0001213900-16-012059.txt : 20160330 0001213900-16-012059.hdr.sgml : 20160330 20160330162237 ACCESSION NUMBER: 0001213900-16-012059 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160330 DATE AS OF CHANGE: 20160330 EFFECTIVENESS DATE: 20160330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Point Capital, Inc. CENTRAL INDEX KEY: 0001514183 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 462137136 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-01038 FILM NUMBER: 161539953 BUSINESS ADDRESS: STREET 1: 285 GRAND AVENUE, BUILDING 5 STREET 2: FLOOR 2 CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 201-408-5126 MAIL ADDRESS: STREET 1: 285 GRAND AVENUE, BUILDING 5 STREET 2: FLOOR 2 CITY: ENGLEWOOD STATE: NJ ZIP: 07631 FORMER COMPANY: FORMER CONFORMED NAME: Gold Swap Inc DATE OF NAME CHANGE: 20110301 NT 10-K 1 extf10k2015_pointcapital.htm NOTIFICATION OF LATE FILING

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 12b-25

 

Commission File Number 814-01038

 

NOTIFICATION OF LATE FILING

 

(Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D
  ☐ Form N-SAR ☐ Form N-CSR      

 

For Period Ended: December 31, 2015

 

Transition Report on Form 10-K Transition Report on Form 10-Q
Transition Report on Form 20-F Transition Report on Form N-SAR
Transition Report on Form 11-K    

 

For the Transition Period Ended:                                           

 

Read instruction (on back page) before preparing form. Please print or type.

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:                                                                                                                                                                                                   

 

PART I

REGISTRANT INFORMATION

 

Full name of registrant POINT CAPITAL, INC.

 

Former name if applicable                                                                                                                                                                        

 

Address of principal executive office (Street and number) 285 Grand Avenue, Bldg 5

 

City, state and zip code Englewood, New Jersey 07631

 

 

 

 

PART II

RULE 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

 

  (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
     
(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
     
  (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III

NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR or the transition report or portion thereof, could not be filed within the prescribed time period.

 

Point Capital, Inc. (the "Company") could not complete the filing of its Annual Report on Form 10-K for the year ended December 31, 2015 due to a delay in obtaining and compiling information required to be included in the Company's Annual Report on Form 10-K, which could not be eliminated by the Company without unreasonable effort and expense. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, the Company will file its Form 10-K no later than the fifteenth calendar day following the prescribed due date.

 

PART IV

OTHER INFORMATION

 

(1)          Name and telephone number of person to contact in regard to this notification

 

Adam Wasserman   (201)   408-5126
(Name)   (Area Code)   (Telephone number)

 

(2)          Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

 

☒ Yes ☐ No

 

(3)          Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof.

 

☐ Yes ☒ No

 

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

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Point Capital, Inc.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date March 30, 2016   By: /s/ Adam Wasserman
        Name: Adam Wasserman
        Title: Chief Financial Officer

 

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001).

 

 

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