0001209191-19-024773.txt : 20190416 0001209191-19-024773.hdr.sgml : 20190416 20190416164758 ACCESSION NUMBER: 0001209191-19-024773 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190412 FILED AS OF DATE: 20190416 DATE AS OF CHANGE: 20190416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scott Mike CENTRAL INDEX KEY: 0001580855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35471 FILM NUMBER: 19751416 MAIL ADDRESS: STREET 1: 3333 8TH STREET SE STREET 2: 3RD FLOOR CITY: CALGARY STATE: A0 ZIP: T2G 3A4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAExploration Holdings, Inc. CENTRAL INDEX KEY: 0001514732 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 274867100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 281-258-4400 MAIL ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: Trio Merger Corp. DATE OF NAME CHANGE: 20110307 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-12 0 0001514732 SAExploration Holdings, Inc. SAEX 0001580855 Scott Mike 4860 25TH ST SE CALGARY A0 T2B 3M2 ALBERTA, CANADA 0 1 0 0 Senior VP Common Stock 2019-04-12 4 M 0 30160 A 46835 D Common Stock 2019-04-12 4 F 0 14306 3.80 D 32529 D Restricted Stock Unit 2019-04-12 4 M 0 30160 0.00 D Common Stock 30160 78382 D Restricted stock units ("RSUs") convert into shares of common stock on a one-for-one basis. These RSUs were issued pursuant to the 2018 Amended and Restated Long-Term Incentive Plan as additional management incentive plan ("MIP") awards due under the terms of the employment agreement between the Company and the reporting person (the "True-Up MIP Awards"). These True-Up MIP Awards vest 50% on April 12, 2019 and 50% on January 29, 2021. These RSU's represent the 50% that vested on April 12, 2019. Mike Scott 2019-04-16