Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
SEC Accession No. 9999999997-17-004350
Filing Date
2017-03-01
Accepted
2017-03-21 17:11:30
Documents
1
Period of Report
2016-12-31
Effectiveness Date
2017-03-01

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-17-004350.paper FOCUSN 293
  Complete submission text file 9999999997-17-004350.txt   1278
Mailing Address 712 5TH AVENUE 41ST FLOOR NEW YORK NY 10019
Business Address 712 5TH AVENUE 41ST FLOOR NEW YORK NY 10019 646-445-4840
BERENBERG CAPITAL MARKETS LLC (Filer) CIK: 0001514067 (see all company filings)

EIN.: 274425934 | State of Incorp.: DE | Fiscal Year End: 1231
Type: FOCUSN | Act: 34 | File No.: 008-68821 | Film No.: 17009468