0000902664-24-001744.txt : 20240214
0000902664-24-001744.hdr.sgml : 20240214
20240214164314
ACCESSION NUMBER: 0000902664-24-001744
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240214
DATE AS OF CHANGE: 20240214
EFFECTIVENESS DATE: 20240214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFG Asset Management GP Ltd
CENTRAL INDEX KEY: 0001515070
ORGANIZATION NAME:
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 24639569
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
FORMER COMPANY:
FORMER CONFORMED NAME: Polygon Management Ltd.
DATE OF NAME CHANGE: 20110310
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
12-31-2023
12-31-2023
false
TFG Asset Management GP Ltd
PO Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
02-14-2024
3
35
415286606
1
0001511305
028-15284
000295265
TFG Asset Management US LP
2
0001511278
028-15282
000156040
801-74150
TFG Asset Management L.P.
3
0001511306
028-15285
000295259
TFG Asset Management UK LLP
INFORMATION TABLE
2
infotable.xml
ALBEMARLE CORP
COM
012653101
348341
400000
SH
DFND
1,2,3
0
400000
0
ALTERYX INC
COM CL A
02156B103
18864000
400000
SH
DFND
0
400000
0
ATI INC
NOTE 3.500% 6/1
01741RAK8
11861222
4000000
PRN
DFND
1,2,3
0
4000000
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
51520000
8000000
SH
DFND
0
8000000
0
BALLYS CORPORATION
COM
05875B106
12288026
881494
SH
DFND
1,2,3
0
881494
0
BALLYS CORPORATION
COM
05875B106
8621974
618506
SH
DFND
1,2
0
618506
0
NOBLE CORP PLC
*W EXP 02/04/202
G65431135
852259
29765
SH
DFND
1,2,3
0
29765
0
BLUERIVER ACQUISITION CORP
*W EXP 01/04/202
G1261Q115
661
16639
SH
DFND
1,2,3
0
16639
0
CHART INDS INC
NOTE 1.000%11/1
16115QAE0
6981833
3000000
PRN
DFND
1,2,3
0
3000000
0
CUTERA INC
NOTE 2.250% 6/0
232109AD0
3569063
13500000
PRN
DFND
1,2,3
0
13500000
0
CUTERA INC
NOTE 4.000% 6/0
232109AG3
1208743
5019000
PRN
DFND
1,2,3
0
5019000
0
CYTOKINETICS INC
NOTE 3.500% 7/0
23282WAC4
20290156
11375000
PRN
DFND
1,2,3
0
11375000
0
EAGLE BULK SHIPPING INC
NOTE 5.000% 8/0
269442AB5
12564631
7031000
PRN
DFND
1,2,3
0
7031000
0
FIRST MAJESTIC SILVER CORP
NOTE 0.375% 1/1
32076VAD5
3544399
4500000
PRN
DFND
1,2,3
0
4500000
0
HERTZ GLOBAL HLDGS INC
*W EXP 06/30/205
42806J148
253198
46204
SH
DFND
1,2,3
0
46204
0
ISHARES TR
IBOXX HI YD ETF
464288513
2763365
35707
SH
DFND
1,2,3
0
35707
0
ISHARES TR
IBOXX HI YD ETF
464288513
21282250
275000
SH
Call
DFND
1,2,3
0
275000
0
JAWS MUSTANG ACQUISITION COR
*W EXP 01/30/202
G50737124
958
24121
SH
DFND
1,2,3
0
24121
0
KOLIBRI GLOBAL ENERGY INC
COM NEW
50043K406
16917345
4401501
SH
DFND
1,2,3
0
4401501
0
KOLIBRI GLOBAL ENERGY INC
COM NEW
50043K406
10009001
2669067
SH
DFND
1,2
0
2669067
0
LITHIUM AMERICAS ARGENTINA C
NOTE 1.750% 1/1
53680QAA6
20889134
32109000
PRN
DFND
1,2,3
0
32109000
0
LYFT INC
CL A COM
55087P104
32978000
2200000
SH
DFND
0
2200000
0
MARCUS CORP DEL
NOTE 5.000% 9/1
566330AB2
7457011
5000000
PRN
DFND
1,2,3
0
5000000
0
NCL CORP LTD
NOTE 6.000% 5/1
62886HAT8
18140846
12062000
PRN
DFND
1,2,3
0
12062000
0
OATLY GROUP AB
SPONSORED ADS
67421J108
2228893
1888892
SH
DFND
1,2,3
0
1888892
0
ROSS ACQUISITION CORP II
*W EXP 02/01/202
G7641C114
2809
50164
SH
DFND
1,2,3
0
50164
0
SLAM CORP
*W EXP 02/23/202
G8210L121
4754
25020
SH
DFND
1,2,3
0
25020
0
SNOWFLAKE INC
CL A
833445109
1990000
10000
SH
DFND
0
10000
0
SONDER HOLDINGS INC
*W EXP 01/18/202
83542D110
378
18898
SH
DFND
1,2,3
0
18898
0
SPRINKLR INC
CL A
85208T107
26488000
2200000
SH
DFND
0
2200000
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
16387169
1148365
SH
DFND
1,2,3
0
1148365
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
10778088
755297
SH
DFND
1,2
0
755297
0
TARSUS PHARMACEUTICALS INC
COM
87650L103
16200000
800000
SH
DFND
0
800000
0
TECK RESOURCES LTD
CL B
878742204
868099
20537
SH
DFND
1,2,3
0
20537
0
UIPATH INC
CL A
90364P105
57132000
2300000
SH
DFND
0
2300000
0