0001593968-16-000710.txt : 20160504 0001593968-16-000710.hdr.sgml : 20160504 20160504162545 ACCESSION NUMBER: 0001593968-16-000710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0001514128 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 274683816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-597-2900 MAIL ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP. DATE OF NAME CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thackery Adam C CENTRAL INDEX KEY: 0001643654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35149 FILM NUMBER: 161619738 MAIL ADDRESS: STREET 1: 44 SOUTH BROADWAY STREET 2: 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2016-03-04 0001514128 UNIVERSAL AMERICAN CORP. UAM 0001643654 Thackery Adam C 44 SOUTH BROADWAY SUITE 1200 WHITE PLAINS NY 10601 false true false false Chief Financial Officer Common Stock 2016-03-04 4 F false 707 6.72 D 154660 D Common Stock 2016-05-02 4 M false 35000 5.98 A 189660 D Common Stock 2016-05-02 4 F false 31136 7.25 D 158524 D Stock Option (Right to Buy) 5.98 2016-05-02 4 M false 35000 5.98 D 2016-05-02 Common Stock 35000 0 D Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock. Represents common stock including 115,177 shares of unvested restricted stock. Shares surrendered to issuer in payment of exercise price and tax liability in connection with stock option exercise. Options are fully vested. /s/ Tony L. Wolk, (POA) 2016-05-04