0001209191-19-024285.txt : 20190410
0001209191-19-024285.hdr.sgml : 20190410
20190410171546
ACCESSION NUMBER: 0001209191-19-024285
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190329
FILED AS OF DATE: 20190410
DATE AS OF CHANGE: 20190410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whiteley Brent
CENTRAL INDEX KEY: 0001580789
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35471
FILM NUMBER: 19742262
MAIL ADDRESS:
STREET 1: 3333 8TH STREET SE, 3RD FLOOR
CITY: CALGARY
STATE: A0
ZIP: T2G 3A4
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAExploration Holdings, Inc.
CENTRAL INDEX KEY: 0001514732
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 274867100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1160 DAIRY ASHFORD RD.
STREET 2: SUITE 160
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 281-258-4400
MAIL ADDRESS:
STREET 1: 1160 DAIRY ASHFORD RD.
STREET 2: SUITE 160
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: Trio Merger Corp.
DATE OF NAME CHANGE: 20110307
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-29
0
0001514732
SAExploration Holdings, Inc.
SAEX
0001580789
Whiteley Brent
1160 DAIRY ASHFORD
SUITE 160
HOUSTON
TX
77079
0
1
0
0
See Remarks
Common Stock
49439
D
Restricted Stock Unit
Common Stock
58256
D
Restricted Stock Unit
2019-03-29
2019-03-29
4
A
0
30940
0.00
A
Common Stock
30940
89196
D
Restricted Stock Unit
2019-03-29
2019-03-29
4
A
0
125279
0.00
A
Common Stock
125279
214475
D
Adjusted to reflect the one-for-twenty reverse stock split that occurred on September 14, 2018.
Restricted stock units ("RSUs") were issued pursuant to the SAExploration Holdings, Inc. (the "Company") Amended and Restated 2018 Long-Term Incentive Plan (the "Plan") as a long-term incentive award based on 2018 performance. The RSUs vest on September 29, 2020 and convert into shares of common stock on a one-for-one basis.
These RSUs were issued pursuant to the Plan as additional management incentive plan ("MIP") awards due under the terms of the employment agreement between the Company and the reporting person (the "True-Up MIP Awards"). These True-Up MIP Awards vest 50% on April 12, 2019 and 50% on January 29, 2021 and will convert into shares of common stock on a one for one basis.
CFO, General Counsel and Secretary
Brent Whiteley
2019-04-10