0001209191-19-024283.txt : 20190410 0001209191-19-024283.hdr.sgml : 20190410 20190410171510 ACCESSION NUMBER: 0001209191-19-024283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190329 FILED AS OF DATE: 20190410 DATE AS OF CHANGE: 20190410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silvernagle Darin CENTRAL INDEX KEY: 0001580861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35471 FILM NUMBER: 19742255 MAIL ADDRESS: STREET 1: 3333 8TH STREET SE STREET 2: 3RD FLOOR CITY: CALGARY STATE: A0 ZIP: T2G 3A4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAExploration Holdings, Inc. CENTRAL INDEX KEY: 0001514732 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 274867100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 281-258-4400 MAIL ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: Trio Merger Corp. DATE OF NAME CHANGE: 20110307 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-29 0 0001514732 SAExploration Holdings, Inc. SAEX 0001580861 Silvernagle Darin 29131 TOWNSHIP RD 264 ROCKY VIEW COUNTY A0 T4A 0N3 ALBERTA, CANADA 0 1 0 0 VP - Marine Common Stock 7373 D Restricted Stock Unit Common Stock 12946 D Restricted Stock Unit 2019-03-29 2019-03-29 4 A 0 7055 0.00 A Common Stock 7055 20001 D Restricted Stock Unit 2019-03-29 2019-03-29 4 A 0 27841 0.00 A Common Stock 27841 47842 D Adjusted to reflect the one-for-twenty reverse stock split that occurred on September 14, 2018. Restricted stock units ("RSUs") were issued pursuant to the SAExploration Holdings, Inc. (the "Company") Amended and Restated 2018 Long-Term Incentive Plan (the "Plan") as a long-term incentive award based on 2018 performance. The RSUs vest on September 29, 2020 and convert into shares of common stock on a one-for-one basis. These RSUs were issued pursuant to the Plan as additional management incentive plan ("MIP") awards due under the terms of the employment agreement between the Company and the reporting person (the "True-Up MIP Awards"). These True-Up MIP Awards vest 50% on April 12, 2019 and 50% on January 29, 2021 and will convert into shares of common stock on a one for one basis. Darin Silvernagle 2019-04-10