0001104659-20-127377.txt : 20201119
0001104659-20-127377.hdr.sgml : 20201119
20201119163307
ACCESSION NUMBER: 0001104659-20-127377
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201118
FILED AS OF DATE: 20201119
DATE AS OF CHANGE: 20201119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carroll Larry W.
CENTRAL INDEX KEY: 0001514106
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01022
FILM NUMBER: 201329210
MAIL ADDRESS:
STREET 1: C/O PARK STERLING BANK
STREET 2: 1043 EAST MOREHEAD STREET, SUITE 201
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capitala Finance Corp.
CENTRAL INDEX KEY: 0001571329
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4201 CONGRESS STREET, SUITE 360
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 704-376-5502
MAIL ADDRESS:
STREET 1: 4201 CONGRESS STREET, SUITE 360
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
4
1
tm2036487-1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-11-18
0
0001571329
Capitala Finance Corp.
CPTA
0001514106
Carroll Larry W.
C/O CAPITALA FINANCE CORP.
4201 CONGRESS STREET, SUITE 360
CHARLOTTE
NC
28209
1
0
0
0
Common Stock
2020-11-18
4
P
0
3371
10.48
A
39339
D
Common Stock
110
I
Via Parent
/s/ Larry W. Carroll
2020-11-19