0001514732-16-000234.txt : 20160729
0001514732-16-000234.hdr.sgml : 20160729
20160729164819
ACCESSION NUMBER: 0001514732-16-000234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160727
FILED AS OF DATE: 20160729
DATE AS OF CHANGE: 20160729
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAExploration Holdings, Inc.
CENTRAL INDEX KEY: 0001514732
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 274867100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1160 DAIRY ASHFORD RD.
STREET 2: SUITE 160
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 281-258-4400
MAIL ADDRESS:
STREET 1: 1160 DAIRY ASHFORD RD.
STREET 2: SUITE 160
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: Trio Merger Corp.
DATE OF NAME CHANGE: 20110307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hastings Jeff
CENTRAL INDEX KEY: 0001580993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 161794638
MAIL ADDRESS:
STREET 1: 3333 8TH STREET SE
STREET 2: 3RD FLOOR
CITY: CALGARY
STATE: A0
ZIP: T2G 3A4
4
1
wf-form4_146982528629455.xml
FORM 4
X0306
4
2016-07-27
0
0001514732
SAExploration Holdings, Inc.
SAEX
0001580993
Hastings Jeff
3333 8TH STREET SE
3RD FLOOR
CALGARY
A0
T2G 3A4
ALBERTA, CANADA
1
1
1
0
Executive Chairman
Common Stock
2016-07-27
4
A
0
142968
0
A
142968
I
By Speculative Seismic Investments, LLC
Common Stock
830
D
Common Stock
24221
I
Through dispositive and voting control of CLCH, LLC
Represents 142,968 shares of Common Stock held directly by Speculative Seismic Investments, LLC received upon the issuance of shares in connection with the Exchange Offer and New Senior Loan Facility (both terms as defined therein), pursuant to the terms of the Restructuring Support Agreement, dated as of June 13, 2016, among SAExploration Holdings, Inc., the members of management identified therein and the supporting holders identified therein.
Speculative Seismic Investments, LLC ("SSI") is a Texas limited liability company, and is wholly owned and controlled by the Reporting Person.
Represents the equivalent amount of shares held by the Reporting Person following the Issuer's Reverse Stock Split on July 27, 2016.
Represents the equivalent amount of shares held by CLCH, LLC following the Issuer's Reverse Stock Split on July 27, 2016.
/s/ Jeffrey Hastings
2016-07-29