0000902664-24-003608.txt : 20240515 0000902664-24-003608.hdr.sgml : 20240515 20240515161011 ACCESSION NUMBER: 0000902664-24-003608 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240515 DATE AS OF CHANGE: 20240515 EFFECTIVENESS DATE: 20240515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TFG Asset Management GP Ltd CENTRAL INDEX KEY: 0001515070 ORGANIZATION NAME: IRS NUMBER: 980646182 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15287 FILM NUMBER: 24950662 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-359-7356 MAIL ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: Polygon Management Ltd. DATE OF NAME CHANGE: 20110310 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001515070 XXXXXXXX 03-31-2024 03-31-2024 false TFG Asset Management GP Ltd

Po Box 309 Ugland House Grand Cayman E9 KY1-1104

13F HOLDINGS REPORT 028-15287 000156040 801-74150 N Stacy Scheehle 212-359-7357 /s/ Stacy Scheehle New York NY 05-15-2024 3 32 441453939 1 0001511278 028-15282 000156040 801-74150 TFG Asset Management L.P. 2 0001511306 028-15285 000295259 TFG Asset Management UK LLP 3 0001511305 028-15284 000295265 TFG Asset Management US LP INFORMATION TABLE 2 infotable.xml ATI INC NOTE 3.500% 6/1 01741RAK8 5825847 1750000 PRN DFND 1,2,3 0 1750000 0 AUTOLUS THERAPEUTICS PLC SPON ADS 05280R100 48013851 7525682 SH DFND 0 7525682 0 BALLYS CORPORATION COM 05875B106 12288026 881494 SH DFND 1,2,3 0 881494 0 BALLYS CORPORATION COM 05875B106 8621974 618506 SH DFND 1,2 0 618506 0 NOBLE CORP PLC *W EXP 02/04/202 G65431135 1293515 45691 SH DFND 1,2,3 0 45691 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 1093 16639 SH DFND 1,2,3 0 16639 0 CUTERA INC NOTE 2.250% 6/0 232109AD0 3172500 13500000 PRN DFND 1,2,3 0 13500000 0 CUTERA INC NOTE 4.000% 6/0 232109AG3 1095815 5019000 PRN DFND 1,2,3 0 5019000 0 CYTOKINETICS INC NOTE 3.500% 7/0 23282WAC4 31837600 20000000 PRN DFND 1,2,3 0 20000000 0 DIANA SHIPPING INC *W EXP 12/14/202 Y2066G138 37859 78873 SH DFND 1,2,3 0 78873 0 EAGLE BULK SHIPPING INC NOTE 5.000% 8/0 269442AB5 14015127 7031000 PRN DFND 1,2,3 0 7031000 0 FIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1 32076VAD5 29165754 36920000 PRN DFND 1,2,3 0 36920000 0 HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 42806J148 205146 46204 SH DFND 1,2,3 0 46204 0 ISHARES TR IBOXX HI YD ETF 464288513 6049804 77831 SH DFND 1,2,3 0 77831 0 ISHARES TR IBOXX HI YD ETF 464288513 77730000 1000000 SH Put DFND 1,2,3 0 1000000 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 5186 24121 SH DFND 1,2,3 0 24121 0 KOLIBRI GLOBAL ENERGY INC COM NEW 50043K406 13776698 4401501 SH DFND 1,2,3 0 4401501 0 KOLIBRI GLOBAL ENERGY INC COM NEW 50043K406 8354180 2669067 SH DFND 1,2 0 2669067 0 LITHIUM AMERICAS ARGENTINA C NOTE 1.750% 1/1 53680QAA6 24301872 31309000 PRN DFND 1,2,3 0 31309000 0 LYFT INC CL A COM 55087P104 11610000 600000 SH DFND 0 600000 0 MARCUS CORP DEL NOTE 5.000% 9/1 566330AB2 7228911 5000000 PRN DFND 1,2,3 0 5000000 0 NCL CORP LTD NOTE 6.000% 5/1 62886HAT8 18718977 12062000 PRN DFND 1,2,3 0 12062000 0 OATLY GROUP AB SPONSORED ADS 67421J108 422394 373800 SH DFND 1,2,3 0 373800 0 PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 743312AB6 2609115 2500000 PRN DFND 1,2,3 0 2500000 0 SLAM CORP *W EXP 99/99/999 G8210L121 4504 25020 SH DFND 1,2,3 0 25020 0 SNOWFLAKE INC CL A 833445109 1616000 10000 SH DFND 0 10000 0 SONDER HOLDINGS INC *W EXP 01/18/202 83542D110 153 18898 SH DFND 1,2,3 0 18898 0 SPRINKLR INC CL A 85208T107 26994000 2200000 SH DFND 0 2200000 0 SSR MINING IN NOTE 2.500% 4/0 784730AB9 12258743 13500000 PRN DFND 1,2,3 0 13500000 0 TARSUS PHARMACEUTICALS INC COM 87650L103 16357500 450000 SH DFND 0 450000 0 TECK RESOURCES LTD CL B 878742204 1166795 25487 SH DFND 1,2,3 0 25487 0 UIPATH INC CL A 90364P105 56675000 2500000 SH DFND 0 2500000 0