0001515156-23-000036.txt : 20230327 0001515156-23-000036.hdr.sgml : 20230327 20230327190129 ACCESSION NUMBER: 0001515156-23-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230323 FILED AS OF DATE: 20230327 DATE AS OF CHANGE: 20230327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wong Joseph M CENTRAL INDEX KEY: 0001785490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 23765794 MAIL ADDRESS: STREET 1: 640 PLAZA DRIVE, SUITE 270 STREET 2: C/O ADVANCED EMISSIONS SOLUTIONS, INC. CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc. CENTRAL INDEX KEY: 0001515156 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 275472457 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8051 E. MAPLEWOOD AVE., STE 210 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-598-3500 MAIL ADDRESS: STREET 1: 8051 E. MAPLEWOOD AVE., STE 210 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 wf-form4_167995807507044.xml FORM 4 X0407 4 2023-03-23 0 0001515156 Advanced Emissions Solutions, Inc. ADES 0001785490 Wong Joseph M 8051 E MAPLEWOOD AVE, STE 210 C/O ADVANCED EMISSIONS SOLUTIONS, INC. GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Technology Officer 0 Common Stock 2023-03-23 4 A 0 30225 0 A 85981 D Common Stock 2023-03-23 4 F 0 4068 1.97 D 81913 D Performance Share Units 2023-03-23 4 A 0 30225 0 A 2026-03-10 Common Stock 60450.0 30225 D Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025. Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. /s/ Joseph M Wong 2023-03-27