0001127602-17-007073.txt : 20170217 0001127602-17-007073.hdr.sgml : 20170217 20170217183533 ACCESSION NUMBER: 0001127602-17-007073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunCoke Energy, Inc. CENTRAL INDEX KEY: 0001514705 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 900640593 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 630-824-1000 MAIL ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Katherine T CENTRAL INDEX KEY: 0001656488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35243 FILM NUMBER: 17622875 MAIL ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-15 0001514705 SunCoke Energy, Inc. SXC 0001656488 Gates Katherine T 1011 WARRENVILLE ROAD, STE. 600 LISLE IL 60532 1 Sr VP & General Counsel RSU's (02.15.17) 2017-02-15 4 A 0 5786 0 A 2018-02-15 2021-02-15 Common Stock 5786 11572 D Market Options (02.15.17) 9.85 2017-02-15 4 A 0 5512 0 A 2018-02-15 2027-02-15 Common Stock 5512 11024 D Performance Options (02.15.17) 9.85 2017-02-15 4 A 0 6268 0 A 2018-02-15 2027-02-16 Common Stock 6268 12536 D Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018. Conversion rate is 1 for 1. Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018. Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share /s/ Rita M. Slager, attorney-in-fact 2017-02-17