0001437749-21-003837.txt : 20210223 0001437749-21-003837.hdr.sgml : 20210223 20210223175934 ACCESSION NUMBER: 0001437749-21-003837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210220 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitts Brian CENTRAL INDEX KEY: 0001514845 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36663 FILM NUMBER: 21667161 MAIL ADDRESS: STREET 1: 13455 NOEL RD., SUITE 800 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Residential Trust, Inc. CENTRAL INDEX KEY: 0001620393 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 471181359 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 rdgdoc.xml FORM 4 X0306 4 2021-02-20 0001620393 NexPoint Residential Trust, Inc. NXRT 0001514845 Mitts Brian 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 1 See Remarks Common Stock 2021-02-20 4 M 0 1597 A 55838.167 D Common Stock 2021-02-20 4 F 0 400 41.48 D 55438.167 D Common Stock 2021-02-21 4 M 0 3472 A 58910.167 D Common Stock 2021-02-21 4 F 0 895 41.48 D 58015.167 D Common Stock 17969.118 I By 401(k) plan Common Stock 816.273 I By dividend reinvestment plan Restricted Stock Units 2021-02-20 4 M 0 1597 0 D Common Stock 1597 6391 D Restricted Stock Units 2021-02-21 4 M 0 3472 0 D Common Stock 3472 10416 D Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, and will vest one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Chief Financial Officer, Executive VP-Finance, Secretary and Treasurer /s/ Brian Mitts 2021-02-23