0001515072-13-000006.txt : 20130514 0001515072-13-000006.hdr.sgml : 20130514 20130514135344 ACCESSION NUMBER: 0001515072-13-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ParenteBeard Wealth Management, LLC CENTRAL INDEX KEY: 0001515072 IRS NUMBER: 232823435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14445 FILM NUMBER: 13840646 BUSINESS ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 BUSINESS PHONE: 717-846-6214 MAIL ADDRESS: STREET 1: 221 WEST PHILADELPHIA STREET STREET 2: SUITE 200 CITY: YORK STATE: PA ZIP: 17401 13F-HR/A 1 parenteb13f1q2013rev.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2013 Check here if Amendment [ X ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ParenteBeard Wealth Management LLC One Liberty Place | 1650 Market Street, Suite 4500 Philadelphia, PA 19103 Form 13F File Number: 28- 14445 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michelle J. Ross Title: Chief Compliance Officer Phone: 215.557.2018 Signature, Place, and Date of Signing: Michelle J. Ross Philadelphia, PA 5/14/2013 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------------- Form 13F Information Table Entry Total: 232046 ----------------------- Form 13F Information Table Value Total: (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------------------------------------------------------------------------------------------------- Apple Inc COM 37833100 2873 6491 SHR SOLE 6491 American Power Inc. COM 25537101 460 9464 SHR SOLE 9464 ALPS ETF TR ALERIAN MLP 00162Q866 5080 286667 SHR SOLE 286667 Altria Group Inc COM 02209S103 7429 216036 SHR SOLE 216036 AmeriGas Partners L P UNIT L P INT 30975106 9396 209116 SHR SOLE 209116 American Express Co. COM 25816109 472 7000 SHR SOLE 7000 American Rlty Cap Pptys Inc. COM 02917T104 24221 1651082 SHR SOLE 1651082 AT&T Inc COM 00206R102 7972 217284 SHR SOLE 217284 BlackRock Inc. COM 09247X101 650 2531 SHR SOLE 2531 BlackRock MuniYield PA QLTY COM 09255G107 1162 75543 SHR SOLE 75543 Bristol Myers Squibb Co COM 110122108 616 14963 SHR SOLE 14963 BP PLC SPONSORED ADR 55622104 300 7080 SHR SOLE 7080 Buckeye Partners L P UNIT LTD PARTN 118230101 923 15093 SHR SOLE 15093 CBS Corp. New CL B 124857202 338 7240 SHR SOLE 7240 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 2183 170384 SHR SOLE 170384 Comcast Corp. New CL A 20030N101 403 9597 SHR SOLE 9597 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 519 41145 SHR SOLE 41145 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 6681 629725 SHR SOLE 629725 Chevron Corp COM 166764100 1578 13280 SHR SOLE 13280 Claymore Exchange TRD FD TR GUG MULTI ASSET 18383M506 2094 87795 SHR SOLE 87795 Danaher Corp COM 235851102 1897 30523 SHR SOLE 30523 Coca Cola Co COM 191216100 683 16889 SHR SOLE 16889 DCP Midstream Partners LP COM UT LTD PTN 23311P100 2537 54439 SHR SOLE 54439 Darden Restaurants Inc. COM 237194105 162 3126 SHR SOLE 3126 Du Pont E I De Nemours & Co COM 263534109 228 4640 SHR SOLE 4640 EATON VANCE ENH EQTY INC FD COM 278277108 185 16300 SHR SOLE 16300 Enbridge Energy Management L SHS UNITS LLI 29250X103 2724 90152 SHR SOLE 90152 Ensco International Inc SPONSORED ADR 29358Q109 328 5473 SHR SOLE 5473 Enterprise Prods Partners L COM 293792107 6043 100235 SHR SOLE 100235 Exxon Mobil Corp COM 30231G102 2599 28847 SHR SOLE 28847 Fiduciary Claymore MLP Opp F COM 31647Q106 1782 70477 SHR SOLE 70477 FINANCIAL INSTNS INC COM 317585404 641 32103 SHR SOLE 32103 General Electric Co COM 369604103 1826 78983 SHR SOLE 78983 Genuine Parts Co COM 372460105 628 8047 SHR SOLE 8047 HCP Inc. COM 40414L109 518 10379 SHR SOLE 10379 H & Q Healthcare Investors SH BEN INT 404052102 234 11687 SHR SOLE 11687 Healthcare TR AMER Inc. Cl A 42225P105 910 77419 SHR SOLE 77419 Intel Corp COM 458140100 451 20649 SHR SOLE 20649 International Business Machs COM 459200101 1363 6388 SHR SOLE 6388 ISHARES TR DJ REGIONAL BK 464288778 290 10674 SHR SOLE 10674 ISHARES TR RUSSELL1000GRW 464287614 3869 54210 SHR SOLE 54210 ISHARES TR RUSSELL1000VAL 464287598 202 2487 SHR SOLE 2487 ISHARES TR RUSSELL 2000 464287655 1167 12362 SHR SOLE 12362 ISHARES TR RUSSELL2000VALU 464287630 317 3786 SHR SOLE 3786 ISHARES TR RUSL 2000 GROW 464287648 310 2878 SHR SOLE 2878 ISHARES TR RUSSELL MIDCAP 464287499 775 6091 SHR SOLE 6091 ISHARES TR RUSSELL MCP GR 464287481 398 5696 SHR SOLE 5696 ISHARES TR RUSSELL MCP VL 464287473 341 5976 SHR SOLE 5976 ISHARES TR S&P 500 INDEX 464287200 876 5565 SHR SOLE 5565 ISHARES TR DJ US FINL SEC 464287788 201 2962 SHR SOLE 2962 ISHARES TR Barclys Tips Bd 464287176 251 2067 SHR SOLE 2067 Ishares Tr Barclys 1-3Yr Cr 464288646 228 2161 SHR SOLE 2161 JPMorgan Chase & Co COM 46625H100 426 8977 SHR SOLE 8977 Johnson & Johnson COM 478160104 2122 26027 SHR SOLE 26027 Kinder Morgan Inc. DEL COM 49456B101 1670 43162 SHR SOLE 43162 Kinder Morgan Management LLC UT LTD PARTNER 494550106 386 4300 SHR SOLE 4300 Kinder Morgan Management LLC SHS 49455U100 39809 453145 SHR SOLE 453145 Linn Energy LLC UNIT LTD LIAB 536020100 451 11880 SHR SOLE 11880 Linear Technology Corp. COM 535678106 318 8287 SHR SOLE 8287 M & T Bank COM 55261F104 870 8430 SHR SOLE 8430 Magellan Midstream Prtners LP COM UNIT RP LP 559080106 1710 32000 SHR SOLE 32000 MarkWest Energy Partners LP UNIT LTD PARTN 570759100 10640 175142 SHR SOLE 175142 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 305 7786 SHR SOLE 7786 Mattel, Inc. COM 577081102 722 16487 SHR SOLE 16487 McDonalds Corp COM 580135101 3279 32895 SHR SOLE 32895 Mercury Genl Corp NEW COM 589400100 345 9094 SHR SOLE 9094 Microsoft Corp COM 594918104 369 12908 SHR SOLE 12908 National Retail Properties I COM 637417106 1842 50923 SHR SOLE 50923 NEXTERA Energy Inc. COM 65339F101 233 3000 SHR SOLE 3000 NFJ Divid Int & Prem Strtgy COM SHS 65337H109 413 24543 SHR SOLE 24543 Omnicom Group Inc. COM 681919106 228 3868 SHR SOLE 3868 Oracle Corp. COM 68389X105 469 14515 SHR SOLE 14515 Pepsico Inc COM 713448108 3157 39906 SHR SOLE 39906 Pfizer Inc. COM 717081103 512 17749 SHR SOLE 17749 Phillip Morris Intl Inc COM 718172109 2898 31258 SHR SOLE 31258 PPG Inds Inc. COM 693506107 321 2400 SHR SOLE 2400 PartnerRe LTD COM G6852T105 526 5645 SHR SOLE 5645 PIMCO Income Strategy Fund COM 72201J104 152 13234 SHR SOLE 13234 PIMCO Income Opportunity Fd COM 72202B100 912 29517 SHR SOLE 29517 Plains All Amer Pipeline L UNIT LTD PARTN 726503105 582 10300 SHR SOLE 10300 Paychex Inc. COM 704326107 201 5721 SHR SOLE 5721 PowerShares Intl Div Achv INTL DIV ACHV 73935X716 982 58201 SHR SOLE 58201 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 1120 36980 SHR SOLE 36980 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 1618 108716 SHR SOLE 108716 Procter & Gamble Co COM 742718109 3724 48325 SHR SOLE 48325 Realty Income Corp. COM 756109104 4478 98743 SHR SOLE 98743 SPDR SERIES TRUST GOLD SHS 78463V107 791 5122 SHR SOLE 5122 SPDR SERIES TRUST S&P DIVID ETF 78464A763 9484 143722 SHR SOLE 143722 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 1199 37720 SHR SOLE 37720 Southern Co COM 842587107 2185 46561 SHR SOLE 46561 Stifel Finl Corp COM 860630102 568 21203 SHR SOLE 21203 Schlumberger LTD COM 806857108 225 3000 SHR SOLE 3000 Susquehanna Bancshares Inc P COM 869099101 210 16935 SHR SOLE 16935 Stryker Corp. COM 863667101 251 3847 SHR SOLE 3847 United Parcel Service Inc. CL B 911312106 240 2794 SHR SOLE 2794 United Technologies Corp. COM 913017109 914 9788 SHR SOLE 9788 Vanguard Bd Indes Fd Inc. Short Trm Bond 921937827 280 3456 SHR SOLE 3456 VANGUARD WORLD FDS ENERGY ETF 92204A306 538 4749 SHR SOLE 4749 VANGUARD INDEX FDS REIT ETF 922908553 3767 53413 SHR SOLE 53413 Verizon Communications Inc COM 92343V104 5977 121611 SHR SOLE 121611 Wal-Mart Stores Inc. COM 931142103 357 4771 SHR SOLE 4771 Walgreen Co COM 931422109 253 5316 SHR SOLE 5316 Wisdomtree Trust EMERG MKTS ETF 97717W315 6703 121734 SHR SOLE 121734 TOTAL $232046 (x1000)