0001751788-23-000046.txt : 20230213 0001751788-23-000046.hdr.sgml : 20230213 20230213211151 ACCESSION NUMBER: 0001751788-23-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230209 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ungerleider Howard I CENTRAL INDEX KEY: 0001514396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 23621513 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 wf-form4_167634067288778.xml FORM 4 X0306 4 2023-02-09 0 0001751788 DOW INC. DOW 0001514396 Ungerleider Howard I 2211 H.H. DOW WAY MIDLAND MI 48674 0 1 0 0 President and CFO Common Stock 2023-02-09 4 A 0 12310 0 A 193421 D Common Stock 2023-02-09 4 M 0 94998 47.31 A 288419 D Common Stock 2023-02-09 4 D 0 83959 59.9391 D 204460 D Common Stock 2023-02-09 4 G 0 11039 0 D 193421 D Common Stock 2023-02-09 4 G 0 11039 0 A 143055 I By Trust Common Stock 389.79 I By 401(k) Plan Common Stock 926.64 I By 401(k) Plan ESOP Non-Qualified Stock Option (Right to Buy) 59.08 2023-02-09 4 A 0 79910 0 A 2033-02-09 Common Stock 79910.0 79910 D Non-Qualified Stock Option (Right to Buy) 47.31 2023-02-09 4 M 0 94998 0 D 2024-02-14 Common Stock 94998.0 0 D Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment. Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold. The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $59.91 to $60.04. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Total includes previously reported restricted stock units. This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes. This option granted in February 2014, and expiring on February 14, 2024, is fully vested and exercisable. /s/ Howard I. Ungerleider 2023-02-13