0001104659-23-083079.txt : 20230721 0001104659-23-083079.hdr.sgml : 20230721 20230721163338 ACCESSION NUMBER: 0001104659-23-083079 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230721 FILED AS OF DATE: 20230721 DATE AS OF CHANGE: 20230721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kline John CENTRAL INDEX KEY: 0001515172 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56554 FILM NUMBER: 231102913 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Guardian IV Income Fund, L.L.C. CENTRAL INDEX KEY: 0001976719 IRS NUMBER: 920964074 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian IV Unlevered BDC, L.L.C. DATE OF NAME CHANGE: 20230505 3 1 tm2321407-7_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2023-07-21 1 0001976719 New Mountain Guardian IV Income Fund, L.L.C. NONE 0001515172 Kline John C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 1 1 0 0 President and CEO Exhibit List - Exhibit 24 Power of Attorney. /s/ Joseph W. Hartswell, as Attorney-in-Fact 2023-07-21 EX-24 2 tm2321407d7_ex24.htm EXHIBIT 24

 

Exhibit 24

 

POWER OF ATTORNEY

 

KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of John Kline, Adam Weinstein, Joseph Hartswell and Laura Holson with full power to act without the other, as his or her agent and attorney-in-fact for the purpose of executing in his or her name, in his or her capacity as a Director and/or officer of New Mountain Guardian IV Unlevered BDC, L.L.C., (i) the registration statement on Form 10 (including amendments thereto), to be filed with the United States Securities and Exchange Commission pursuant to the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, and the rules and regulations promulgated thereunder, as applicable or (ii) any statement of beneficial ownership on Form 3, 4 or 5 to be filed with the United States Securities and Exchange Commission.

 

All past acts of an attorney-in-fact in furtherance of the foregoing arc hereby ratified and confirmed.

 

This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.

 

This Power of Attorney shall be valid from the date hereof until revoked by me.

 

IN WITNESS WHEREOF, I have executed this instrument as of the 17th day of May, 2023.

 

/s/ John Kline    
John Kline   Director, President and Chief Executive Officer
     
/s/ Alfred F. Hurley, Jr.    
Alfred F. Hurley, Jr.   Director
     
/s/ David Ogens    
David Ogens   Director
     
/s/ Rome G. Arnold III    
Rome G. Arnold III   Director
     
/s/ Adam Weinstein    
Adam Weinstein   Executive Vice President and Director
     
/s/ Joseph Hartswell    
Joseph Hartswell   Chief Compliance Officer and Corporate Secretary
     
/s/ Laura Holson    
Laura Holson   Chief Operating Officer and Interim Chief Financial Officer and Treasurer