0001515072-14-000004.txt : 20141017 0001515072-14-000004.hdr.sgml : 20141017 20141017155813 ACCESSION NUMBER: 0001515072-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141017 DATE AS OF CHANGE: 20141017 EFFECTIVENESS DATE: 20141017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ParenteBeard Wealth Management, LLC CENTRAL INDEX KEY: 0001515072 IRS NUMBER: 232823435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14445 FILM NUMBER: 141161924 BUSINESS ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 BUSINESS PHONE: 717-846-6214 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001515072 XXXXXXXX 09-30-2014 09-30-2014 ParenteBeard Wealth Management, LLC
221 WEST PHILADELPHIA STREET SUITE 200 YORK PA 17401
13F HOLDINGS REPORT 028-14445 N
Michelle J. Ross Chief Compliance Officer 215.557.2018 Michelle J. Ross Philadelphia PA 10-17-2014 0 119 239042 false
INFORMATION TABLE 2 parentebeard13f3q2014.xml AFLAC Inc COM 1055102 258 4427 SH SOLE 0 0 4427 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 10098 526773 SH SOLE 0 0 526773 Altria Group Inc COM 02209S103 9937 216294 SH SOLE 0 0 216294 American Electric Power Co Inc COM 25537101 494 9464 SH SOLE 0 0 9464 American Express Co COM 25816109 783 8950 SH SOLE 0 0 8950 American Realty Capital Properties Inc COM 02917T104 29535 2449045 SH SOLE 0 0 2449045 American Realty Capital Healthcare COM 02917R108 10045 958464 SH SOLE 0 0 958464 AmeriGas Partners LP UNIT L P INT 30975106 9229 202312 SH SOLE 0 0 202312 Ameriprise Financial Inc COM 03076C106 259 2100 SH SOLE 0 0 2100 Apple Inc COM 37833100 3533 35066 SH SOLE 0 0 35066 AT&T Inc COM 00206R102 1811 51387 SH SOLE 0 0 51387 Berkshire Hathaway Inc Del CL B NEW 84670702 293 2120 SH SOLE 0 0 2120 Blackrock Inc COM 09247X101 831 2531 SH SOLE 0 0 2531 BlackRock MuniYield PA COM 09255G107 528 37541 SH SOLE 0 0 37541 BP PLC SPONSORED ADR 55622104 311 7080 SH SOLE 0 0 7080 Bristol-Myers Squibb Co COM 110122108 643 12571 SH SOLE 0 0 12571 Buckeye Partners LP UNIT LTD PARTN 118230101 796 10000 SH SOLE 0 0 10000 Calamos Convertible & High Income Fd COM SHS 12811P108 2801 197567 SH SOLE 0 0 197567 Calamos Convertible Opprtnty Fund SH BEN INT 128117108 540 39886 SH SOLE 0 0 39886 Calamos Strategic Return Fund COM SH BEN INT 128125101 6953 594260 SH SOLE 0 0 594260 Callidus Software Inc COM 13123E500 202 16830 SH SOLE 0 0 16830 CBS Corporation CL B 124857202 341 6365 SH SOLE 0 0 6365 Chevron Corporation COM 166764100 1563 13099 SH SOLE 0 0 13099 Chubb Corp COM 171232101 207 2268 SH SOLE 0 0 2268 Cisco Systems Inc. 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COM 33582V207 260 9194 SH SOLE 0 0 9194 General Electric Co COM 369604103 1653 64526 SH SOLE 0 0 64526 Genuine Parts Company COM 372460105 650 7411 SH SOLE 0 0 7411 H&Q Healthcare Investors SH BEN INT 404052102 503 17727 SH SOLE 0 0 17727 Intl Business Mach Corp COM 459200101 1052 5541 SH SOLE 0 0 5541 Ishares Barclays 1-3 Year Credit Bond Barclys 1-3Yr Cr 464288646 291 2760 SH SOLE 0 0 2760 iShares Russell 1000 Growth RUSSELL1000GRW 464287614 1303 14218 SH SOLE 0 0 14218 iShares Russell 2000 RUSSELL 2000 464287655 802 7332 SH SOLE 0 0 7332 iShares Russell 2000 Value RUS 2000 VAL EFT 464287630 211 2255 SH SOLE 0 0 2255 iShares Russell Midcap RUSSELL MIDCAP 464287499 782 4937 SH SOLE 0 0 4937 iShares Russell Midcap Growth RUSSELL MCP GR 464287481 550 6230 SH SOLE 0 0 6230 iShares Russell Midcap Value RUSSELL MCP VL 464287473 357 5099 SH SOLE 0 0 5099 iShares S&P 500 S&P 500 INDEX 464287200 1462 7372 SH SOLE 0 0 7372 Ishares Silver Trust ISHARES 46428Q109 411 25130 SH SOLE 0 0 25130 Johnson & Johnson COM 478160104 3044 28560 SH SOLE 0 0 28560 JP Morgan Chase & Co COM 46625H100 463 7685 SH SOLE 0 0 7685 Kimberly-Clark Corp. COM 494368103 288 2673 SH SOLE 0 0 2673 Kinder Morgan Energy Partners LP UT LTD PARTNER 494550106 439 4711 SH SOLE 0 0 4711 Kinder Morgan Inc COM 49456B101 656 17112 SH SOLE 0 0 17112 Kinder Morgan Management LLC SHS 49455U100 26368 280068 SH SOLE 0 0 280068 Leapfrog Enterprises Inc CL A 52186N106 102 17072 SH SOLE 0 0 17072 Linn Energy LLC UNIT LTD LIAB 536020100 274 9080 SH SOLE 0 0 9080 Liveperson, Inc. COM 538146101 174 13852 SH SOLE 0 0 13852 M & T Bank Corp COM 55261F104 988 8013 SH SOLE 0 0 8013 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2694 32000 SH SOLE 0 0 32000 MarkWest Energy Partners LP UNIT LTD PARTN 570759100 13483 175513 SH SOLE 0 0 175513 McDonald's Corporation COM 580135101 246 2591 SH SOLE 0 0 2591 Merck & Co Inc New COM 58933Y105 380 6404 SH SOLE 0 0 6404 Mercury General Corporation COM 589400100 367 7528 SH SOLE 0 0 7528 Microsoft Corp COM 594918104 901 19428 SH SOLE 0 0 19428 NBT Bancorp Inc COM 628778102 733 32567 SH SOLE 0 0 32567 National Penn Bank Shares COM 637138108 126 12962 SH SOLE 0 0 12962 New York REIT INC CALL 64976L109 9471 921319 SH SOLE 0 0 921319 NextEra Energy Inc. COM 65339F101 282 3000 SH SOLE 0 0 3000 NFJ Div Int & Prem Strategy Fund COM SHS 65337H109 389 21283 SH SOLE 0 0 21283 Nike Inc Class B CL B 654106103 214 2400 SH SOLE 0 0 2400 Norfolk Southern Corporation COM 655844108 317 2844 SH SOLE 0 0 2844 Oracle Corp COM 68389X105 449 11719 SH SOLE 0 0 11719 Pepsico Inc COM 713448108 3700 39751 SH SOLE 0 0 39751 Pfizer Inc COM 717081103 744 25156 SH SOLE 0 0 25156 Philip Morris International Inc COM 718172109 1743 20903 SH SOLE 0 0 20903 PIMCO Income Oppty Fund COM 72202B100 725 26279 SH SOLE 0 0 26279 PIMCO Income Strategy II COM 72201J104 113 10734 SH SOLE 0 0 10734 Plains All Amer Pipeline LP UNIT LTD PARTN 726503105 626 10641 SH SOLE 0 0 10641 PNC Financial Services Group COM 693475105 1034 12079 SH SOLE 0 0 12079 PowerSecure International Inc. 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COM 747525103 217 2900 SH SOLE 0 0 2900 Realty Income Corp COM 756109104 676 16577 SH SOLE 0 0 16577 Seachange Intl Inc COM 811699107 87 12479 SH SOLE 0 0 12479 Schlumberger LTD COM 806857108 386 3800 SH SOLE 0 0 3800 SPDR BarCap Convertible Securities BRC CNV SECS EFT 78464A359 259 5212 SH SOLE 0 0 5212 SPDR Gold Shares GOLD SHS 78463V107 537 4622 SH SOLE 0 0 4622 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 8431 112506 SH SOLE 0 0 112506 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 1372 36246 SH SOLE 0 0 36246 Standard & Poors Dep Rects TR UNIT 78462F103 7495 38042 SH SOLE 0 0 38042 Stifel Financial Corp COM 860630102 561 22186 SH SOLE 0 0 22186 Stryker Corp COM 863667101 429 5307 SH SOLE 0 0 5307 Susquehanna Bancshares Inc COM 869099101 134 13393 SH SOLE 0 0 13393 Texas Instruments Inc COM 882508104 435 9126 SH SOLE 0 0 9126 Time Warner Cable Inc COM 88732J207 288 2005 SH SOLE 0 0 2005 United Parcel Service Inc CL B 911312106 233 2370 SH SOLE 0 0 2370 United Technologies COM 913017109 1158 10970 SH SOLE 0 0 10970 Vanguard Dividend Appreciation DIV APP ETF 921908844 370 4804 SH SOLE 0 0 4804 Vanguard Energy ETF ENERGY ETF 92204A306 323 2465 SH SOLE 0 0 2465 Vanguard REIT REIT ETF 922908553 1212 16871 SH SOLE 0 0 16871 Verizon Communications Inc COM 92343V104 514 10277 SH SOLE 0 0 10277 Wal-Mart Stores Inc COM 931142103 264 3447 SH SOLE 0 0 3447 Walt Disney Company COM DISNEY 254687106 238 2670 SH SOLE 0 0 2670 Wells Fargo & Co COM 949746101 365 7038 SH SOLE 0 0 7038