0001225208-20-013493.txt : 20201112
0001225208-20-013493.hdr.sgml : 20201112
20201112210347
ACCESSION NUMBER: 0001225208-20-013493
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201109
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ungerleider Howard I
CENTRAL INDEX KEY: 0001514396
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38646
FILM NUMBER: 201308877
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOW INC.
CENTRAL INDEX KEY: 0001751788
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 301128146
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 9896361000
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Inc.
DATE OF NAME CHANGE: 20190305
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Holdings Inc.
DATE OF NAME CHANGE: 20180831
4
1
doc4.xml
X0306
4
2020-11-09
0001751788
DOW INC.
DOW
0001514396
Ungerleider Howard I
2211 H.H. DOW WAY
MIDLAND
MI
48674
1
President and CFO
Common Stock
2020-11-09
4
M
0
11363.0000
38.8700
A
105270.0000
D
Common Stock
2020-11-09
4
D
0
9684.0000
52.8050
D
95586.0000
D
Common Stock
2020-11-10
4
M
0
7000.0000
38.8700
A
102586.0000
D
Common Stock
2020-11-10
4
G
0
2719.0000
0.0000
D
99867.0000
D
Common Stock
2020-11-10
4
D
0
5960.0000
52.9060
D
93907.0000
D
Common Stock
2020-11-10
4
G
0
2719.0000
0.0000
A
84223.0000
I
By Trust
Common Stock
257.0420
I
By 401(k) Plan
Common Stock
926.5410
I
By 401(k) Plan ESOP
Non-Qualified Stock Option (Right to Buy)
38.8700
2020-11-09
4
M
0
11363.0000
0.0000
D
2021-02-11
Common Stock
11363.0000
7000.0000
D
Non-Qualified Stock Option (Right to Buy)
38.8700
2020-11-10
4
M
0
7000.0000
0.0000
D
2021-02-11
Common Stock
7000.0000
0.0000
D
Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold.
The price in respect of November 10, 2020 is a weighted average sale price for the transaction initiated on November 9, 2020 and executed over November 9 and 10, 2020. The shares sold on November 9, 2020 were all sold at $52.805 and the shares sold on November 10, 2020 were sold in multiple transactions at prices ranging from $52.87 to $52.91. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This option is fully vested and exercisable.
/s/ Howard I Ungerleider
2020-11-12