0001127602-11-022085.txt : 20110726 0001127602-11-022085.hdr.sgml : 20110726 20110726195852 ACCESSION NUMBER: 0001127602-11-022085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110726 FILED AS OF DATE: 20110726 DATE AS OF CHANGE: 20110726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Fay CENTRAL INDEX KEY: 0001524598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35243 FILM NUMBER: 11988499 MAIL ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunCoke Energy, Inc. CENTRAL INDEX KEY: 0001514705 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 900640593 BUSINESS ADDRESS: STREET 1: 11400 PARKSIDE DRIVE CITY: KNOXVILLE STATE: TN ZIP: 37934 BUSINESS PHONE: 865.288.5200 MAIL ADDRESS: STREET 1: 11400 PARKSIDE DRIVE CITY: KNOXVILLE STATE: TN ZIP: 37934 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-07-26 0001514705 SunCoke Energy, Inc. SXC 0001524598 West Fay 1011 WARRENVILLE ROAD SUITE 600 LISLE IL 60532 1 Vice President and Controller Stock Options (Right to Buy) 17.39 2011-07-26 4 A 0 31515 0 A 2012-07-23 2021-07-23 Common Stock 31515 31515 D Common Stock Unit 2011-07-26 4 A 0 5382 0 A Common Stock 5382 5382 D Grant of stock options (right to buy SunCoke Energy, Inc. common stock), contingent upon the closing of the registrant's initial public offering. These options were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3, and are exercisable in one-third installments on the anniversary of the date of grant. Grant of restricted common stock units contingent upon the closing of the registrant's initial public offering. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. Half of these units vest ratably in increments of one-third at the end of each of three annual vesting cycles. The remaining half vests on the fourth anniversary of the date of grant. Incremental settlement is contingent only upon the continued employment of reporting person with SunCoke Energy, Inc. through the end of each vesting cycle. Conversion rate is 1 for 1. Not applicable. /s/ John J. DiRocco, Jr., attorney-in-fact 2011-07-26