0001225208-18-003481.txt : 20180220 0001225208-18-003481.hdr.sgml : 20180220 20180220194123 ACCESSION NUMBER: 0001225208-18-003481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ungerleider Howard I CENTRAL INDEX KEY: 0001514396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38196 FILM NUMBER: 18626628 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DowDuPont Inc. CENTRAL INDEX KEY: 0001666700 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 811224539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 974 CENTRE ROAD CITY: WILMINGTON STATE: DE ZIP: 19805 4 1 doc4.xml X0306 4 2018-02-13 0001666700 DowDuPont Inc. DWDP 0001514396 Ungerleider Howard I C/O THE DOW CHEMICAL COMPANY 2030 DOW CENTER MIDLAND MI 48674 1 Chief Financial Officer Common Stock 2018-02-13 4 F 0 6156.0000 70.7500 D 188489.0000 D Common Stock 347.3255 I By 401(k) Plan Common Stock 2763.0050 I By 401(k) Plan ESOP Common Stock 114302.9183 I By Trust Non-Qualified Stock Option (Right to Buy) 71.8500 2018-02-15 4 A 0 268435.0000 0.0000 A 2028-02-15 Common Stock 268435.0000 268435.0000 D Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Shares used to satisfy withholding taxes on delivery of deferred stock granted February 13, 2015 as previously reported. Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. This option will vest in three equal installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes. /s/ Howard I Ungerleider 2018-02-20