct number of option shares exercised by reporting person on July 8, 2015.
Amount amended to correct number of shares beneficially owned following reported transaction on July 8, 2015.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.17 to $33.16. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.17 to $33.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On August 19, 2015, the reporting person transferred shares held indirectly by OHorizons Global to a personal account.
This option vested in five annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
This option vested in five equal annual installments beginning on May 5, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
/s/ W. Andrew Macan, attorney-in-fact
2016-02-26