0001515156-23-000083.txt : 20230705
0001515156-23-000083.hdr.sgml : 20230705
20230705192916
ACCESSION NUMBER: 0001515156-23-000083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230701
FILED AS OF DATE: 20230705
DATE AS OF CHANGE: 20230705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alta Fundamental Advisers LLC
CENTRAL INDEX KEY: 0001641604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37822
FILM NUMBER: 231071552
BUSINESS ADDRESS:
STREET 1: 1500 BROADWAY
STREET 2: SUITE 704
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2123191778
MAIL ADDRESS:
STREET 1: 1500 BROADWAY
STREET 2: SUITE 704
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alta Fundamental Advisers SP LLC
CENTRAL INDEX KEY: 0001666423
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37822
FILM NUMBER: 231071551
BUSINESS ADDRESS:
STREET 1: 1500 BROADWAY
STREET 2: SUITE 704
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2123191778
MAIL ADDRESS:
STREET 1: 1500 BROADWAY
STREET 2: SUITE 704
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc.
CENTRAL INDEX KEY: 0001515156
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 275472457
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8051 E. MAPLEWOOD AVE., STE 210
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 720-598-3500
MAIL ADDRESS:
STREET 1: 8051 E. MAPLEWOOD AVE., STE 210
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
4
1
wk-form4_1688599748.xml
FORM 4
X0407
4
2023-07-01
0
0001515156
Advanced Emissions Solutions, Inc.
ADES
0001641604
Alta Fundamental Advisers LLC
1500 BROADWAY
SUITE 704
NEW YORK
NY
10036
1
0
0
0
0001666423
Alta Fundamental Advisers SP LLC
1500 BROADWAY
SUITE 704
NEW YORK
NY
10036
1
0
0
0
0
Common Stock
2023-07-01
4
A
0
24642
0
A
2016455
I
See Footnote
These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
/s/ Greg Marken, as attorney-in-fact
2023-07-05