0001140361-23-035006.txt : 20230718
0001140361-23-035006.hdr.sgml : 20230718
20230718163059
ACCESSION NUMBER: 0001140361-23-035006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230714
FILED AS OF DATE: 20230718
DATE AS OF CHANGE: 20230718
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MetLife Investment Management, LLC
CENTRAL INDEX KEY: 0001529735
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22533
FILM NUMBER: 231094625
BUSINESS ADDRESS:
STREET 1: ONE METLIFE WAY
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
BUSINESS PHONE: (973)355-4000
MAIL ADDRESS:
STREET 1: ONE METLIFE WAY
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
FORMER NAME:
FORMER CONFORMED NAME: MetLife Investment Advisors, LLC
DATE OF NAME CHANGE: 20180215
FORMER NAME:
FORMER CONFORMED NAME: MetLife Investment Management, LLC
DATE OF NAME CHANGE: 20131112
FORMER NAME:
FORMER CONFORMED NAME: MetLife Investment Advisors Company, LLC
DATE OF NAME CHANGE: 20110912
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Duff & Phelps Utility & Infrastructure Fund Inc.
CENTRAL INDEX KEY: 0001515671
IRS NUMBER: 452261437
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 200 SOUTH WACKER DRIVE
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (866) 270-7598
MAIL ADDRESS:
STREET 1: 200 SOUTH WACKER DRIVE
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Duff & Phelps Global Utility Income Fund Inc.
DATE OF NAME CHANGE: 20110627
FORMER COMPANY:
FORMER CONFORMED NAME: Duff & Phelps Global Utility & Midstream Energy Income Fund Inc.
DATE OF NAME CHANGE: 20110316
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2023-07-14
0001515671
Duff & Phelps Utility & Infrastructure Fund Inc.
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0001529735
MetLife Investment Management, LLC
ONE METLIFE WAY
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false
Series C Mandatory Redeemable Preferred Shares
2023-07-14
4
J
0
78500
D
549500
I
See Footnotes
Series C Mandatory Redeemable Preferred Shares
2023-07-14
4
J
0
17500
D
122500
I
See Footnotes
Series C Mandatory Redeemable Preferred Shares
2023-07-14
4
J
0
74000
D
518000
I
See Footnotes
Series C Mandatory Redeemable Preferred Shares
2023-07-14
4
J
0
30000
D
210000
I
See Footnotes
These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.
These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.
The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
/s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC
2023-07-18