0001209191-19-024285.txt : 20190410 0001209191-19-024285.hdr.sgml : 20190410 20190410171546 ACCESSION NUMBER: 0001209191-19-024285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190329 FILED AS OF DATE: 20190410 DATE AS OF CHANGE: 20190410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whiteley Brent CENTRAL INDEX KEY: 0001580789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35471 FILM NUMBER: 19742262 MAIL ADDRESS: STREET 1: 3333 8TH STREET SE, 3RD FLOOR CITY: CALGARY STATE: A0 ZIP: T2G 3A4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAExploration Holdings, Inc. CENTRAL INDEX KEY: 0001514732 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 274867100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 281-258-4400 MAIL ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: Trio Merger Corp. DATE OF NAME CHANGE: 20110307 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-29 0 0001514732 SAExploration Holdings, Inc. SAEX 0001580789 Whiteley Brent 1160 DAIRY ASHFORD SUITE 160 HOUSTON TX 77079 0 1 0 0 See Remarks Common Stock 49439 D Restricted Stock Unit Common Stock 58256 D Restricted Stock Unit 2019-03-29 2019-03-29 4 A 0 30940 0.00 A Common Stock 30940 89196 D Restricted Stock Unit 2019-03-29 2019-03-29 4 A 0 125279 0.00 A Common Stock 125279 214475 D Adjusted to reflect the one-for-twenty reverse stock split that occurred on September 14, 2018. Restricted stock units ("RSUs") were issued pursuant to the SAExploration Holdings, Inc. (the "Company") Amended and Restated 2018 Long-Term Incentive Plan (the "Plan") as a long-term incentive award based on 2018 performance. The RSUs vest on September 29, 2020 and convert into shares of common stock on a one-for-one basis. These RSUs were issued pursuant to the Plan as additional management incentive plan ("MIP") awards due under the terms of the employment agreement between the Company and the reporting person (the "True-Up MIP Awards"). These True-Up MIP Awards vest 50% on April 12, 2019 and 50% on January 29, 2021 and will convert into shares of common stock on a one for one basis. CFO, General Counsel and Secretary Brent Whiteley 2019-04-10