0001144204-18-066013.txt : 20181221 0001144204-18-066013.hdr.sgml : 20181221 20181221153206 ACCESSION NUMBER: 0001144204-18-066013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181220 FILED AS OF DATE: 20181221 DATE AS OF CHANGE: 20181221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arnall Stephen A. CENTRAL INDEX KEY: 0001514104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01022 FILM NUMBER: 181249340 MAIL ADDRESS: STREET 1: C/O PARK STERLING BANK STREET 2: 1043 EAST MOREHEAD STREET, SUITE 201 CITY: CHARLOTTE STATE: NC ZIP: 28204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitala Finance Corp. CENTRAL INDEX KEY: 0001571329 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-376-5502 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 4 1 tv509777_4.xml OWNERSHIP DOCUMENT X0306 4 2018-12-20 0 0001571329 Capitala Finance Corp. CPTA 0001514104 Arnall Stephen A. C/O CAPITALA FINANCE CORP. 4201 CONGRESS STREET, SUITE 360 CHARLOTTE NC 28209 0 1 0 0 Chief Financial Officer Common Stock 2018-12-20 4 P 0 1500 6.76 A 28385 D The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.735 to $6.7699. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. /s/ Richard G. Wheelahan, III, attorney-in-fact 2018-12-21