0001515156-24-000119.txt : 20240703 0001515156-24-000119.hdr.sgml : 20240703 20240703173436 ACCESSION NUMBER: 0001515156-24-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Fundamental Advisers LLC CENTRAL INDEX KEY: 0001641604 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 241101061 BUSINESS ADDRESS: STREET 1: 1500 BROADWAY STREET 2: SUITE 704 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123191778 MAIL ADDRESS: STREET 1: 1500 BROADWAY STREET 2: SUITE 704 CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Fundamental Advisers SP LLC CENTRAL INDEX KEY: 0001666423 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 241101060 BUSINESS ADDRESS: STREET 1: 1500 BROADWAY STREET 2: SUITE 704 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123191778 MAIL ADDRESS: STREET 1: 1500 BROADWAY STREET 2: SUITE 704 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arq, Inc. CENTRAL INDEX KEY: 0001515156 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 275472457 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8051 E. MAPLEWOOD AVE., STE 210 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-598-3500 MAIL ADDRESS: STREET 1: 8051 E. MAPLEWOOD AVE., STE 210 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: Advanced Emissions Solutions, Inc. DATE OF NAME CHANGE: 20110311 4 1 wk-form4_1720042470.xml FORM 4 X0508 4 2024-07-01 0 0001515156 Arq, Inc. ARQ 0001641604 Alta Fundamental Advisers LLC 1500 BROADWAY SUITE 704 NEW YORK NY 10036 1 0 0 0 0001666423 Alta Fundamental Advisers SP LLC 1500 BROADWAY SUITE 704 NEW YORK NY 10036 1 0 0 0 0 Common Stock 2024-07-01 4 A 0 12508 0 A 2028963 I See Footnote These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Alta Fundamental Advisers LLC, by /s/ Gilbert Li, Manager 2024-07-03 Alta Fundamental Advisers SP LLC, By: /s/ Gilbert Li, Manager 2024-07-03