0001208646-11-000439.txt : 20111115
0001208646-11-000439.hdr.sgml : 20111115
20111115105927
ACCESSION NUMBER: 0001208646-11-000439
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111115
DATE AS OF CHANGE: 20111115
EFFECTIVENESS DATE: 20111115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prosperity Capital Management Ltd
CENTRAL INDEX KEY: 0001514542
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14446
FILM NUMBER: 111206030
BUSINESS ADDRESS:
STREET 1: PO BOX 10448, SUITE 204
STREET 2: THE CRIGHTON BUILDING, 256 CREWE RD
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1004
BUSINESS PHONE: 1 345 745 8500
MAIL ADDRESS:
STREET 1: PO BOX 10448, SUITE 204
STREET 2: THE CRIGHTON BUILDING, 256 CREWE RD
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1004
13F-HR
1
c105829.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: SEPTEMBER 30, 2011
Check here if Amendment [ ]; Amendment Number:
-----------
This Amendment: [ ] is a restatement.
[ ] adds new holdings entries.
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
Name: PROSPERITY CAPITAL MANAGEMENT LIMITED
Address: P.O. BOX 1048
SUITE 204, THE CRIGHTON BUILDING
256 CREWE RD
GRAND CAYMAN, KY1-1004
CAYMAN ISLANDS
Form 13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
Name: OLIVER J. SINTON
Title: MANAGING DIRECTOR
Phone: +1 345 745 8500
SIGNATURE, PLACE AND DATE OF SIGNING:
GRAND CAYMAN
/s/Oliver J. Sinton CAYMAN ISLANDS 15 November 2011
-------------------------------------- -------------- ----------------
Signature City, State Date
Report Type:
[X] l3F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers: 0
---------
Form 13F Information Table Entry Total: 4
---------
Form 13F Information Table Value Total: $147,785
---------
(thousands)
LIST OF OTHER INCLUDED MANAGERS:
None
2
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------- ------------- --------- -------- -------------------- ---------- --------- ---------------------------
TITLE OF VALUE SHRS OR SH / PUT / INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- ---- ----- ---------- --------- --------- ------ ---------
VIMPELCOM LTD. SPONSORED ADR 92719A106 138,206 11,146 SH --- DEFINED NONE 8,309,091 --- 2,837,302
MECHEL OAO SPONSORED ADR 583840509 9,578 1,114 SH --- DEFINED NONE 1,114 --- ---
PREFERRED