Form X-17A-5 - FOCUS Report:
SEC Accession No. 9999999997-18-004602
Filing Date
2018-03-05
Accepted
2018-04-11 15:16:16
Documents
1
Period of Report
2017-12-31
Effectiveness Date
2018-03-05

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-18-004602.paper X-17A-5 294
  Scanned paper document scanned.pdf   586871
  Complete submission text file 9999999997-18-004602.txt   1341
Mailing Address 1251 AVENUE OF THE AMERICAS 53RD FLOOR NEW YORK NY 10020
Business Address 1251 AVENUE OF THE AMERICAS 53RD FLOOR NEW YORK NY 10020 646-949-9180
BERENBERG CAPITAL MARKETS LLC (Filer) CIK: 0001514067 (see all company filings)

EIN.: 274425934 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-68821 | Film No.: 18006859