0001514732-16-000234.txt : 20160729 0001514732-16-000234.hdr.sgml : 20160729 20160729164819 ACCESSION NUMBER: 0001514732-16-000234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160727 FILED AS OF DATE: 20160729 DATE AS OF CHANGE: 20160729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAExploration Holdings, Inc. CENTRAL INDEX KEY: 0001514732 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 274867100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 281-258-4400 MAIL ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: Trio Merger Corp. DATE OF NAME CHANGE: 20110307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hastings Jeff CENTRAL INDEX KEY: 0001580993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35471 FILM NUMBER: 161794638 MAIL ADDRESS: STREET 1: 3333 8TH STREET SE STREET 2: 3RD FLOOR CITY: CALGARY STATE: A0 ZIP: T2G 3A4 4 1 wf-form4_146982528629455.xml FORM 4 X0306 4 2016-07-27 0 0001514732 SAExploration Holdings, Inc. SAEX 0001580993 Hastings Jeff 3333 8TH STREET SE 3RD FLOOR CALGARY A0 T2G 3A4 ALBERTA, CANADA 1 1 1 0 Executive Chairman Common Stock 2016-07-27 4 A 0 142968 0 A 142968 I By Speculative Seismic Investments, LLC Common Stock 830 D Common Stock 24221 I Through dispositive and voting control of CLCH, LLC Represents 142,968 shares of Common Stock held directly by Speculative Seismic Investments, LLC received upon the issuance of shares in connection with the Exchange Offer and New Senior Loan Facility (both terms as defined therein), pursuant to the terms of the Restructuring Support Agreement, dated as of June 13, 2016, among SAExploration Holdings, Inc., the members of management identified therein and the supporting holders identified therein. Speculative Seismic Investments, LLC ("SSI") is a Texas limited liability company, and is wholly owned and controlled by the Reporting Person. Represents the equivalent amount of shares held by the Reporting Person following the Issuer's Reverse Stock Split on July 27, 2016. Represents the equivalent amount of shares held by CLCH, LLC following the Issuer's Reverse Stock Split on July 27, 2016. /s/ Jeffrey Hastings 2016-07-29