0001193125-13-204304.txt : 20130507 0001193125-13-204304.hdr.sgml : 20130507 20130507154625 ACCESSION NUMBER: 0001193125-13-204304 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130501 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130507 DATE AS OF CHANGE: 20130507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AG Mortgage Investment Trust, Inc. CENTRAL INDEX KEY: 0001514281 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35151 FILM NUMBER: 13819782 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-692-2000 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Mortgage REIT, Inc. DATE OF NAME CHANGE: 20110302 8-K 1 d532243d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 7, 2013 (May 1, 2013)

 

 

AG Mortgage Investment Trust, Inc.

 

 

 

Maryland   001-35151   27-5254382

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(I.R.S. Employer

Identification No.)

245 Park Avenue, 26th floor

New York, New York 10167

(212) 692-2000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

At the 2013 annual meeting of stockholders of the AG Mortgage Investment Trust, Inc. (the “Company”) held on May 1, 2013, the Company’s stockholders voted on the following matters which were set forth in the notice for the meeting:

 

  1. election of the board of directors, with each director serving a one-year term until his successor is elected and qualifies;

 

  2. ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2013; and

 

  3. approval, on an advisory basis, of the Company’s executive compensation.

Each of the eight nominees was elected, the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm was ratified and executive compensation was approved on an advisory basis.

The vote tabulation for each proposal is as follows:

 

  1. Election of Directors:

 

Director

    Votes For      Votes
Withheld		      Broker Non-Votes  

Arthur Ainsberg

      13,010,889         870,736            9,003,825   

Andrew L. Berger

      12,873,551         1,008,074            9,003,825   

Joseph LaManna

      12,873,518         1,008,107            9,003,825   

Jonathan Lieberman

      12,367,068         1,514,557            9,003,825   

Peter Linneman

      12,875,674         1,005,951            9,003,825   

David Roberts

      12,656,672         1,224,953            9,003,825   

Frank Stadelmaier

      11,241,790         2,639,835            9,003,825   

James M. Voss

      13,025,883         855,742            9,003,825   

 

  2. Ratification of Appointment of Independent Registered Public Accounting Firm:

 

Votes For

    Votes Against      Abstentions      Broker Non-Votes  
22,658,296      89,641         137,513         -0-   

 

  3. Approval, on an Advisory Basis, of Executive Compensation:

 

Votes For

    Votes Against      Abstentions      Broker Non-Votes  
13,536,784      268,168         76,673         9,003,825   

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 7, 2013     AG MORTGAGE INVESTMENT TRUST, INC.
    By:  

/s/ ALLAN KRINSMAN

      Name:   Allan Krinsman
      Title:   General Counsel and Secretary