0001140361-23-035006.txt : 20230718 0001140361-23-035006.hdr.sgml : 20230718 20230718163059 ACCESSION NUMBER: 0001140361-23-035006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230714 FILED AS OF DATE: 20230718 DATE AS OF CHANGE: 20230718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MetLife Investment Management, LLC CENTRAL INDEX KEY: 0001529735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22533 FILM NUMBER: 231094625 BUSINESS ADDRESS: STREET 1: ONE METLIFE WAY CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: (973)355-4000 MAIL ADDRESS: STREET 1: ONE METLIFE WAY CITY: WHIPPANY STATE: NJ ZIP: 07981 FORMER NAME: FORMER CONFORMED NAME: MetLife Investment Advisors, LLC DATE OF NAME CHANGE: 20180215 FORMER NAME: FORMER CONFORMED NAME: MetLife Investment Management, LLC DATE OF NAME CHANGE: 20131112 FORMER NAME: FORMER CONFORMED NAME: MetLife Investment Advisors Company, LLC DATE OF NAME CHANGE: 20110912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duff & Phelps Utility & Infrastructure Fund Inc. CENTRAL INDEX KEY: 0001515671 IRS NUMBER: 452261437 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Global Utility Income Fund Inc. DATE OF NAME CHANGE: 20110627 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Global Utility & Midstream Energy Income Fund Inc. DATE OF NAME CHANGE: 20110316 4 1 form4.xml X0508 4 2023-07-14 0001515671 Duff & Phelps Utility & Infrastructure Fund Inc. DPG 0001529735 MetLife Investment Management, LLC ONE METLIFE WAY WHIPPANY NJ 07981 true false Series C Mandatory Redeemable Preferred Shares 2023-07-14 4 J 0 78500 D 549500 I See Footnotes Series C Mandatory Redeemable Preferred Shares 2023-07-14 4 J 0 17500 D 122500 I See Footnotes Series C Mandatory Redeemable Preferred Shares 2023-07-14 4 J 0 74000 D 518000 I See Footnotes Series C Mandatory Redeemable Preferred Shares 2023-07-14 4 J 0 30000 D 210000 I See Footnotes These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. /s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC 2023-07-18