0001751788-23-000046.txt : 20230213
0001751788-23-000046.hdr.sgml : 20230213
20230213211151
ACCESSION NUMBER: 0001751788-23-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230209
FILED AS OF DATE: 20230213
DATE AS OF CHANGE: 20230213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ungerleider Howard I
CENTRAL INDEX KEY: 0001514396
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38646
FILM NUMBER: 23621513
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOW INC.
CENTRAL INDEX KEY: 0001751788
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 301128146
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 9896361000
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Inc.
DATE OF NAME CHANGE: 20190305
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Holdings Inc.
DATE OF NAME CHANGE: 20180831
4
1
wf-form4_167634067288778.xml
FORM 4
X0306
4
2023-02-09
0
0001751788
DOW INC.
DOW
0001514396
Ungerleider Howard I
2211 H.H. DOW WAY
MIDLAND
MI
48674
0
1
0
0
President and CFO
Common Stock
2023-02-09
4
A
0
12310
0
A
193421
D
Common Stock
2023-02-09
4
M
0
94998
47.31
A
288419
D
Common Stock
2023-02-09
4
D
0
83959
59.9391
D
204460
D
Common Stock
2023-02-09
4
G
0
11039
0
D
193421
D
Common Stock
2023-02-09
4
G
0
11039
0
A
143055
I
By Trust
Common Stock
389.79
I
By 401(k) Plan
Common Stock
926.64
I
By 401(k) Plan ESOP
Non-Qualified Stock Option (Right to Buy)
59.08
2023-02-09
4
A
0
79910
0
A
2033-02-09
Common Stock
79910.0
79910
D
Non-Qualified Stock Option (Right to Buy)
47.31
2023-02-09
4
M
0
94998
0
D
2024-02-14
Common Stock
94998.0
0
D
Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.
Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold.
The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $59.91 to $60.04. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Total includes previously reported restricted stock units.
This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.
This option granted in February 2014, and expiring on February 14, 2024, is fully vested and exercisable.
/s/ Howard I. Ungerleider
2023-02-13