0001514128-14-000003.txt : 20140210 0001514128-14-000003.hdr.sgml : 20140210 20140210161639 ACCESSION NUMBER: 0001514128-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0001514128 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 274683816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-934-5200 MAIL ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP. DATE OF NAME CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayes Robert M. CENTRAL INDEX KEY: 0001519938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35149 FILM NUMBER: 14588868 MAIL ADDRESS: STREET 1: 6 INTERNATIONAL DRIVE CITY: RYE BROOK STATE: NY ZIP: 10579 4 1 f4forrha.xml PRIMARY DOCUMENT X0306 4 2014-02-06 0 0001514128 UNIVERSAL AMERICAN CORP. UAM 0001519938 Hayes Robert M. C/O UNIVERSAL AMERICAN CORP. 44 SOUTH BROADWAY WHITE PLAINS NY 10601 0 1 0 0 SVP, Health Quality Common Stock 2014-02-06 4 A 0 31556. 0 A 125528. D Common Stock 2014-02-09 4 F 0 1586. 6.81 D 123942. D Stock Option (Right to Buy) 6.80 2014-02-06 4 A 0 50238. 0 A 2019-02-06 Common Stock 50238. 50238. D Represents common stock including 66,471 shares of unvested restricted stock. Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock. Represents common stock including 62,721 shares of unvested restricted stock. Represents grant of stock options which vests in four equal annual installments beginning February 6, 2015. /s/ Tony L. Wolk, (POA) 2014-02-10