0001532659-16-000039.txt : 20160512 0001532659-16-000039.hdr.sgml : 20160512 20160512180330 ACCESSION NUMBER: 0001532659-16-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160510 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc. CENTRAL INDEX KEY: 0001515156 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 275472457 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 303-734-1727 MAIL ADDRESS: STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Amrhein Christine B. CENTRAL INDEX KEY: 0001532659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54992 FILM NUMBER: 161645252 MAIL ADDRESS: STREET 1: 9135 S. RIDGELINE BLVD., SUITE 200 STREET 2: C/O ADVANCED EMISSIONS SOLUTIONS, INC. CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 4 1 wf-form4_146309059665203.xml FORM 4 X0306 4 2016-05-10 0 0001515156 Advanced Emissions Solutions, Inc. ADES 0001532659 Amrhein Christine B. 9135 S. RIDGELINE BLVD., SUITE 200 C/O ADVANCED EMISSIONS SOLUTIONS, INC. HIGHLANDS RANCH CO 80129 0 1 0 0 General Counsel Common Stock 2016-05-10 4 A 0 10000 7.74 A 26742 D Common Stock 30994 I By Spouse Represents a stock award issued pursuant to the Advanced Emissions Solutions, Inc. (the "Company") Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). The stock award vested immediately upon grant. The share price used is the average of the high bid and low ask stock prices on the relevant date, calculated in accordance with the provisions of the 2007 Plan. Of the amount shown, 1,746 shares are held in a qualified pension plan account of the reporting person and 4,163 shares are restricted stock (not fully vested and subject to certain repurchase rights or transfer restrictions under the 2007 Plan). /s/ Christine B. Amrhein 2016-05-12