0000899243-20-003988.txt : 20200211 0000899243-20-003988.hdr.sgml : 20200211 20200211161814 ACCESSION NUMBER: 0000899243-20-003988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200211 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitts Brian CENTRAL INDEX KEY: 0001514845 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39210 FILM NUMBER: 20596840 MAIL ADDRESS: STREET 1: 13455 NOEL RD., SUITE 800 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001786248 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 842178264 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (972) 628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-11 0 0001786248 NexPoint Real Estate Finance, Inc. NREF 0001514845 Mitts Brian 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 1 0 0 See Remarks Common Stock 2020-02-11 4 D 0 10 1.00 D 0 D Common Stock 2020-02-11 4 P 0 26315 19.00 A 26315 D These shares were repurchased by the issuer in connection with the issuer's initial public offering. Chief Financial Officer, Executive VP-Finance, Secretary and Treasurer /s/ Lauren Thedford, as attorney-in-fact for Brian Mitts 2020-02-11