0001208646-11-000439.txt : 20111115 0001208646-11-000439.hdr.sgml : 20111115 20111115105927 ACCESSION NUMBER: 0001208646-11-000439 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 EFFECTIVENESS DATE: 20111115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prosperity Capital Management Ltd CENTRAL INDEX KEY: 0001514542 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14446 FILM NUMBER: 111206030 BUSINESS ADDRESS: STREET 1: PO BOX 10448, SUITE 204 STREET 2: THE CRIGHTON BUILDING, 256 CREWE RD CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1004 BUSINESS PHONE: 1 345 745 8500 MAIL ADDRESS: STREET 1: PO BOX 10448, SUITE 204 STREET 2: THE CRIGHTON BUILDING, 256 CREWE RD CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1004 13F-HR 1 c105829.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: SEPTEMBER 30, 2011 Check here if Amendment [ ]; Amendment Number: ----------- This Amendment: [ ] is a restatement. [ ] adds new holdings entries. INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: Name: PROSPERITY CAPITAL MANAGEMENT LIMITED Address: P.O. BOX 1048 SUITE 204, THE CRIGHTON BUILDING 256 CREWE RD GRAND CAYMAN, KY1-1004 CAYMAN ISLANDS Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: Name: OLIVER J. SINTON Title: MANAGING DIRECTOR Phone: +1 345 745 8500 SIGNATURE, PLACE AND DATE OF SIGNING: GRAND CAYMAN /s/Oliver J. Sinton CAYMAN ISLANDS 15 November 2011 -------------------------------------- -------------- ---------------- Signature City, State Date Report Type: [X] l3F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 0 --------- Form 13F Information Table Entry Total: 4 --------- Form 13F Information Table Value Total: $147,785 --------- (thousands) LIST OF OTHER INCLUDED MANAGERS: None 2
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- ------------- --------- -------- -------------------- ---------- --------- --------------------------- TITLE OF VALUE SHRS OR SH / PUT / INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------------- --------- -------- ------- ---- ----- ---------- --------- --------- ------ --------- VIMPELCOM LTD. SPONSORED ADR 92719A106 138,206 11,146 SH --- DEFINED NONE 8,309,091 --- 2,837,302 MECHEL OAO SPONSORED ADR 583840509 9,578 1,114 SH --- DEFINED NONE 1,114 --- --- PREFERRED