Chief Compliance Officer

0000902664-23-004430.txt : 20230814 0000902664-23-004430.hdr.sgml : 20230814 20230814160514 ACCESSION NUMBER: 0000902664-23-004430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TFG Asset Management GP Ltd CENTRAL INDEX KEY: 0001515070 IRS NUMBER: 980646182 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15287 FILM NUMBER: 231169767 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-359-7356 MAIL ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: Polygon Management Ltd. DATE OF NAME CHANGE: 20110310 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false true 0001515070 XXXXXXXX 06-30-2023 06-30-2023 false TFG Asset Management GP Ltd

Po Box 309 Ugland House Grand Cayman E9 KY1-1104

13F HOLDINGS REPORT 028-15287 N Stacy Scheehle Chief Compliance Officer 212-359-7357 /s/ Stacy Scheehle New York NY 08-14-2023 3 55 740642845 1 0001511305 028-15284 000295265 TFG Asset Management US LP 2 0001511278 028-15282 000156040 801-74150 TFG Asset Management L.P. 3 0001511306 028-15285 000295259 TFG Asset Management UK LLP INFORMATION TABLE 2 infotable.xml 2U INC NOTE 2.250% 5/0 90214JAB7 4032270 6000000 PRN DFND 1,2,3 0 0 0 ALBEMARLE CORP COM 012653101 1089125 4882 SH DFND 1,2,3 0 0 0 ALTERYX INC COM CL A 02156B103 15890000 350000 SH DFND 0 0 0 ANTERO RESOURCES CORP NOTE 4.250% 9/0 03674XAM8 13310617 2500000 PRN DFND 1,2,3 0 0 0 APOLLO STRATEGIC GRWT CPTL I *W EXP 02/12/202 G0412A128 3656 29824 SH DFND 1,2,3 0 0 0 ATI INC NOTE 3.500% 6/1 01741RAK8 11581222 4000000 PRN DFND 1,2,3 0 0 0 AURORA CANNABIS INC NOTE 5.500% 2/2 05156XAG3 2006912 2000000 PRN DFND 1,2,3 0 0 0 AUTOLUS THERAPEUTICS PLC SPON ADS 05280R100 28560000 12000000 SH DFND 0 0 0 BALLYS CORPORATION COM 05875B106 10108243 649630 SH DFND 1,2,3 0 0 0 BALLYS CORPORATION COM 05875B106 7007757 450370 SH DFND 1,2 0 0 0 Allego NV *W EXP 03/16/202 N0796A118 7055 24328 SH DFND 1,2,3 0 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 562 16639 SH DFND 1,2,3 0 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 7848611 10000000 PRN DFND 1,2,3 0 0 0 CANOPY GROWTH CORP COM 138035100 922344 2394839 SH DFND 1,2,3 0 0 0 CAZOO GROUP LTD CL A G2007L204 305719 259084 SH DFND 1,2,3 0 0 0 CAZOO GROUP LTD CL A G2007L204 209654 177673 SH DFND 1,2 0 0 0 CHART INDS INC NOTE 1.000%11/1 16115QAE0 18374408 6602000 PRN DFND 1,2,3 0 0 0 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167164 90337929 1224755 SH DFND 1,2,3 0 0 0 CORENERGY INFRASTRUCTURE TR NOTE 5.875% 8/1 21870UAC0 8572821 9773000 PRN DFND 1,2,3 0 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 23499200 160000 SH DFND 0 0 0 CUTERA INC NOTE 2.250% 3/1 232109AB4 6619469 7750000 PRN DFND 1,2,3 0 0 0 CUTERA INC NOTE 2.250% 6/0 232109AD0 18179375 29000000 PRN DFND 1,2,3 0 0 0 EAGLE BULK SHIPPING INC NOTE 5.000% 8/0 269442AB5 11041717 7031000 PRN DFND 1,2,3 0 0 0 ENVISTA HOLDINGS CORPORATION NOTE 2.375% 6/0 29415FAB0 84005458 50000000 PRN DFND 1,2,3 0 0 0 FREELINE THERAPEUTICS HLDGS SPONSORED ADS 35655L206 687998 266666 SH DFND 0 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 12671071 17614000 PRN DFND 1,2,3 0 0 0 HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 42806J148 10316500 1022448 SH DFND 1,2,3 0 0 0 INFORMATICA INC COM CL A 45674M101 10117909 546914 SH DFND 0 0 0 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 860833 2000000 PRN DFND 1,2,3 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 6888799 91765 SH DFND 1,2,3 0 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 1206 24121 SH DFND 1,2,3 0 0 0 LITHIUM AMERS CORP NEW NOTE 1.750% 1/1 53680QAA6 12689111 16000000 PRN DFND 1,2,3 0 0 0 LIVENT CORP COM 53814L108 329160 12000 SH DFND 1,2,3 0 0 0 LYFT INC CL A COM 55087P104 37307047 3890203 SH DFND 0 0 0 MICROSTRATEGY INC NOTE 0.750%12/1 594972AC5 18482542 17000000 PRN DFND 1,2,3 0 0 0 NCL CORP LTD NOTE 6.000% 5/1 62886HAT8 22158445 13312000 PRN DFND 1,2,3 0 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 33503212 13495000 PRN DFND 1,2,3 0 0 0 OATLY GROUP AB DEBT 9.250% 9/1 67421JAB4 18134688 17600000 PRN DFND 1,2,3 0 0 0 OATLY GROUP AB SPONSORED ADS 67421J108 4100000 2000000 SH DFND 1,2,3 0 0 0 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 64367188 25000000 PRN DFND 1,2,3 0 0 0 ROSS ACQUISITION CORP II *W EXP 02/01/202 G7641C114 8493 50164 SH DFND 1,2,3 0 0 0 SENSEONICS HLDGS INC COM 81727U105 1316197 1724803 SH DFND 1,2,3 0 0 0 SKILLSOFT CORP *W EXP 06/11/202 83066P119 30372 450630 SH DFND 1,2,3 0 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 4754 25020 SH DFND 1,2,3 0 0 0 SNOWFLAKE INC CL A 833445109 1759800 10000 SH DFND 0 0 0 SONDER HOLDINGS INC *W EXP 01/18/202 83542D110 661 18898 SH DFND 1,2,3 0 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 6194444 7275000 PRN DFND 1,2,3 0 0 0 SPRINGBIG HOLDINGS INC *W EXP 06/14/202 85021Q116 1335 50000 SH DFND 1,2,3 0 0 0 SPRINKLR INC CL A 85208T107 26277000 1900000 SH DFND 0 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 18040814 1148365 SH DFND 1,2,3 0 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 11865716 755297 SH DFND 1,2 0 0 0 TARSUS PHARMACEUTICALS INC COM 87650L103 271050 15000 SH DFND 1,2,3 0 0 0 TARSUS PHARMACEUTICALS INC COM 87650L103 2710500 150000 SH DFND 0 0 0 TECK RESOURCES LTD CL B 878742204 868523 20630 SH DFND 1,2,3 0 0 0 UIPATH INC CL A 90364P105 55163353 3329110 SH DFND 0 0 0