0001127602-21-007165.txt : 20210222 0001127602-21-007165.hdr.sgml : 20210222 20210222190430 ACCESSION NUMBER: 0001127602-21-007165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210213 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Katherine T CENTRAL INDEX KEY: 0001656488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35243 FILM NUMBER: 21662279 MAIL ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunCoke Energy, Inc. CENTRAL INDEX KEY: 0001514705 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 900640593 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 630-824-1000 MAIL ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-13 0001514705 SunCoke Energy, Inc. SXC 0001656488 Gates Katherine T 1011 WARRENVILLE ROAD, STE. 600 LISLE IL 60532 1 SVP, Chief Legal Officer & Chi Common Stock 2021-02-13 4 M 0 4255 A 59298 D Common Stock 2021-02-13 4 F 0 1473 6.06 D 57825 D Common Stock 2021-02-14 4 M 0 2414 A 60239 D Common Stock 2021-02-14 4 F 0 836 6.06 D 59403 D Common Stock 2021-02-19 4 M 0 9934 A 69337 D Common Stock 2021-02-19 4 F 0 3083 6.36 D 66254 D RSU's (02.13.19) 2021-02-13 4 M 0 4255 D 2020-02-13 2022-02-13 Common Stock 4255 4255 D RSU's (02.14.18) 2021-02-14 4 M 0 2414 D 2019-02-14 2021-02-14 Common Stock 2414 0 D RSU's (02.19.2020) 2021-02-19 4 M 0 9934 D 2021-02-19 2023-02-19 Common Stock 9934 19867 D Conversion rate is 1 for 1. Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. /s/ Rita M. Slager, attorney-in-fact 2021-02-22