0001208646-11-000453.txt : 20111128 0001208646-11-000453.hdr.sgml : 20111128 20111128142303 ACCESSION NUMBER: 0001208646-11-000453 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111128 DATE AS OF CHANGE: 20111128 EFFECTIVENESS DATE: 20111128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prosperity Capital Management Ltd CENTRAL INDEX KEY: 0001514542 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14446 FILM NUMBER: 111227936 BUSINESS ADDRESS: STREET 1: PO BOX 10448, SUITE 204 STREET 2: THE CRIGHTON BUILDING, 256 CREWE RD CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1004 BUSINESS PHONE: 1 345 745 8500 MAIL ADDRESS: STREET 1: PO BOX 10448, SUITE 204 STREET 2: THE CRIGHTON BUILDING, 256 CREWE RD CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1004 13F-HR/A 1 c105922_13F.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: SEPTEMBER 30, 2011 Check here if Amendment [x]; Amendment Number : 1 This Amendment: [x] is a restatement [ ] adds new holdings entries INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: Name: Prosperity Capital Management Limited Address: Cayman Islands P.O. Box 10448 Suite 204, The Crighton Building 256 Crewe Rd Grand Cayman, KY1-1004 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: Name: Oliver J. Sinton Title: Managing Director Phone: +1 345 745 8500 SIGNATURE, PLACE AND DATE OF SIGNING: Grand Cayman, /s/ Oliver J. Sinton Cayman Islands November 28 2011 ------------------------------- ------------------------ ----------------- Signature City, State Date REPORT TYPE: [X] 13F HOLDINGS REPORT (Amended two share amounts in Column 5 and one share amount in Column 8 of the information table because figures were rounded to the nearest thousand.) [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of other included managers: 0 Form 13F Information Table Entry Total: 2 Form 13F Information Table Value Total: $147,784 (thousands) LIST OF OTHER INCLUDED MANAGERS: None FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- ----------------------- --------- -------- --------------------- ---------- -------- ----------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED -------------- ----------------------- --------- -------- ---------- --- ---- ---------- -------- --------- ------ VIMPELCOM LTD. SPONSORED ADR 92719A106 138,206 11,146,393 SH --- DEFINED NONE 8,309,091 --- MECHEL OAO SPONSORED ADR PREFERRED 583840509 9,578 1,113,775 SH --- DEFINED NONE 1,113,775 --- COLUMN 1 COLUMN 8 -------------- --------- VOTING AUTHORITY NAME OF ISSUER NONE -------------- --------- VIMPELCOM LTD. 2,837,302 MECHEL OAO ---