0001127602-11-022079.txt : 20110726 0001127602-11-022079.hdr.sgml : 20110726 20110726195212 ACCESSION NUMBER: 0001127602-11-022079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110726 FILED AS OF DATE: 20110726 DATE AS OF CHANGE: 20110726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newman Mark CENTRAL INDEX KEY: 0001524597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35243 FILM NUMBER: 11988492 MAIL ADDRESS: STREET 1: 1011 WARRENVILLE ROAD STREET 2: SUITE 600 CITY: LISLE STATE: IL ZIP: 60532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunCoke Energy, Inc. CENTRAL INDEX KEY: 0001514705 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 900640593 BUSINESS ADDRESS: STREET 1: 11400 PARKSIDE DRIVE CITY: KNOXVILLE STATE: TN ZIP: 37934 BUSINESS PHONE: 865.288.5200 MAIL ADDRESS: STREET 1: 11400 PARKSIDE DRIVE CITY: KNOXVILLE STATE: TN ZIP: 37934 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-07-26 0001514705 SunCoke Energy, Inc. SXC 0001524597 Newman Mark 1011 WARRENVILLE ROAD SUITE 600 LISLE IL 60532 1 Senior Vice President and Chie Common Stock 2011-07-26 4 J 0 3750 16.00 A 3750 I Spouse Common Stock Unit 2011-07-26 4 A 0 17458 0 A Common Stock 17458 17458 D Stock Options (Right to Buy) 17.39 2011-07-26 4 A 0 43290 0 A 2012-07-23 2021-07-23 Common Stock 43290 43290 D Stock Options (Right to Buy) 17.39 2011-07-26 4 A 0 102222 0 A 2012-07-23 2021-07-23 Common Stock 102222 102222 D Purchase of common stock in directed share program contingent upon the closing of the initial public offering of SunCoke Energy, Inc. Grant of restricted common stock units contingent upon the closing of the registrant's initial public offering. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. Half of these units vest ratably in increments of one-third at the end of each of three annual vesting cycles. The remaining half vests on the fourth anniversary of the date of grant. Incremental settlement is contingent only upon the continued employment of reporting person with SunCoke Energy, Inc. through the end of each vesting cycle. Conversion rate is 1 for 1. Not applicable. Grant of stock options (right to buy SunCoke Energy, Inc. common stock), contingent upon the closing of the registrant's initial public offering. These options were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3, and are exercisable in one-third installments on the anniversary of the date of grant. Grant of stock options (right to buy SunCoke Energy, Inc. common stock), contingent upon the closing of the registrant's initial public offering. These options were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3, and are exercisable in one-third installments on the anniversary of the date of grant. /s/ John J. DiRocco, Jr., attorney-in-fact 2011-07-26