Form X-17A-5 - FOCUS Report:
SEC Accession No. 0001514067-24-000001
Filing Date
2024-02-14
Accepted
2024-02-14 10:43:21
Documents
2
Period of Report
2023-12-31
Effectiveness Date
2024-02-14

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2310
2 2023BCMPublic.pdf FULL 1880461
  Complete submission text file 0001514067-24-000001.txt   2593270
Mailing Address 1251 AVENUE OF THE AMERICAS 53RD FLOOR NEW YORK NY 10020
Business Address 1251 AVENUE OF THE AMERICAS 53RD FLOOR NEW YORK NY 10020 646-949-9180
BERENBERG CAPITAL MARKETS LLC (Filer) CIK: 0001514067 (see all company filings)

EIN.: 274425934 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-68821 | Film No.: 24633891